-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, L1Us35bZZoS3avAtVDa0RaMMJ3ERegYSL0n3fu1vOJR7VwYr+vrcH7He+JjwCGR9 aFlnzxG0XDIp28c2iUwx6Q== 0000891839-04-000069.txt : 20040514 0000891839-04-000069.hdr.sgml : 20040514 20040514164701 ACCESSION NUMBER: 0000891839-04-000069 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040512 FILED AS OF DATE: 20040514 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FRANKEL ADAM B CENTRAL INDEX KEY: 0001241526 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31456 FILM NUMBER: 04808409 BUSINESS ADDRESS: STREET 1: 66 FIELD POINT ROAD CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 20362937222 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GENESEE & WYOMING INC CENTRAL INDEX KEY: 0001012620 STANDARD INDUSTRIAL CLASSIFICATION: RAILROADS, LINE-HAUL OPERATING [4011] IRS NUMBER: 060984624 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 66 FIELD POINT ROAD CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 2036293722 MAIL ADDRESS: STREET 1: 66 FIELD POINT ROAD CITY: GREENWICH STATE: CT ZIP: 06830 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2004-05-12 0001012620 GENESEE & WYOMING INC GWR 0001241526 FRANKEL ADAM B C/O GENESEE & WYOMING INC. 66 FIELD POINT ROAD GREENWICH CT 06830 0 1 0 0 Sr. VP, General Counsel, Secty Class A Common Stock, $.01 par value 2004-05-12 4 A 0 3090 0 A 3090 D Stock Option (Right to Buy) 13.5933 2008-05-28 Class A Common Stock, $.01 par value 22500 22500 D Stock Option (Right to Buy) 23.45 2004-05-12 4 A 0 22500 0 A 2009-05-11 Class A Common Stock, $.01 par value 22500 22500 D This restricted stock award was granted under the Genesee & Wyoming Inc. 2004 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3. This option was previously reported by Mr. Frankel. Mr. Frankel can exercise the option as follows: 5,625 shares on 5/29/04, 5,625 shares on 5/29/05, 5,625 shares on 5/29/06 and 5,625 shares on 5/29/07. This option was granted under the Genesee & Wyoming Inc. 2004 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3. Mr. Frankel can exercise the option as follows: 7,500 shares on 5/12/05, 7,500 shares on 5/12/06 and 7,500 shares on 5/12/07. ** All numbers have been adjusted to reflect a 3-for-2 stock dividend paid on March 15, 2004. ** Adam B. Frankel 2004-05-14 -----END PRIVACY-ENHANCED MESSAGE-----