-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MpwRbHwTYIg9rLk8RgpDxYnGo6dw2Mil24BD4Bbea+SJ4OeDJhYxGy43C56M+4b0 w4PUP23HJ0MQ0h5cobWDgg== 0000891839-04-000005.txt : 20040105 0000891839-04-000005.hdr.sgml : 20040105 20040105172238 ACCESSION NUMBER: 0000891839-04-000005 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20031231 FILED AS OF DATE: 20040105 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GENESEE & WYOMING INC CENTRAL INDEX KEY: 0001012620 STANDARD INDUSTRIAL CLASSIFICATION: RAILROADS, LINE-HAUL OPERATING [4011] IRS NUMBER: 060984624 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 66 FIELD POINT ROAD CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 2036293722 MAIL ADDRESS: STREET 1: 66 FIELD POINT ROAD CITY: GREENWICH STATE: CT ZIP: 06830 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SCANNELL PETER O CENTRAL INDEX KEY: 0001246808 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31456 FILM NUMBER: 04506339 BUSINESS ADDRESS: STREET 1: 66 FIELD POINT ROAD CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 2036293722 MAIL ADDRESS: STREET 1: 66 FIELD POINT ROAD CITY: GREENWICH STATE: CT ZIP: 06830 4 1 edgar.xml PRIMARY DOCUMENT X0201 42003-12-31 0001012620 GENESEE & WYOMING INC GWR 0001246808 SCANNELL PETER O C/O GENESEE & WYOMING INC. 66 FIELD POINT ROAD GREENWICH CT 06830 1000Class A Common Stock, $.01 par value2000DStock Option (Right to Buy)20.392013-05-28Class A Common Stock, $.01 par value45004500DPhantom Stock Unit0Class A Common Stock, $.01 par value89.7189.71DPhantom Stock Unit0Class A Common Stock $.01 par value320.73320.73DPhantom Stock Unit02003-12-314A0579.46AClass A Common Stock $.01 par value579.46 579.46DThese shares are held jointly by Mr. Scannell and his wife.This option was previously reported by Mr. Scannell. Mr. Scannell can exercise the option as follows: 1,500 shares on 5/29/04, 1,500 shares on 5/29/05 and 1,500 shares on 5/29/06.This Phantom Stock Unit was previously reported by Mr. Scannell. The Unit was credited to Mr. Scannell's account under the Issuer's Deferred Stock Plan for Non-Employee Directors. The Unit is to be settled in the Issuer's Common Stock on a deferred basis pursuant to Mr. Scannell's prior elect ion.This Phantom Stock Unit was credited to Mr. Scannell's account on 12/31/03 at $32.25 per share under the Issuer's Deferred Stock Plan for Non-Employee Directors in a transaction exempt under Rule 16b-3. The Unit is to be settled in the Issuer's Common Stock on a deferred basis pursuant to Mr. Scannell's prior election. Peter O. Scannell2004-01-05 -----END PRIVACY-ENHANCED MESSAGE-----