-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QCYOSSIMeO1qwKQuWoEGCAxUQf/W+HcgoueMk1GJ01dgkqjmZ9qGJrA4deYKH7Yv HWD7vGBSfbQFM7Q0KEXfRQ== 0000891839-03-000072.txt : 20030915 0000891839-03-000072.hdr.sgml : 20030915 20030915184503 ACCESSION NUMBER: 0000891839-03-000072 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030731 FILED AS OF DATE: 20030915 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MARSHALL CHARLES N CENTRAL INDEX KEY: 0001241527 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31456 FILM NUMBER: 03896520 BUSINESS ADDRESS: STREET 1: 1040 WEST SCHUYLKILL CITY: POTTSTOWN STATE: PA ZIP: 19465 BUSINESS PHONE: 6103238631 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GENESEE & WYOMING INC CENTRAL INDEX KEY: 0001012620 STANDARD INDUSTRIAL CLASSIFICATION: RAILROADS, LINE-HAUL OPERATING [4011] IRS NUMBER: 060984624 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 66 FIELD POINT ROAD CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 2036293722 MAIL ADDRESS: STREET 1: 66 FIELD POINT ROAD CITY: GREENWICH STATE: CT ZIP: 06830 4 1 edgar.xml PRIMARY DOCUMENT X0201 42003-07-31 0001012620 GENESEE & WYOMING INC GWR 0001241527 MARSHALL CHARLES N C/O GENESEE & WYOMING INC. 66 FIELD POINT ROAD GREENWICH CT 06830 0100President and COOClass A Common Stock, $.01 par value216721DStock Option (Right to Buy)3.72222003-04-092004-04-08Class A Common Stock, $.01 par value56255625DStock Option (Right to Buy)6.66672005-04-13Class A Common Stock, $.01 par value2250022500DStock Option (Right to Buy)10.58332006-04-05Class A Common Stock, $.01 par value2250022500DStock Option (Right to Buy)21.352007-05-22Class A Common Stock, $.01 par value2000020000DStock Option (Right to Buy)22.412003-07-314A0150000A2008-07-30Class A Common Stock, $.01 par value1500015000DThis option was previously reported by Mr. Marshall.This option was previously reported by Mr. Marshall. Mr. Marshall can exercise the option as follows: 5,625 shares on 4/14/01, 5,625 shares on 4/14/02, 5,625 shares on 4/14/03, and 5,625 shares on 4/14/04.This option was previously reported by Mr. Marshall. Mr. Marshall can exercise the option as follows: 5,625 shares on 4/6/02, 5,625 shares on 4/6/03, 5,625 shares on 4/6/04, and 5,625 shares on 4/6/05.This option was previously reported by Mr. Marshall. Mr. Marshall can exercise the option as follows: 5,000 shares on 5/23/03, 5,000 shares on 5/23 /04, 5,000 shares on 5/23/05 and 5,000 shares on 5/23/06.This option was granted under the Issuer's 1996 Stock Option Plan in a transaction exempt under Rule 16b-3. Mr. Marshall can exercise the option as follows: 3,750 shares on 7/31/04, 3,750 shares on 7/31/05, 3,750 shares on 7/31/06 and 3,750 shares on 7/31/07.Charles N. Marshall2003-09-15 -----END PRIVACY-ENHANCED MESSAGE-----