-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PU7KnhNHewZn5XoGDuTpaBzSHSju4YbwY2+jghqmbO2Askk2zZ8r51YrNgJf6Lc9 2P9HL3jpbCNnLBpxzYp13Q== 0000891839-04-000071.txt : 20040514 0000891839-04-000071.hdr.sgml : 20040514 20040514171038 ACCESSION NUMBER: 0000891839-04-000071 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040512 FILED AS OF DATE: 20040514 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GROSSMAN ROBERT A CENTRAL INDEX KEY: 0001241521 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31456 FILM NUMBER: 04808752 BUSINESS ADDRESS: STREET 1: 66 FIELD POINT ROAD CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 20362937222 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GENESEE & WYOMING INC CENTRAL INDEX KEY: 0001012620 STANDARD INDUSTRIAL CLASSIFICATION: RAILROADS, LINE-HAUL OPERATING [4011] IRS NUMBER: 060984624 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 66 FIELD POINT ROAD CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 2036293722 MAIL ADDRESS: STREET 1: 66 FIELD POINT ROAD CITY: GREENWICH STATE: CT ZIP: 06830 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2004-05-12 0001012620 GENESEE & WYOMING INC GWR 0001241521 GROSSMAN ROBERT A C/O GENESEE & WYOMING INC. 66 FIELD POINT ROAD GREENWICH CT 06830 0 1 0 0 Exec VP-Govt/Industry Affairs Class A Common Stock, $.01 par value 1500 D Stock Option (Right to Buy) 14.2333 2007-05-22 Class A Common Stock, $.01 par value 21000 21000 D Stock Option (Right to Buy) 14.94 2008-07-30 Class A Common Stock, $.01 par value 7501 7501 D Stock Option (Right to Buy) 23.45 2004-05-12 4 A 0 5000 0 A 2009-05-11 Class A Common Stock, $.01 par value 5000 5000 D This option was previously reported by Mr. Grossman. Mr. Grossman can exercise the option as follows: 5,250 shares on 5/23/03, 5,250 shares on 5/23/04, 5,250 shares on 5/23/05 and 5,250 shares on 5/23/06. This option was previously reported by Mr. Grossman. Mr. Grossman can exercise the option as follows: 1,876 shares on 7/31/04, 1,874 shares on 7/31/05, 1,876 shares on 7/31/06 and 1,875 shares on 7/31/07. This option was granted under the Genesee & Wyoming Inc. 2004 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3. Mr. Grossman can exercise the option as follows: 1,667 shares on 5/12/05, 1,666 shares on 5/12/06 and 1,667 shares on 5/12/07. ** All numbers have been adjusted to reflect a 3-for-2 stock dividend paid on March 15, 2004. ** Robert A. Grossman 2004-05-14 -----END PRIVACY-ENHANCED MESSAGE-----