0001567619-19-016174.txt : 20190809 0001567619-19-016174.hdr.sgml : 20190809 20190809170530 ACCESSION NUMBER: 0001567619-19-016174 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190807 FILED AS OF DATE: 20190809 DATE AS OF CHANGE: 20190809 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Thornton Peter J. CENTRAL INDEX KEY: 0001295432 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37977 FILM NUMBER: 191013686 MAIL ADDRESS: STREET 1: TECHNOPATH LIFE SCIENCES PARK STREET 2: FORT HENRY, BALLINA CITY: CO. TIPPERARY STATE: L2 ZIP: V94 FF1P FORMER NAME: FORMER CONFORMED NAME: Thornton Peter DATE OF NAME CHANGE: 20040625 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AVADEL PHARMACEUTICALS PLC CENTRAL INDEX KEY: 0001012477 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 000000000 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: BLOCK 10-1 BLANCHARDSTOWN CORPORATE PARK STREET 2: BALLYCOOLIN CITY: DUBLIN STATE: L2 ZIP: 15 BUSINESS PHONE: 636-449-1830 MAIL ADDRESS: STREET 1: 16640 CHESTERFIELD GROVE ROAD STREET 2: SUITE 200 CITY: CHESTERFIELD STATE: MO ZIP: 63005 FORMER COMPANY: FORMER CONFORMED NAME: FLAMEL TECHNOLOGIES SA DATE OF NAME CHANGE: 19960422 4 1 doc1.xml FORM 4 X0306 4 2019-08-07 0 0001012477 AVADEL PHARMACEUTICALS PLC AVDL 0001295432 Thornton Peter J. C/O AVADEL PHARMACEUTICALS PLC BLOCK 10-1 BLANCHARDSTOWN CORPORATE PARK BALLYCOOLIN L2 15 IRELAND 1 0 0 0 ADSs 33055 D Stock Option (right to buy) 10.51 2018-06-28 2022-06-28 ADSs 35000 35000 D Stock Option (right to buy) 2.03 2019-08-07 4 A 0 60000 0.00 A 2029-08-07 ADSs 60000 60000 D The issuer's "ADSs" are American Depositary Shares, with each ADS representing one ordinary share, nominal value $0.01 per share, of the issuer; ADSs may be represented by American Depositary Receipts. Includes 27,900 restricted ADSs granted under the issuer's Omnibus Incentive Compensation Plan on 08/01/2018; one-third (1/3) of the ADSs will vest on each of the first three anniversaries of the grant date. Options become exercisable as to all 35,000 ADSs on the first anniversary of the 06/28/2017 grant date. Options become exercisable as to 20,000 ADSs on each of the first three anniversaries after the 08/07/2019 grant date. /s/ Phillandas T. Thompson, as attorney-in-fact for Peter J. Thornton 2019-08-09