-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, A92ibDYAwbjpByc4jKp2bXLLRmIWesAzCBMh0u9X/nc0djNcGuuhvmLSGXlaJGY6 2evyjPVklVTUB5eDSmOFlA== 0000891839-04-000135.txt : 20041004 0000891839-04-000135.hdr.sgml : 20041004 20041004175542 ACCESSION NUMBER: 0000891839-04-000135 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040930 FILED AS OF DATE: 20041004 DATE AS OF CHANGE: 20041004 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GENESEE & WYOMING INC CENTRAL INDEX KEY: 0001012620 STANDARD INDUSTRIAL CLASSIFICATION: RAILROADS, LINE-HAUL OPERATING [4011] IRS NUMBER: 060984624 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 66 FIELD POINT ROAD CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 2036293722 MAIL ADDRESS: STREET 1: 66 FIELD POINT ROAD CITY: GREENWICH STATE: CT ZIP: 06830 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SCANNELL PETER O CENTRAL INDEX KEY: 0001246808 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31456 FILM NUMBER: 041063684 BUSINESS ADDRESS: STREET 1: 66 FIELD POINT ROAD CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 2036293722 MAIL ADDRESS: STREET 1: 66 FIELD POINT ROAD CITY: GREENWICH STATE: CT ZIP: 06830 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2004-09-30 0001012620 GENESEE & WYOMING INC GWR 0001246808 SCANNELL PETER O C/O GENESEE & WYOMING INC. 66 FIELD POINT ROAD GREENWICH CT 06830 1 0 0 0 Class A Common Stock, $.01 par value 2000 D Class A Common Stock, $.01 par value 3000 D Stock Option (Right to Buy) 13.5933 2013-05-28 Class A Common Stock, $.01 par value 6750 6750 D Phantom Stock Unit 0 Class A Common Stock, $.01 par value 134.57 134.57 D Phantom Stock Unit 0 Class A Common Stock $.01 par value 481.09 481.09 D Phantom Stock Unit 0 Class A Common Stock $.01 par value 869.19 869.19 D Phantom Stock Unit 0 Class A Common Stock $.01 par value 470.75 470.75 D Phantom Stock Unit 0 Class A Common Stock, $.01 par value 776.27 776.27 D Phantom Stock Unit 0 2004-09-30 4 A 0 269.57 0 A Class A Common Stock $.01 par value 269.57 269.57 D These shares are held jointly by Mr. Scannell and his wife. This option was previously reported by Mr. Scannell. Mr. Scannell can exercise the option as follows: 2,250 shares on 5/29/04, 2,250 shares on 5/29/05 and 2,250 shares on 5/29/06. This Phantom Stock Unit was previously reported by Mr. Scannell. The Unit was credited to Mr. Scannell's account under the Issuer's Deferred Stock Plan for Non-Employee Directors. The Unit is to be settled in the Issuer's Common Stock on a deferred basis pursuant to Mr. Scannell's prior election. This Phantom Stock Unit was previously reported by Mr. Scannell. The Unit was credited to Mr. Scannell's account under the Issuer's 2004 Omnibus Incentive Plan. The Unit is to be settled in the Issuer's Common Stock on a deferred basis pursuant to Mr. Scannell's prior election. This Phantom Stock Unit was credited to Mr. Scannell's account on 9/30/04 at $25.04 per share under the Issuer's 2004 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3. The Unit is to be settled in the Issuer's Common Stock on a deferred basis pursuant to Mr. Scannell's prior election. Thomas P. Loftus, Attorney-in-fact for Peter O. Scannell 2004-10-04 -----END PRIVACY-ENHANCED MESSAGE-----