-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FJxONYFeNul3UaGpaqxDK2S+tFAGA+sFIGIoDWsNNhCQj6BEuarf6oivKPIjG+Hd bDBfcFYhATyricS+mJXLNQ== 0000891092-04-002160.txt : 20040503 0000891092-04-002160.hdr.sgml : 20040503 20040503090107 ACCESSION NUMBER: 0000891092-04-002160 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040503 ITEM INFORMATION: Other events FILED AS OF DATE: 20040503 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GENESEE & WYOMING INC CENTRAL INDEX KEY: 0001012620 STANDARD INDUSTRIAL CLASSIFICATION: RAILROADS, LINE-HAUL OPERATING [4011] IRS NUMBER: 060984624 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-31456 FILM NUMBER: 04771504 BUSINESS ADDRESS: STREET 1: 66 FIELD POINT ROAD CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 2036293722 MAIL ADDRESS: STREET 1: 66 FIELD POINT ROAD CITY: GREENWICH STATE: CT ZIP: 06830 8-K 1 e17739_8k.txt FORM 8-K ================================================================================ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 3, 2004 GENESEE & WYOMING INC. (Exact name of registrant as specified in its charter) DELAWARE (State or other jurisdiction of incorporation) 001-31456 06-0984624 (Commission File Number) (I.R.S. Employer Identification No.) 66 FIELD POINT ROAD, GREENWICH, CONNECTICUT 06830 (Address of principal executive offices) (Zip Code) (203) 629-3722 (Registrant's telephone number, including area code) (NOT APPLICABLE) (Former name or former address, if changed since last report) ================================================================================ ITEM 5. Other Events and Regulation FD Disclosure The following Press Release was issued by Genesee & Wyoming Inc. on May 3, 2004, announcing that it has filed a registration statement on Form S-3 with the Securities and Exchange Commission: Genesee & Wyoming Announces Filing of Registration Statement GREENWICH, Conn., May 3, 2004/PR Newswire/ -- Genesee & Wyoming Inc. (GWI) (NYSE: GWR) announced today that it has filed a registration statement on Form S-3 with the Securities and Exchange Commission relating to a proposed public offering of 3,358,303 shares of its Class A Common Stock. All of the shares are being offered by The 1818 Fund III, L.P., a private equity partnership managed by Brown Brothers Harriman & Co. and are being offered upon the conversion of 22,886 shares of GWI's outstanding Series A Preferred Stock. Certain of GWI's stockholders, including The 1818 Fund III, L.P., have granted the underwriters a 30-day option to purchase up to an additional 503,745 shares of Class A Common Stock to cover any over-allotments. GWI will receive no proceeds from the offering. The offering is being made through an underwriting syndicate that includes Bear, Stearns & Co. Inc., Credit Suisse First Boston, Deutsche Bank Securities Inc., BB&T Capital Markets, Morgan Keegan & Company and Avondale Partners, LLC. When available, copies of the preliminary prospectus relating to this offering may be obtained from Bear, Stearns & Co. Inc., c/o Prospectus Department, 383 Madison Avenue, New York, NY 10179. The registration statement relating to these securities has been filed with the Securities and Exchange Commission, but has not yet become effective. These securities may not be sold, nor may offers to buy be accepted, prior to the time the registration statement becomes effective. This press release shall not constitute an offer to sell or a solicitation of an offer to buy, nor will there be any sale of these securities in any state or jurisdiction in which such an offer, solicitation, or sale would be unlawful prior to registration or qualification under the securities laws of any such state or jurisdiction. GWI is a leading operator of short line and regional freight railroads in the United States, Canada, Mexico, Australia and Bolivia. GWI operates over 8,100 miles of owned and leased track and more than 3,000 additional miles under track access arrangements. SOURCE Genesee & Wyoming Inc. 05/03/04 /CONTACT: John C. Hellmann, Chief Financial Officer, Genesee & Wyoming Inc., 203-629-3722/ /Web site: http://www.gwrr.com/ SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this Report to be signed on its behalf by the undersigned hereunto duly authorized. GENESEE & WYOMING INC. May 3, 2004 By: /s/ John C. Hellmann -------------------------------------------- John C. Hellmann Chief Financial Officer -----END PRIVACY-ENHANCED MESSAGE-----