-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QhTZYJhgQ9s9+jHMfYInNDdVepaRFKyrRcX7/DYv4feTPDuo9Ik8hwJJtaJEIBXr hIz6FQxIXLNOUuQFwo/lSQ== 0000891839-03-000021.txt : 20030805 0000891839-03-000021.hdr.sgml : 20030805 20030805181744 ACCESSION NUMBER: 0000891839-03-000021 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030801 FILED AS OF DATE: 20030805 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RINGO PHILIP J CENTRAL INDEX KEY: 0000944019 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31456 FILM NUMBER: 03824708 BUSINESS ADDRESS: STREET 1: 28651 US 20 WEST STREET 2: P0 BOX 1168 CITY: ELKHART STATE: IN ZIP: 46515-1168 MAIL ADDRESS: STREET 1: C/O INTERNET CAPITAL GROUP STREET 2: 435 DEVON PARK DRIVE, BLDG. 600 CITY: WAYNE STATE: PA ZIP: 19087 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GENESEE & WYOMING INC CENTRAL INDEX KEY: 0001012620 STANDARD INDUSTRIAL CLASSIFICATION: RAILROADS, LINE-HAUL OPERATING [4011] IRS NUMBER: 060984624 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 66 FIELD POINT ROAD CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 2036293722 MAIL ADDRESS: STREET 1: 66 FIELD POINT ROAD CITY: GREENWICH STATE: CT ZIP: 06830 4 1 edgar.xml PRIMARY DOCUMENT X0201 42003-08-01 0001012620 GENESEE & WYOMING INC GWR 0000944019 RINGO PHILIP J C/O GENESEE & WYOMING INC. 66 FIELD POINT ROAD GREENWICH CT 06830 1000Class A Common Stock, $.01 par value8325Iby spouseStock Option (Right to Buy)7.55551999-06-282006-06-27Clas s A Common Stock, $.01 par value1800018000DStock Option (Right to Buy)6.66672003-04-142010-04-14Class A Common Stock, $.01 par value22502250DPhantom Stock Units0Class A Common Stock, $.01 par value1049.271049.27DPhantom Stock Units0Class A Common Stock, $.01 par value1475.541475.54DPhantom Stoc k Units0Class A Common Stock, $.01 par value3772.853772.85DPhantom Stock Units0Class A Common Stock, $.01 par value2696.322696.32DPhantom Stock Unit0Class A Common Stock, $.01 par value706.34706.34DPhantom Stock Unit0Class A Common Stock, $.01 par value1082.521082.52DPhantom Stock Unit0Class A Common Stock, $.01 par value1174.131174.13D Phantom Stock Unit0Class A Common Stock, $.01 par value179.43179.43DPhantom Stock Unit02003-08-014A0878.51AClass A Common Stock $.01 par value878.51878.51DThese shares are owned by Mr. Ringo's wife. Mr. Ringo disclaims beneficial ownership of these shares.This option was previously reported by Mr. Ringo.These aggregated Phantom Stock Units were previously reported by Mr. Ringo. The Units were credited to Mr. Ringo's account under the Issuer's Deferred Stock Plan for Non-Employee Directors. The Units are to be settled in the Issuer's Common Stock on a deferred basis pursuant to Mr. Ringo's prior election.This Phantom Stock Unit was previously reported by Mr. Ringo. The Unit was credited to Mr. Ringo's account under the Issuer's Deferred Stock Plan for Non-Employee Directors. The Unit is to be settled in the Issuer's Common Stock on a deferred basis pursuant to Mr. Ringo's prior election.This Phantom Stoc k Unit was credited to Mr. Ringo's account on 8/01/03 at $22.41 per share under the Issuer's Deferred Stock Plan for Non-Employee Directors in a transaction exempt under Rule 16b-3. The Unit is to be settled in the Issuer's Common Stock on a deferred basis pursuant to Mr. Ringo's prior election. Philip J. Ringo2003-08-05 -----END PRIVACY-ENHANCED MESSAGE-----