-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JfF7eWVYINYb3TddL53gLdjABoBfkNo1qX+UlcgQjgehmdzY75se3AokkQ3cnLhP W5zH6kpXsrl2HlmjQgN77w== 0000891839-04-000052.txt : 20040402 0000891839-04-000052.hdr.sgml : 20040402 20040402171030 ACCESSION NUMBER: 0000891839-04-000052 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040331 FILED AS OF DATE: 20040402 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GENESEE & WYOMING INC CENTRAL INDEX KEY: 0001012620 STANDARD INDUSTRIAL CLASSIFICATION: RAILROADS, LINE-HAUL OPERATING [4011] IRS NUMBER: 060984624 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 66 FIELD POINT ROAD CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 2036293722 MAIL ADDRESS: STREET 1: 66 FIELD POINT ROAD CITY: GREENWICH STATE: CT ZIP: 06830 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: YOUNG M DOUGLAS CENTRAL INDEX KEY: 0001246831 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31456 FILM NUMBER: 04714854 BUSINESS ADDRESS: STREET 1: 66 FIELD POINT ROAD CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 2036293722 MAIL ADDRESS: STREET 1: 66 FIELD POINT ROAD CITY: GREENWICH STATE: CT ZIP: 06830 4 1 edgar.xml PRIMARY DOCUMENT X0201 4 2004-03-31 0001012620 GENESEE & WYOMING INC GWR 0001246831 YOUNG M DOUGLAS C/O GENESEE & WYOMING INC. 66 FIELD POINT ROAD GREENWICH CT 06830 1 0 0 0 Class A Common Stock, $.01 par value 0 D Stock Option (Right to Buy) 3.2593 2002-07-30 2009-07-29 Class A Common Stock, $.01 par value 6750 6750 D Stock Option (Right to Buy) 4.4445 2003-04-14 2010-04-13 Class A Common Stock, $.01 par value 3375 3375 D Stock Option (Right to Buy) 5.5555 2003-07-30 2010-07-29 Class A Common Stock, $.01 par value 3375 3375 D Stock Option (Right to Buy) 11.7778 2011-07-29 Class A Common Stock, $.01 par value 3375 3375 D Phantom Stock Units 0 Class A Common Stock, $.01 par value 2777.49 2777.49 D Phantom Stock Units 0 Class A Common Stock, $.01 par value 4590.88 4590.88 D Phantom Stock Units 0 Class A Common Stock, $.01 par value 8473.31 8473.31 D Phantom Stock Units 0 Class A Common Stock, $.01 par value 5653.84 5653.84 D Phantom Stock Unit 0 Class A Common Stock, $.01 par value 1412.67 1412.67 D Phantom Stock Unit 0 Class A Common Stock, $.01 par value 1562.5 1562.5 D Phantom Stock Unit 0 Class A Common Stock, $.01 par value 1734.1 1734.1 D Phantom Stock Unit 0 Class A Common Stock, $.01 par value 224.28 224.28 D Phantom Stock Unit 0 Class A Common Stock, $.01 par value 1317.77 1317.77 D Phantom Stock Unit 0 Class A Common Stock, $.01 par value 1561.05 1561.05 D Phantom Stock Unit 0 2004-03-31 4 A 0 1004.11 A Class A Common Stock, $.01 par value 1004.11 1004.11 D This option was previously reported by Mr. Young. This option was previously reported by Mr. Young. Mr. Young can exercise this option as follows: 1,125 shares on 7/30/02, 1,125 shares on 7/30/03 and 1,125 shares on 7/30/04. These aggregated Phantom Stock Units were previously reported by Mr. Young. The Units were credited to Mr. Young's account under the Issuer's Deferred Stock Plan for Non-Employee Directors. The Units are to be settled in the Issuer's Common Stock on a deferred basis pursuant to Mr. Young's prior election. This Phantom Stock Unit was previously reported by Mr. Young. The Unit was credited to Mr. Young's account under the Issuer's Deferred Stock Plan for Non-Employee Directors. The Unit is to be settled in the Issuer's Common Stock on a deferred basis pursuant to Mr. Young's prior election. This Phantom Stock Unit was credited to Mr. Young's account on 3/31/04 at $24.96 per share under the Issuer's Deferred Stock Plan for Non-Employee Directors in a transaction exempt under Rule 16b-3. The Unit is to be settled in the Issuer's Common Stock on a deferred basis pursuant to Mr. Young's prior election. ** All numbers have been adjusted to reflect a 3-for-2 stock dividend paid on March 15, 2004. ** Thomas P. Loftus, Attorney-in-fact for M. Douglas Young 2004-04-02 -----END PRIVACY-ENHANCED MESSAGE-----