-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VNMdiSjApfgUWYi7gotvBDzzbRT6a3v4IHGQNZ3RWHT6wg68FpXcEJ/vphAGmJNt 6G31PJpKUYW1lZIfi1a14Q== 0000950130-97-000542.txt : 19970222 0000950130-97-000542.hdr.sgml : 19970222 ACCESSION NUMBER: 0000950130-97-000542 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970212 SROS: NONE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: GENESEE & WYOMING INC CENTRAL INDEX KEY: 0001012620 STANDARD INDUSTRIAL CLASSIFICATION: RAILROADS, LINE-HAUL OPERATING [4011] IRS NUMBER: 060984624 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-48165 FILM NUMBER: 97526923 BUSINESS ADDRESS: STREET 1: 71 LEWIS ST CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 2036293722 MAIL ADDRESS: STREET 1: 71 LEWIS STREET STREET 2: 71 LEWIS STREET CITY: GREENWICH STATE: CT ZIP: 06830 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: FULLER LOUIS S CENTRAL INDEX KEY: 0001032795 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] STATE OF INCORPORATION: CT FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 71 LEWIS STREET CITY: GREENWICH STATE: CT ZIP: 06830 MAIL ADDRESS: STREET 1: 71 LEWIS STREET CITY: GREENWICH STATE: CT ZIP: 06830 SC 13G 1 SCHEDULE 13G CUSIP No. 371559 10 5 (Page 1 of 6 Pages) SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ------------------- SCHEDULE 13G INFORMATION STATEMENT PURSUANT TO RULES 13d-1 AND 13d-2 UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. _____) Genesee & Wyoming Inc. - -------------------------------------------------------------------------------- (Name of Issuer) Class A Common Stock, $.01 par value - -------------------------------------------------------------------------------- (Title of Class of Securities) 371559 10 5 - -------------------------------------------------------------------------------- (CUSIP Number) ------------------- CUSIP No. 371559 10 5 (Page 2 of 6 Pages) 13G 1 Name of Reporting Persons S.S. or I.R.S. Identification No. of Above Persons LOUIS S. FULLER 2 Check the Appropriate Box if a Member of a Group* (a) [_] (b) [_] 3 SEC Use Only 4 Citizenship or Place of Organization UNITED STATES 5 Sole Voting Power - 163,144 Number of Shares 6 Shared Voting Power - 73,144 Beneficially Owned by 7 Sole Dispositive Power - 163,144 Each Reporting 8 Shared Dispositive Power - 73,144 Person with 9 Aggregate Amount Beneficially Owned by Each Reporting Person 294,538 (See Item 4 for disclaimer of beneficial ownership as to certain shares) 10 Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares* [_] 11 Percent of Class Represented by Amount in Row (9) 6.5% 12 Type of Reporting Person* IN *SEE INSTRUCTIONS BEFORE FILLING OUT! CUSIP No. 371559 10 5 (Page 3 of 6 Pages) ITEM 1(A). NAME OF ISSUER: Genesee & Wyoming Inc. ITEM 1(B). ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES: 71 Lewis Street Greenwich, Connecticut 06830 ITEM 2(A). NAMES OF PERSON FILING: Louis S. Fuller ITEM 2(B). ADDRESS OF PRINCIPAL BUSINESS OFFICE, OR, IF NONE, RESIDENCE: 16260 Kelly Cove Drive #238 Fort Myers, Florida 33908 ITEM 2(C). CITIZENSHIP: United States ITEM 2(D). TITLE OF CLASS OF SECURITIES: Class A Common Stock ITEM 2(E). CUSIP NUMBER: 371559 10 5 ITEM 3. STATEMENTS FILED PURSUANT TO RULES 13D-1(B) OR 13D-2(B): Not Applicable ITEM 4. OWNERSHIP: (a) Amount Beneficially Owned: 294,538 shares Such amount consists of the following shares of Class A Common -------------- Stock: (i) 30,000 shares owned by the Reporting Person directly; ----- (ii) 73,144 shares owned by the Reporting Person jointly with his wife; (iii) 30,000 shares owned by the Reporting Person's wife, as to which shares the Reporting Person disclaims beneficial ownership; and (iv) 14,375 shares owned by the Reporting Person's daughter, as to which shares the Reporting Person disclaims beneficial ownership. CUSIP No. 371559 10 5 (Page 4 of 6 Pages) Such amount also consists of the following shares of the Issuer's Class B Common Stock: (i) 133,144 shares owned by the Reporting -------------------- Person directly; and (ii) 13,875 shares owned by the Reporting Person's daughter, as to which shares the Reporting Person disclaims beneficial ownership. The Issuer's Class B Common Stock, par value $.01 per share, which is not registered pursuant to Section 12 of the Securities Exchange Act of 1934, as amended, has ten votes per share (as compared with the Class A Common Stock, which has one vote per share), and is freely convertible into an equal number of shares of Class A Common Stock. (b) Percent of Class: 6.5% (c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote: 163,144 (ii) shared power to vote or to direct the vote: 73,144 (iii) sole power to dispose or to direct the disposition of: 163,144 (iv) shared power to dispose or to direct the disposition of: 73,144 ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS: Not Applicable ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON: Not Applicable ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY: Not Applicable ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP: Not Applicable ITEM 9. NOTICE OF DISSOLUTION OF GROUP: Not Applicable CUSIP No. 371559 10 5 (Page 5 of 6 Pages) ITEM 10. CERTIFICATION: Not Applicable CUSIP No. 371559 10 5 (Page 6 of 6 Pages) SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: February 5, 1997 /s/ Louis S. Fuller ------------------------------------ Louis S. Fuller -----END PRIVACY-ENHANCED MESSAGE-----