-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CIxL0dlCmhDnq9OBLFVGKky216OFoVK9NAxbf3zXe5MUC9pEzNQrkLtjmPpKejZI EFu2Nzglwc5p2vl8c7HOLg== 0000891839-04-000132.txt : 20041004 0000891839-04-000132.hdr.sgml : 20041004 20041004171852 ACCESSION NUMBER: 0000891839-04-000132 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040930 FILED AS OF DATE: 20041004 DATE AS OF CHANGE: 20041004 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GENESEE & WYOMING INC CENTRAL INDEX KEY: 0001012620 STANDARD INDUSTRIAL CLASSIFICATION: RAILROADS, LINE-HAUL OPERATING [4011] IRS NUMBER: 060984624 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 66 FIELD POINT ROAD CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 2036293722 MAIL ADDRESS: STREET 1: 66 FIELD POINT ROAD CITY: GREENWICH STATE: CT ZIP: 06830 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LONG T MICHAEL CENTRAL INDEX KEY: 0001052089 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31456 FILM NUMBER: 041063424 BUSINESS ADDRESS: STREET 1: 59 WALL STREET CITY: NEW YORK STATE: NY ZIP: 10005 BUSINESS PHONE: 2124937882 MAIL ADDRESS: STREET 1: 59 WALL STREET CITY: NEW YORK STATE: NY ZIP: 10005 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2004-09-30 0001012620 GENESEE & WYOMING INC GWR 0001052089 LONG T MICHAEL C/O BROWN BROTHERS HARRIMAN & CO. 140 BROADWAY NEW YORK NY 10005 1 0 0 0 Class A Common Stock, $.01 par value 2000 D Stock Option (Right to Buy) 8.2222 2004-01-11 2011-01-10 Class A Common Stock, $.01 par value 6750 6750 D Stock Option (Right to Buy) 13.3111 2012-01-10 Class A Common Stock, $.01 par value 3375 3375 D Stock Option (Right to Buy) 13.9467 2013-01-10 Class A Common Stock, $.01 par value 3375 3375 D Phantom Stock Units 0 Class A Common Stock, $.01 par value 2481.93 2481.93 D Phantom Stock Units 0 Class A Common Stock, $.01 par value 1708.49 1708.49 D Phantom Stock Unit 0 Class A Common Stock, $.01 par value 513.7 513.7 D Phantom Stock Unit 0 Class A Common Stock, $.01 par value 888.48 888.48 D Phantom Stock Unit 0 Class A Common Stock, $.01 par value 650.29 650.29 D Phantom Stock Unit 0 Class A Common Stock, $.01 par value 179.43 179.43 D Phantom Stock Unit 0 Class A Common Stock $.01 par value 481.09 481.09 D Phantom Stock Unit 0 Class A Common Stock $.01 par value 822.67 822.67 D Phantom Stock Unit 0 Class A Common Stock $.01 par value 450.72 450.72 D Phantom Stock Unit 0 Class A Common Stock $.01 par value 723.1 723.1 D Phantom Stock Unit 0 2004-09-30 4 A 0 349.44 0 A Class A Common Stock $.01 par value 349.44 349.44 D This option was previously reported by the Reporting Person. This option was previously reported. The Reporting Person can exercise the option as follows: 1,125 shares on 1/11/03, 1,125 shares on 1/11/04 and 1,125 shares on 1/11/05. This option was previously reported. The Reporting Person can exercise the option as follows: 1,125 shares on 1/11/04, 1,125 shares on 1/11/05 and 1,125 shares on 1/11/06. These aggregated Phantom Stock Units were previously reported by the Reporting Person. The Units were credited to the Reporting Person's account under the Issuer's Deferred Stock Plan for Non-Employee Directors. The Units are to be settled in the Issuer's Common Stock on a deferred basis pursuant to the Reporting Person's prior election. This Phantom Stock Unit was previously reported by the Reporting Person. The Unit was credited to the Reporting Person's account under the Issuer's Deferred Stock Plan for Non-Employee Directors. The Unit is to be settled in the Issuer's Common Stock on a deferred basis pursuant to the Reporting Person's prior election. This Phantom Stock Unit was previously reported by the Reporting Person. The Unit was credited to the Reporting Person's account under the Issuer's 2004 Omnibus Incentive Plan. The Unit is to be settled in the Issuer's Common Stock on a deferred basis pursuant to the Reporting Person's prior election. This Phantom Stock Unit was credited to the Reporting Person's account on 9/30/04 at $25.04 per share under the Issuer's 2004 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3. The Unit is to be settled in the Issuer's Common Stock on a deferred basis pursuant to the Reporting Person's prior election. T. Michael Long 2004-10-04 -----END PRIVACY-ENHANCED MESSAGE-----