-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Uc5bFsuFGTj3GDVIrPvEn+2Sd3Xa/Oe/G28MiOg52PNPi8eGGZbXW8QlPMr+2yxn wf0Dp/Kq88A3q5JcMahprA== 0000891839-04-000140.txt : 20041105 0000891839-04-000140.hdr.sgml : 20041105 20041105170649 ACCESSION NUMBER: 0000891839-04-000140 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20041104 FILED AS OF DATE: 20041105 DATE AS OF CHANGE: 20041105 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GROSSMAN ROBERT A CENTRAL INDEX KEY: 0001241521 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31456 FILM NUMBER: 041123491 BUSINESS ADDRESS: STREET 1: 66 FIELD POINT ROAD CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 20362937222 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GENESEE & WYOMING INC CENTRAL INDEX KEY: 0001012620 STANDARD INDUSTRIAL CLASSIFICATION: RAILROADS, LINE-HAUL OPERATING [4011] IRS NUMBER: 060984624 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 66 FIELD POINT ROAD CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 2036293722 MAIL ADDRESS: STREET 1: 66 FIELD POINT ROAD CITY: GREENWICH STATE: CT ZIP: 06830 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2004-11-04 0001012620 GENESEE & WYOMING INC GWR 0001241521 GROSSMAN ROBERT A C/O GENESEE & WYOMING INC. 66 FIELD POINT ROAD GREENWICH CT 06830 0 1 0 0 Exec VP-Govt/Industry Affairs Class A Common Stock, $.01 par value 2004-11-04 4 M 0 5250 14.2333 A 6750 D Class A Common Stock, $.01 par value 2004-11-04 4 S 0 2850 27.40 D 3900 D Class A Common Stock, $.01 par value 2004-11-04 4 S 0 2400 26.95 D 1500 D Stock Option (Right to Buy) 14.2333 2004-11-04 4 M 0 5250 0 D 2007-05-22 Class A Common Stock, $.01 par value 21000 15750 D Stock Option (Right to Buy) 14.94 2008-07-30 Class A Common Stock, $.01 par value 7501 7501 D Stock Option (Right to Buy) 23.45 2009-05-11 Class A Common Stock, $.01 par value 5000 5000 D This option was previously reported by Mr. Grossman. Mr. Grossman can exercise the option as follows: 5,250 shares on 5/23/03, 5,250 shares on 5/23/04, 5,250 shares on 5/23/05 and 5,250 shares on 5/23/06. This option was previously reported by Mr. Grossman. Mr. Grossman can exercise the option as follows: 1,876 shares on 7/31/04, 1,874 shares on 7/31/05, 1,876 shares on 7/31/06 and 1,875 shares on 7/31/07. This option was previously reported by Mr. Grossman. Mr. Grossman can exercise the option as follows: 1,667 shares on 5/12/05, 1,666 shares on 5/12/06 and 1,667 shares on 5/12/07. Robert A. Grossman 2004-11-05 -----END PRIVACY-ENHANCED MESSAGE-----