-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TN0E/nA40+QEw8NjS1DNN61UDvYTCS43lA/mXnhMQ7GKztgJK76um1E7mQVBoNnz GzRhrFXK13v03U58OnUqeQ== 0000891839-03-000027.txt : 20030805 0000891839-03-000027.hdr.sgml : 20030805 20030805215459 ACCESSION NUMBER: 0000891839-03-000027 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030801 FILED AS OF DATE: 20030805 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ANESTIS ROBERT W CENTRAL INDEX KEY: 0001209752 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31456 FILM NUMBER: 03824962 MAIL ADDRESS: STREET 1: ONE MALAGA ST CITY: ST AUGUSTINE STATE: FL ZIP: 32084 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GENESEE & WYOMING INC CENTRAL INDEX KEY: 0001012620 STANDARD INDUSTRIAL CLASSIFICATION: RAILROADS, LINE-HAUL OPERATING [4011] IRS NUMBER: 060984624 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 66 FIELD POINT ROAD CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 2036293722 MAIL ADDRESS: STREET 1: 66 FIELD POINT ROAD CITY: GREENWICH STATE: CT ZIP: 06830 4 1 edgar.xml PRIMARY DOCUMENT X0201 42003-08-01 0001012620 GENESEE & WYOMING INC GWR 0001209752 ANESTIS ROBERT W C/O GENESEE & WYOMING INC. 66 FIELD POINT ROAD GREENWICH CT 06830 1000Class A Common Stock, $.01 par value2000Iby HR-10 PlanStock Option (Right to Buy)20.392013-05-28Class A Common Stock, $.01 par value45004500DPhantom Stock Unit0Class A Common Stock, $.01 par value89.7189.71DPhantom Stock Unit02003-08-014A0320.73AClass A Common Stock $.01 par value320.73320.73DThese shares are held by an HR-10 Plan for the benefit of Mr. Anestis.This option was previously reported by Mr. Anestis. Mr. Anestis can exercise the option as follows: 1,500 shares on 5/29/04, 1,500 shares on 5/29/05 and 1,500 shares on 5/29/06.This Phantom Stock Unit was previously reported by Mr. Anestis. The Unit was credited to Mr. Anestis's account under the Issuer's Deferred Stock Plan for Non-Employee Directors. The Unit is to be settled in the Issuer's Common Stock on a deferred basis pursuant to Mr. Anestis's prior election.This Phantom Stock Unit was credited to Mr. Anestis's account on 8/01/03 at $22.41 per share under the Issuer's Deferred Stock Plan for Non-Employee Directors in a transaction exempt under Rule 16b-3. The Unit is to be settled in the Issuer's Common Stock on a deferred basis pursuant to Mr. Anestis's prior election.Virginia M. Reeves, Attorney-in-fact for Robert W. Anestis2003-08-05 -----END PRIVACY-ENHANCED MESSAGE-----