0001567619-19-016174.txt : 20190809
0001567619-19-016174.hdr.sgml : 20190809
20190809170530
ACCESSION NUMBER: 0001567619-19-016174
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190807
FILED AS OF DATE: 20190809
DATE AS OF CHANGE: 20190809
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Thornton Peter J.
CENTRAL INDEX KEY: 0001295432
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37977
FILM NUMBER: 191013686
MAIL ADDRESS:
STREET 1: TECHNOPATH LIFE SCIENCES PARK
STREET 2: FORT HENRY, BALLINA
CITY: CO. TIPPERARY
STATE: L2
ZIP: V94 FF1P
FORMER NAME:
FORMER CONFORMED NAME: Thornton Peter
DATE OF NAME CHANGE: 20040625
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AVADEL PHARMACEUTICALS PLC
CENTRAL INDEX KEY: 0001012477
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 000000000
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: BLOCK 10-1 BLANCHARDSTOWN CORPORATE PARK
STREET 2: BALLYCOOLIN
CITY: DUBLIN
STATE: L2
ZIP: 15
BUSINESS PHONE: 636-449-1830
MAIL ADDRESS:
STREET 1: 16640 CHESTERFIELD GROVE ROAD
STREET 2: SUITE 200
CITY: CHESTERFIELD
STATE: MO
ZIP: 63005
FORMER COMPANY:
FORMER CONFORMED NAME: FLAMEL TECHNOLOGIES SA
DATE OF NAME CHANGE: 19960422
4
1
doc1.xml
FORM 4
X0306
4
2019-08-07
0
0001012477
AVADEL PHARMACEUTICALS PLC
AVDL
0001295432
Thornton Peter J.
C/O AVADEL PHARMACEUTICALS PLC
BLOCK 10-1 BLANCHARDSTOWN CORPORATE PARK
BALLYCOOLIN
L2
15
IRELAND
1
0
0
0
ADSs
33055
D
Stock Option (right to buy)
10.51
2018-06-28
2022-06-28
ADSs
35000
35000
D
Stock Option (right to buy)
2.03
2019-08-07
4
A
0
60000
0.00
A
2029-08-07
ADSs
60000
60000
D
The issuer's "ADSs" are American Depositary Shares, with each ADS representing one ordinary share, nominal value $0.01 per share, of the issuer; ADSs may be represented by American Depositary Receipts.
Includes 27,900 restricted ADSs granted under the issuer's Omnibus Incentive Compensation Plan on 08/01/2018; one-third (1/3) of the ADSs will vest on each of the first three anniversaries of the grant date.
Options become exercisable as to all 35,000 ADSs on the first anniversary of the 06/28/2017 grant date.
Options become exercisable as to 20,000 ADSs on each of the first three anniversaries after the 08/07/2019 grant date.
/s/ Phillandas T. Thompson, as attorney-in-fact for Peter J. Thornton
2019-08-09