-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VeLtcBQWeCXgs+QADhzdo3Jx01E8Fi3y7WaFp+HnJ4VMlXMhuNUnhmESB1k48Bk6 0zTVXhjL+gO6EMVzEtTqhw== 0000891839-04-000136.txt : 20041004 0000891839-04-000136.hdr.sgml : 20041004 20041004180801 ACCESSION NUMBER: 0000891839-04-000136 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040930 FILED AS OF DATE: 20041004 DATE AS OF CHANGE: 20041004 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SCUDDER MARK A CENTRAL INDEX KEY: 0001181048 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31456 FILM NUMBER: 041063770 BUSINESS ADDRESS: STREET 1: 411 S. 13TH STREET STREET 2: SUITE 200 CITY: LINCOLN STATE: NE ZIP: 68508 MAIL ADDRESS: STREET 1: 411 S. 13TH STREET STREET 2: SUITE 200 CITY: LINCOLN STATE: NE ZIP: 68508 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GENESEE & WYOMING INC CENTRAL INDEX KEY: 0001012620 STANDARD INDUSTRIAL CLASSIFICATION: RAILROADS, LINE-HAUL OPERATING [4011] IRS NUMBER: 060984624 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 66 FIELD POINT ROAD CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 2036293722 MAIL ADDRESS: STREET 1: 66 FIELD POINT ROAD CITY: GREENWICH STATE: CT ZIP: 06830 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2004-09-30 0001012620 GENESEE & WYOMING INC GWR 0001181048 SCUDDER MARK A C/O GENESEE & WYOMING INC. 66 FIELD POINT ROAD GREENWICH CT 06830 1 0 0 0 Class A Common Stock, $.01 par value 2004-09-30 4 M 0 2228 0 A 4228 D Stock Option (Right to Buy) 15.5867 2013-08-20 Class A Common Stock, $.01 par value 6750 6750 D Phantom Stock Unit 0 2004-09-30 4 M 0 534.88 0 D 2004-09-30 2004-09-30 Class A Common Stock $.01 par value 534.88 0 D Phantom Stock Unit 0 2004-09-30 4 M 0 490.79 0 D 2004-09-30 2004-09-30 Class A Common Stock $.01 par value 490.79 0 D Phantom Stock Unit 0 2004-09-30 4 M 0 733.73 0 D 2004-09-30 2004-09-30 Class A Common Stock, $.01 par value 733.73 0 D Phantom Stock Unit 0 2004-09-30 4 A 0 469.25 0 A Class A Common Stock $.01 par value 469.25 469.25 D Phantom Stock Unit 0 2004-09-30 4 M 0 469.25 0 D 2004-09-30 2004-09-30 Class A Common Stock $.01 par value 469.25 0 D This option was previously reported by Mr. Scudder. Mr. Scudder can exercise the option as follows: 2,250 shares on 8/21/04, 2,250 shares on 8/21/05 and 2,250 shares on 8/21/06. This Phantom Stock Unit, credited to Mr. Scudder's account under the Issuer's Deferred Stock Plan for Non-Employee Directors, was settled in the Issuer's Common Stock pursuant to Mr. Scudder's prior election. This Phantom Stock Unit, credited to Mr. Scudder's account under the Issuer's 2004 Omnibus Incentive Plan, was settled in the Issuer's Common Stock pursuant to Mr. Scudder's prior election. This Phantom Stock Unit was credited to Mr. Scudder's account on 9/30/04 at $25.04 per share under the Issuer's 2004 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3. Adam B. Frankel, Attorney-in-fact for Mark A. Scudder 2004-10-04 -----END PRIVACY-ENHANCED MESSAGE-----