-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QwKdr9UmNI4Jv2EVoUnpQw+n+OwhBbrw5b/RNjpxdKQiCFjgKo0aRnVy/e9qGx4N 0M/uTVGK0xsxaRs9XsHAyQ== 0001181431-11-013981.txt : 20110301 0001181431-11-013981.hdr.sgml : 20110301 20110301164317 ACCESSION NUMBER: 0001181431-11-013981 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110226 FILED AS OF DATE: 20110301 DATE AS OF CHANGE: 20110301 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HELLMANN JOHN C CENTRAL INDEX KEY: 0001241524 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31456 FILM NUMBER: 11652346 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GENESEE & WYOMING INC CENTRAL INDEX KEY: 0001012620 STANDARD INDUSTRIAL CLASSIFICATION: RAILROADS, LINE-HAUL OPERATING [4011] IRS NUMBER: 060984624 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 66 FIELD POINT ROAD CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 2036293722 MAIL ADDRESS: STREET 1: 66 FIELD POINT ROAD CITY: GREENWICH STATE: CT ZIP: 06830 4 1 rrd303395.xml 12/26/2011 X0303 4 2011-02-26 0 0001012620 GENESEE & WYOMING INC GWR 0001241524 HELLMANN JOHN C 66 FIELD POINT ROAD GREENWICH CT 06830 1 1 0 0 Chief Exec. Officer & Pres. Class A Common Stock, $.01 par value 2011-02-26 4 F 0 3987 51.66 D 242849 D Class A Common Stock, $.01 par value 2011-02-27 4 F 0 1936 51.66 D 240913 D Class A Common Stock, $.01 par value 2011-02-28 4 A 0 4319 0 A 245232 D Class A Common Stock, $.01 par value 2011-02-28 4 A 0 1440 0 A 246672 D Class B Common Stock, $.01 par value 1872 D Stock Option (Right to Buy) 52.09 2011-02-28 4 A 0 15453 0 A 2016-02-27 Class A Common Stock, $.01 par value 15453 15453 D These shares were surrendered to Genesee & Wyoming Inc.for the payment of taxes in connection with the vesting of previously granted restricted stock awards. This restricted stock award was granted under the Genesee & Wyoming Inc. Amended and Restated 2004 Omnibus Incentive Plan and will vest in three equal annual installments, beginning February 28, 2012. This restricted stock award was granted under the Genesee & Wyoming Inc. Amended and Restated 2004 Omnibus Incentive Plan and will vest in two equal annual installments, beginning February 28, 2012. This option award was granted under the Genesee & Wyoming Inc. Amended and Restated 2004 Omnibus Incentive Plan and will vest in three equal annual installments, beginning February 28, 2012. Allison M. Fergus, Attorney in Fact for John C. Hellmann 2011-03-01 -----END PRIVACY-ENHANCED MESSAGE-----