-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Kp2uQIhKNtsvutE4+LC0cdXq+qHAgm6/AAWmBhdlpND89niLUtaJDMpEZKc1JMoc hJ0uy2HikIcaL6GwVb0i0A== 0000891839-04-000050.txt : 20040402 0000891839-04-000050.hdr.sgml : 20040402 20040402165528 ACCESSION NUMBER: 0000891839-04-000050 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040331 FILED AS OF DATE: 20040402 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GENESEE & WYOMING INC CENTRAL INDEX KEY: 0001012620 STANDARD INDUSTRIAL CLASSIFICATION: RAILROADS, LINE-HAUL OPERATING [4011] IRS NUMBER: 060984624 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 66 FIELD POINT ROAD CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 2036293722 MAIL ADDRESS: STREET 1: 66 FIELD POINT ROAD CITY: GREENWICH STATE: CT ZIP: 06830 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SCANNELL PETER O CENTRAL INDEX KEY: 0001246808 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31456 FILM NUMBER: 04714695 BUSINESS ADDRESS: STREET 1: 66 FIELD POINT ROAD CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 2036293722 MAIL ADDRESS: STREET 1: 66 FIELD POINT ROAD CITY: GREENWICH STATE: CT ZIP: 06830 4 1 edgar.xml PRIMARY DOCUMENT X0201 4 2004-03-31 0001012620 GENESEE & WYOMING INC GWR 0001246808 SCANNELL PETER O C/O GENESEE & WYOMING INC. 66 FIELD POINT ROAD GREENWICH CT 06830 1 0 0 0 Class A Common Stock, $.01 par value 3000 D Stock Option (Right to Buy) 13.5933 2013-05-28 Class A Common Stock, $.01 par value 6750 6750 D Phantom Stock Unit 0 Class A Common Stock, $.01 par value 134.57 134.57 D Phantom Stock Unit 0 Class A Common Stock $.01 par value 481.09 481.09 D Phantom Stock Unit 0 Class A Common Stock $.01 par value 869.19 869.19 D Phantom Stock Unit 0 2004-03-31 4 A 0 470.75 A Class A Common Stock $.01 par value 470.75 470.75 D These shares are held jointly by Mr. Scannell and his wife. This option was previously reported by Mr. Scannell. Mr. Scannell can exercise the option as follows: 2,250 shares on 5/29/04, 2,250 shares on 5/29/05 and 2,250 shares on 5/29/06. This Phantom Stock Unit was previously reported by Mr. Scannell. The Unit was credited to Mr. Scannell's account under the Issuer's Deferred Stock Plan for Non-Employee Directors. The Unit is to be settled in the Issuer's Common Stock on a deferred basis pursuant to Mr. Scannell's prior election. This Phantom Stock Unit was credited to Mr. Scannell's account on 3/31/04 at $24.96 per share under the Issuer's Deferred Stock Plan for Non-Employee Directors in a transaction exempt under Rule 16b-3. The Unit is to be settled in the Issuer's Common Stock on a deferred basis pursuant to Mr. Scannell's prior election. ** All numbers have been adjusted to reflect a 3-for-2 stock dividend paid on March 15, 2004. ** Thomas P. Loftus, Attorney-in-fact for Peter O. Scannell 2004-04-02 -----END PRIVACY-ENHANCED MESSAGE-----