-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KLBFwaRNgu9qaAn7vIJa2IWcSCvfCcK09jcTkGlAESBDkrR+QXZpEkxg7cblFvzj 4WzgFumiTMOkNYa54PNR+A== 0000891839-04-000133.txt : 20041004 0000891839-04-000133.hdr.sgml : 20041004 20041004173200 ACCESSION NUMBER: 0000891839-04-000133 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040930 FILED AS OF DATE: 20041004 DATE AS OF CHANGE: 20041004 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MELZER ROBERT M CENTRAL INDEX KEY: 0001100232 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-EQUIPMENT RENTAL & LEASING, NEC [7359] STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31456 FILM NUMBER: 041063590 BUSINESS ADDRESS: STREET 1: 61 MONMOUTH ST. STREET 2: . CITY: BROOKLINE STATE: MA ZIP: 02446-5605 MAIL ADDRESS: STREET 1: 61 MONMOUTH ST. STREET 2: . CITY: BROOKLINE STATE: MA ZIP: 02446-5605 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GENESEE & WYOMING INC CENTRAL INDEX KEY: 0001012620 STANDARD INDUSTRIAL CLASSIFICATION: RAILROADS, LINE-HAUL OPERATING [4011] IRS NUMBER: 060984624 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 66 FIELD POINT ROAD CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 2036293722 MAIL ADDRESS: STREET 1: 66 FIELD POINT ROAD CITY: GREENWICH STATE: CT ZIP: 06830 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2004-09-30 0001012620 GENESEE & WYOMING INC GWR 0001100232 MELZER ROBERT M C/O GENESEE & WYOMING INC. 66 FIELD POINT ROAD GREENWICH CT 06830 1 0 0 0 Class A Common Stock, $.01 par value 12125 D Class A Common Stock, $.01 par value 7500 I by IRA Stock Option (Right to Buy) 8.4445 2000-10-27 2007-10-26 Class A Common Stock, $.01 par value 6750 6750 D Stock Option (Right to Buy) 3.5555 2001-10-27 2008-10-26 Class A Common Stock, $.01 par value 3375 3375 D Stock Option (Right to Buy) 3.4815 2002-10-27 2009-10-26 Class A Common Stock, $.01 par value 3375 3375 D Stock Option (Right to Buy) 4.4445 2003-04-14 2010-04-13 Class A Common Stock, $.01 par value 3375 3375 D Phantom Stock Units 0 Class A Common Stock, $.01 par value 3147.82 3147.82 D Phantom Stock Units 0 Class A Common Stock, $.01 par value 4553.18 4553.18 D Phantom Stock Units 0 Class A Common Stock, $.01 par value 2510.35 2510.35 D Phantom Stock Units 0 Class A Common Stock, $.01 par value 1828.58 1828.58 D Phantom Stock Unit 0 Class A Common Stock, $.01 par value 492.29 492.29 D Phantom Stock Unit 0 Class A Common Stock, $.01 par value 888.48 888.48 D Phantom Stock Unit 0 Class A Common Stock, $.01 par value 487.72 487.72 D Phantom Stock Unit 0 Class A Common Stock, $.01 par value 201.85 201.85 D Phantom Stock Unit 0 Class A Common Stock, $.01 par value 481.09 481.09 D Phantom Stock Unit 0 Class A Common Stock, $.01 par value 1078.49 1078.49 D Phantom Stock Unit 0 Class A Common Stock, $.01 par value 575.92 575.92 D Phantom Stock Unit 0 Class A Common Stock, $.01 par value 802.85 802.85 D Phantom Stock Unit 0 2004-09-30 4 A 0 544.13 0 A Class A Common Stock $.01 par value 544.13 544.13 D This option was previously reported by Mr. Melzer. These aggregated Phantom Stock Units were previously reported by Mr. Melzer. The Units were credited to Mr. Melzer's account under the Issuer's Deferred Stock Plan for Non-Employee Directors. The Units are to be settled in the Issuer's Common Stock on a deferred basis pursuant to Mr. Melzer's prior election. This Phantom Stock Unit was previously reported by Mr. Melzer. The Unit was credited to Mr. Melzer's account under the Issuer's Deferred Stock Plan for Non-Employee Directors. The Unit is to be settled in the Issuer's Common Stock on a deferred basis pursuant to Mr. Melzer's prior election. This Phantom Stock Unit was previously reported by Mr. Melzer. The Unit was credited to Mr. Melzer's account under the Issuer's 2004 Omnibus Incentive Plan. The Unit is to be settled in the Issuer's Common Stock on a deferred basis pursuant to Mr. Melzer's prior election. This Phantom Stock Unit was credited to Mr. Melzer's account on 9/30/04 at $25.04 per share under the Issuer's 2004 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3. The Unit is to be settled in the Issuer's Common Stock on a deferred basis pursuant to Mr. Melzer's prior election. Thomas P. Loftus, Attorney-in-fact for Robert M. Melzer 2004-10-04 -----END PRIVACY-ENHANCED MESSAGE-----