-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PqKaK0BWVrxg4eXxXWEyh6IFEK1Vx77IgjRobmNg/YstBvNanQR+Cuk5r+57inb8 /yrCczzwNVwojIazAMISAQ== 0000891839-03-000093.txt : 20031121 0000891839-03-000093.hdr.sgml : 20031121 20031121170630 ACCESSION NUMBER: 0000891839-03-000093 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20031119 FILED AS OF DATE: 20031121 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HASTINGS MARK W CENTRAL INDEX KEY: 0001241522 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31456 FILM NUMBER: 031018830 BUSINESS ADDRESS: STREET 1: 66 FIELD POINT ROAD CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 20362937222 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GENESEE & WYOMING INC CENTRAL INDEX KEY: 0001012620 STANDARD INDUSTRIAL CLASSIFICATION: RAILROADS, LINE-HAUL OPERATING [4011] IRS NUMBER: 060984624 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 66 FIELD POINT ROAD CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 2036293722 MAIL ADDRESS: STREET 1: 66 FIELD POINT ROAD CITY: GREENWICH STATE: CT ZIP: 06830 4 1 edgar.xml PRIMARY DOCUMENT X0201 42003-11-19 0001012620 GENESEE & WYOMING INC GWR 0001241522 HASTINGS MARK W C/O GENESEE & WYOMING INC. 66 FIELD POINT ROAD GREENWICH CT 06830 0100Exec. VP-Corp. DevelopmentClass A Common Stock, $.01 par value2003-11-194M010003.7222A1000DClass A Common Stock, $.01 par value2003-11-194S0100024.75D0DClass A Common Stock, $.01 par value2003-11-194M02203.7222A220DClass A Common Stock, $.01 par value2003-11-194S022024.80D0DClass A Common Stock, $.01 par value2003-11-194M010003.7222A1000DClass A Common Stock, $.01 par value2003-11-194S0100024.81D0DClass A Common Stock, $.01 par value2003-11-194M03003.7222A< /value>300DClass A Common Stock, $.01 par value2003-11-194S030024.90D 0DClass A Common Stock, $.01 par value2003-11-194M09003.7222A900DClass A Common Stock, $.01 par value2003-11-194S090025.00D0DClass A Common Stock, $.01 par value2003-11-194M03003.7222A300DClass A Common Stock, $.01 par value2003-11-194S030025.01D0DClass A Common Stock, $.01 par value2003-11-204M05003.7222A500DClass A Common Stock, $.01 par value2003-11-204S050024.75D0DClass A Common Stock, $.01 par value26826DClass B Common Stock, $.01 par value33300DClass A Common Stock, $.01 par value900IBy ChildrenStock Option (Right to Buy)3.72222003-11-194M037200D2003-04-092004-04-08Class A Common Stock, $.01 par value1687713157 DStock Option (Right to Buy)3.72222003-11-204M05000D2003-04-092004-04-08Class A Common Stock, $.01 par value1315712657DStock Option (Right to Buy)6.66672005-04-13Class A Common Stock, $.01 par value1687516875DStock Option (Right to Buy)10.58332006-04-05Class A Common Stock, $.01 par value1687716877D Stock Option (Right to Buy)21.352007-05-22Class A Common Stock, $.01 par value1800018000DStock Option (Right to Buy)22.412008-07-30Class A Common Stock, $.01 par value1000010000DThese shares are held jointly by Mr. Hastings and his wife.The Class B Common Stock is not registered pursuant to Section 12 of the Act. However, each share of Clas s B Common Stock is freely convertible into one share of Class A Common Stock.These shares are held by Mr. Hastings's minor children. Mr. Hastings disclaims beneficial ownership of these shares.This option was previously reported by Mr. Hastings.This option was previously reported by Mr. Hastings. Mr. Hastings can exercise the option as follows: 4,218 shares on 4/14/01, 4,219 shares on 4/14/02, 4,218 shares on 4/14/03, and 4,220 shares on 4/14/04.This option was previously reported by Mr. Hastings. Mr. Hastings can exercise the option as follows: 4,220 shares on 4/6/02, 4,219 shares on 4/6/03, 4,218 shares on 4/6/04, and 4,220 shares on 4/6/05.This option was previously reported by Mr. Hastings. Mr. Hastings can exercise the option as follows: 4,500 shares on 5/23/03, 4,500 shares on 5/23/04, 4,500 shares on 5/23/05, and 4,500 shares on 5/23/06.This option was previously reported by Mr. Hastings. Mr. Hastings can exercise the option as follows: 2,500 shares on 7/31/04, 2,500 shares on 7/31/05, 2,500 shares on 7/31/06 and 2,500 shares on 7/31/07.Mark W. Hastings2003-11-21 -----END PRIVACY-ENHANCED MESSAGE-----