-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UsjuAfWaB5XebjCDRFXkoJSlV9LhPD2VyJkgW3k0H6XefP4HxBuLERZgLMe+LC44 Ui94aq3z/PdeTK0ZFLWe3Q== 0000891839-03-000028.txt : 20030805 0000891839-03-000028.hdr.sgml : 20030805 20030805215645 ACCESSION NUMBER: 0000891839-03-000028 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030801 FILED AS OF DATE: 20030805 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GENESEE & WYOMING INC CENTRAL INDEX KEY: 0001012620 STANDARD INDUSTRIAL CLASSIFICATION: RAILROADS, LINE-HAUL OPERATING [4011] IRS NUMBER: 060984624 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 66 FIELD POINT ROAD CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 2036293722 MAIL ADDRESS: STREET 1: 66 FIELD POINT ROAD CITY: GREENWICH STATE: CT ZIP: 06830 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SCANNELL PETER O CENTRAL INDEX KEY: 0001246808 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31456 FILM NUMBER: 03824966 BUSINESS ADDRESS: STREET 1: 66 FIELD POINT ROAD CITY: BREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 2036293722 MAIL ADDRESS: STREET 1: 66 FIELD POINT ROAD CITY: GREENWICH STATE: CT ZIP: 06830 4 1 edgar.xml PRIMARY DOCUMENT X0201 42003-08-01 0001012620 GENESEE & WYOMING INC GWR 0001246808 SCANNELL PETER O C/O GENESEE & WYOMING INC. 66 FIELD POINT ROAD GREENWICH CT 06830 1000Class A Common Stock, $.01 par value2000DStock Option (Right to Buy)20.392013-05-28Class A Common Stock, $.0 1 par value45004500DPhantom Stock Unit0Class A Common Stock, $.01 par value89.7189.71DPhantom Stock Unit02003-08-014A0320.73AClass A Common Stock $.01 par value320.73320.73D These shares are held jointly by Mr. Scannell and his wife.This option was previously reported by Mr. Scannell. Mr. Scannell can exercise the option as follows: 1,500 shares on 5/29/04, 1,500 shares on 5/29/05 and 1,500 shares on 5/29/06.This Phantom Stock Unit was previously reported by Mr. Scannell. The Unit was credited to Mr. Sc annell's account under the Issuer's Deferred Stock Plan for Non-Employee Directors. The Unit is to be settled in the Issuer's Common Stock on a deferred basis pursuant to Mr. Scannell's prior election.This Phantom Stock Unit was credited to Mr. Scannell's account on 8/01/03 at $22.41 per share under the Issuer's Deferred Stock Plan for Non-Employee Directors in a transaction exempt under Rule 16b-3. The Unit is to be settled in the Issuer's Common Stock on a deferred basis pursuant to Mr. Scannell's prior election.Virginia M. Reeves, Attorney-in-fact for Peter O. Scannell2003-08-05 -----END PRIVACY-ENHANCED MESSAGE-----