-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WzMA/x3GV2GWt+15I2G/hZP7PjmR3OFRJi24PwvH4eRDN/qegovUtXepu+bMBTpq XB5vSoQEzYDE+LskrawL7w== 0001181431-11-009904.txt : 20110214 0001181431-11-009904.hdr.sgml : 20110214 20110214191915 ACCESSION NUMBER: 0001181431-11-009904 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110210 FILED AS OF DATE: 20110214 DATE AS OF CHANGE: 20110214 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Benz James W CENTRAL INDEX KEY: 0001326526 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31456 FILM NUMBER: 11610906 MAIL ADDRESS: STREET 1: 66 FIELD POINT ROAD CITY: GREENWICH STATE: CT ZIP: 06830 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GENESEE & WYOMING INC CENTRAL INDEX KEY: 0001012620 STANDARD INDUSTRIAL CLASSIFICATION: RAILROADS, LINE-HAUL OPERATING [4011] IRS NUMBER: 060984624 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 66 FIELD POINT ROAD CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 2036293722 MAIL ADDRESS: STREET 1: 66 FIELD POINT ROAD CITY: GREENWICH STATE: CT ZIP: 06830 4 1 rrd300927.xml 02/11/11 FILING X0303 4 2011-02-10 0 0001012620 GENESEE & WYOMING INC GWR 0001326526 Benz James W 66 FIELD POINT ROAD GREENWICH CT 06830 0 1 0 0 Chief Operating Officer Class A Common Stock, $.01 par value 2011-02-10 4 A 0 3400 29.41 A 86287 D Class A Common Stock, $.01 par value 2011-02-10 4 A 0 19705 29.41 A 105992 D Class A Common Stock, $.01 par value 2011-02-10 4 A 0 9944 30.37 A 115936 D Class A Common Stock, $.01 par value 2011-02-10 4 S 0 33049 51.8012 D 82887 D Class A Common Stock, $.01 par value 2011-02-10 4 S 0 40000 51.8486 D 42887 D Stock Option (Right to Buy) 29.41 2011-02-10 4 M 0 3400 0 D 2011-05-29 Class A Common Stock, $.01 par value 3400 0 D Stock Option (Right to Buy) 29.41 2011-02-10 4 M 0 19705 0 D 2011-05-29 Class A Common Stock, $.01 par value 19705 0 D Stock Option (Right to Buy) 30.37 2011-02-10 4 M 0 9944 0 D 2011-06-01 Class A Common Stock, $.01 par value 9944 0 D All shares are held in a joint account with spouse. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4. Represents the weighted average sales price for price increments ranging from $51.50 to $52.24. Represents the weighted average sales price for price increments ranging from $51.525 to $52.21. This option award was granted under the Genesee & Wyoming Inc. Amended and Restated 2004 Omnibus Incentive Plan and became vested in three equal annual installments, beginning May 30, 2007. This option award was granted under the Genesee & Wyoming Inc. Amended and Restated 2004 Omnibus Incentive Plan and became fully vested on June 2, 2006. Allison M. Fergus, Attorney in Fact for James W. Benz 2011-02-14 -----END PRIVACY-ENHANCED MESSAGE-----