-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Mn6tB02GvUS1bsNhJMe0D6PYWsbDSJtMMlaG9vbykisPWlswXU0yPmk/2H7l+0+p 0mMrvKFI1pCWBAnFnPVzjA== 0000891839-03-000068.txt : 20030915 0000891839-03-000068.hdr.sgml : 20030915 20030915182606 ACCESSION NUMBER: 0000891839-03-000068 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030731 FILED AS OF DATE: 20030915 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HARRIS ALAN R CENTRAL INDEX KEY: 0001241523 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31456 FILM NUMBER: 03896489 BUSINESS ADDRESS: STREET 1: 66 FIELD POINT ROAD CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 20362937222 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GENESEE & WYOMING INC CENTRAL INDEX KEY: 0001012620 STANDARD INDUSTRIAL CLASSIFICATION: RAILROADS, LINE-HAUL OPERATING [4011] IRS NUMBER: 060984624 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 66 FIELD POINT ROAD CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 2036293722 MAIL ADDRESS: STREET 1: 66 FIELD POINT ROAD CITY: GREENWICH STATE: CT ZIP: 06830 4 1 edgar.xml PRIMARY DOCUMENT X0201 42003-07-31 0001012620 GENESEE & WYOMING INC GWR 0001241523 HARRIS ALAN R C/O GENESEE & WYOMING INC. 66 FIELD POINT ROAD GREENWICH CT 06830 0100Sr VP-Chief Accounting OfficerClass A Common Stock, $.01 par value11250DClass A Common Stock, $.01 par value2000DStock Option (Right to Buy)3.72222003-04-092004-04-08Class A Common Stock, $.01 par value56255625DStock Option (Right to Buy) 6.66672005-04-13Class A Common Stock, $.01 par value56255625DStock Option (Right to Buy)10.58332006-04-05Class A Common Stock, $.01 par value78757875DStock Option (Right to Buy)21.352007-05-22Class A Common Stock, $.01 par value70007000DStock Option (Right to Buy)22.412003-07-314A050000A2008-07-30Class A Common Stock, $.01 par value50005000DThese shares are held jointly by Mr. Harris and his wife.This option was previously reported by Mr. Harris. This option was previously reported by Mr. Harris. Mr. Harris can exercise the option as follows: 1,406 shares on 4/14/01, 1,406 shares on 4/14/02, 1,406 shares on 4/14/03, and 1,407 shares on 4/14/04. This option was previously reported by Mr. Harris. Mr. Harris can exercise the option as follows: 1,968 shares on 4/6/02, 1,969 shares on 4/6/03, 1,969 shares on 4/6/04, and 1,969 shares on 4/6/05. This option was previously reported by Mr. Harris. Mr. Harris can exercise the option as follows: 1,750 shares on 5/23/03, 1,750 shares on 5/23/04, 1,750 shares on 5/23/05, and 1,750 shares on 5/23/06.This option was granted under the Issuer's 1996 Stock Option Plan in a transaction exempt under Rule 16b-3. Mr. Harris can exercise the option as follows: 1,250 shares on 7/31/04, 1,250 shares on 7/31/05, 1,250 shares on 7/31/06 and 1,250 shares on 7/31/07.Alan R. Harris2003-09-12 -----END PRIVACY-ENHANCED MESSAGE-----