-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, AaWIF3OlYvOs5yQNkA05057eXbWsHAlzjAlcllAXIw8BrnfEVJsT/0YWr4xF0cLk 3SckC3CslwgSiIpbmHQGxw== 0001181431-10-015625.txt : 20100311 0001181431-10-015625.hdr.sgml : 20100311 20100311165634 ACCESSION NUMBER: 0001181431-10-015625 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100309 FILED AS OF DATE: 20100311 DATE AS OF CHANGE: 20100311 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HELLMANN JOHN C CENTRAL INDEX KEY: 0001241524 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31456 FILM NUMBER: 10674651 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GENESEE & WYOMING INC CENTRAL INDEX KEY: 0001012620 STANDARD INDUSTRIAL CLASSIFICATION: RAILROADS, LINE-HAUL OPERATING [4011] IRS NUMBER: 060984624 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 66 FIELD POINT ROAD CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 2036293722 MAIL ADDRESS: STREET 1: 66 FIELD POINT ROAD CITY: GREENWICH STATE: CT ZIP: 06830 4 1 rrd269376.xml 3/9/10 CASHLESS HOLD X0303 4 2010-03-09 0 0001012620 GENESEE & WYOMING INC GWR 0001241524 HELLMANN JOHN C 66 FIELD POINT ROAD GREENWICH CT 06830 1 1 0 0 Chief Exec. Officer & Pres. Class A Common Stock, $.01 par value 2010-03-09 4 M 0 59361 16.60 A 275640 D Class A Common Stock, $.01 par value 2010-03-09 4 M 0 710 16.60 A 276350 D Class A Common Stock, $.01 par value 2010-03-09 4 S 0 45000 33.5009 D 231350 D Class A Common Stock, $.01 par value 2010-03-10 4 M 0 5314 16.60 A 236664 D Class A Common Stock, $.01 par value 2010-03-10 4 S 0 3973 33.7237 D 232691 D Class B Common Stock, $.01 par value 1872 D Stock Option (Right to Buy) 16.60 2010-03-09 4 M 0 59361 0 D 2010-05-17 Class A Common Stock, $.01 par value 59361 0 D Stock Option (Right to Buy) 16.60 2010-03-09 4 M 0 710 0 D 2010-05-17 Class A Common Stock, $.01 par value 710 5314 D Stock Option (Right to Buy) 16.60 2010-03-10 4 M 0 5314 0 D 2010-05-17 Class A Common Stock, $.01 par value 5314 0 D These shares were sold to cover the exercise price and taxes in connection with the exercise of a previously granted stock option award. This price represents the weighted average sales price for the price increments ranging from $32.95 to $33.73. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4. These shares were sold to cover the exercise price and taxes in connection with the exercise of a previously granted stock option award. This price represents the weighted average sales price for the price increments ranging from $33.69 to $33.75. This option award was granted under the Genesee & Wyoming Inc. Amended and Restated 2004 Omnibus Incentive Plan and became vested in three annual installments beginning May 18, 2006. This option was previously reported as covering 39,574 shares, but was adjusted to reflect the Issuer's 3-for-2 stock split that occurred on March 14, 2006. This option award was granted under the Genesee & Wyoming Inc. Amended and Restated 2004 Omnibus Incentive Plan and became vested on May 18, 2008. This option was previously reported as part of an award covering 4,016 shares, but was adjusted to 6,024 to reflect the Issuer's 3-for-2 stock split that occurred on March 14, 2006. Allison M. Fergus 2010-03-11 -----END PRIVACY-ENHANCED MESSAGE-----