-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BstA43rmUzmbB5dY6j31YbJgigpEYvKHivib/eD1thCTDsu0b55qH6Ok3mfDSvKO COjU9EMwuIBAvQV24wmc+A== 0000891839-03-000018.txt : 20030805 0000891839-03-000018.hdr.sgml : 20030805 20030805172130 ACCESSION NUMBER: 0000891839-03-000018 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030801 FILED AS OF DATE: 20030805 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DAY C SEAN CENTRAL INDEX KEY: 0001203119 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31456 FILM NUMBER: 03824437 BUSINESS ADDRESS: STREET 1: 55 WAUGH DRIVE CITY: HOUSTON STATE: TX ZIP: 77007 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GENESEE & WYOMING INC CENTRAL INDEX KEY: 0001012620 STANDARD INDUSTRIAL CLASSIFICATION: RAILROADS, LINE-HAUL OPERATING [4011] IRS NUMBER: 060984624 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 66 FIELD POINT ROAD CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 2036293722 MAIL ADDRESS: STREET 1: 66 FIELD POINT ROAD CITY: GREENWICH STATE: CT ZIP: 06830 4 1 edgar.xml PRIMARY DOCUMENT X0201 42003-08-01 0001012620 GENESEE & WYOMING INC GWR 0001203119 DAY C SEAN C/O GENESEE & WYOMING INC. 66 FIELD POINT ROAD GREENWICH CT 06830 1000Class A Common Stock, $.01 par value9078DStock Option (Right to Buy)8.22222003-07-282010-07-27Class A Common Stock, $.01 par value45004500DStock Option (Right to Buy)17.03332011-07-27Class A Common Stock, $.01 par value22502250DStock Option (Right to Buy)16.702012-07-27Class A Common Stock, $.01 par value22502250DPhantom Stock Units0Class A Common Stock, $.01 par value471.13471.13DPhantom Stock Unit0Class A Common Stock, $.01 par value313.93313.93DPhantom Stock Unit0< value>Class A Common Stock, $.01 par value592.32592.32DPhantom Stock Unit0Class A Common Stock, $.01 par value289.02289.02DPhantom Stock Unit0Class A Common Stock, $.01 par value89.7189.71 DPhantom Stock Unit02003-08-014A0306.78AClass A Common Stock $.01 par value306.78306.78DThis option was previously reported by Mr. Day. This option was previously reported by Mr. Day. Mr. Day can exercise the option as follows: 750 shares on 7/28/02, 750 shares on 7/28/03 and 750 shares on 7/28/04.This option was previously reported by Mr. Day. Mr. Day can exercise the option as follows: 750 shares on 7/28/03, 750 shares on 7/28/04 and 750 shares on 7/28/05.These aggregated Phantom Stock Units were previously reported by Mr. Day. The Units were cred ited to Mr. Day's account under the Issuer's Deferred Stock Plan for Non-Employee Directors. The Units are to be settled in the Issuer's Common Stock on a deferred basis pursuant to Mr. Day's prior election.This Phantom Stock Unit was previously reported by Mr. Day. The Unit was credited to Mr. Day's account under the Issuer's Deferred Stock Plan for Non-Employee Directors. The Unit is to be settled in the Issuer's Common Stock on a deferred basis pursuant to Mr. Day's prior election.This Phantom Stock Unit was credited to Mr. Day's account on 8/01/03 at $22.41 per share under the Issuer's Deferred Stock Plan for Non-Employee Directors in a transaction exempt under Rule 16b-3. The Unit is to be settled in the Issuer's Common Stock on a deferred basis pursuant to Mr. Day's prior election. C. Sean Day2003-08-05 -----END PRIVACY-ENHANCED MESSAGE-----