-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CTowVxmi0O6KgcR3bltii0oIeeKxZYKHG3mkAIbIeyC8PpBVq4n1DlOKZxrQFkhN zQUOH1JYo8Zr+45vZQS0Jg== 0001181431-10-014835.txt : 20100309 0001181431-10-014835.hdr.sgml : 20100309 20100309111007 ACCESSION NUMBER: 0001181431-10-014835 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100305 FILED AS OF DATE: 20100309 DATE AS OF CHANGE: 20100309 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RINGO PHILIP J CENTRAL INDEX KEY: 0000944019 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31456 FILM NUMBER: 10665755 MAIL ADDRESS: STREET 1: C/O INTERNET CAPITAL GROUP STREET 2: 690 LEE ROAD, SUITE 310 CITY: WAYNE STATE: PA ZIP: 19087 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GENESEE & WYOMING INC CENTRAL INDEX KEY: 0001012620 STANDARD INDUSTRIAL CLASSIFICATION: RAILROADS, LINE-HAUL OPERATING [4011] IRS NUMBER: 060984624 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 66 FIELD POINT ROAD CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 2036293722 MAIL ADDRESS: STREET 1: 66 FIELD POINT ROAD CITY: GREENWICH STATE: CT ZIP: 06830 4 1 rrd268908.xml FORM 4 3/3/2010 X0303 4 2010-03-05 0 0001012620 GENESEE & WYOMING INC GWR 0000944019 RINGO PHILIP J C/O GENESEE & WYOMING INC. 66 FIELD POINT ROAD GREENWICH CT 06830 1 0 0 0 Class A Common Stock, $.01 par value 2010-03-05 4 M 0 5063 2.963 A 94763 D Class A Common Stock, $.01 par value 2010-03-05 4 S 0 456 33.0465 D 94307 D Class A Common Stock, $.01 par value 18730.5 I By spouse Stock Option (Right to Buy) 2.963 2010-03-05 4 M 0 5063 0 D 2010-04-13 Class A Common Stock, $.01 par value 5063 0 D Represents the weighed average sales price for the price increments ranging from $33.04 to $33.05. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4. These shares are owned by Mr. Ringo's wife. Mr. Ringo disclaims beneficial ownership of these shares. This option was granted under the Genesee & Wyoming Inc. Amended and Restated Omnibus Incentive Plan and became vested in three equal annual installments, beginning April 14, 2001. This option was previously reported as covering 1,000 shares, but was adjusted to reflect the Issuer's 3-for-2 stock splits that occurred on June 15, 2001, March 14, 2002, March 15, 2004 and March 14, 2006. Allison M. Fergus, Attorney-in-Fact for Philip J. Ringo 2010-03-09 -----END PRIVACY-ENHANCED MESSAGE-----