-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LfFB3VDp9w8coYWQYu+oUfKjPQoRMSjQoye7QEi9QISQpl/23JnLE2oJHjJMWkqB EzHi97vGBFAvabhduPgbrQ== 0001209191-03-024633.txt : 20031003 0001209191-03-024633.hdr.sgml : 20031003 20031003164155 ACCESSION NUMBER: 0001209191-03-024633 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20031002 FILED AS OF DATE: 20031003 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MARDUEL ALIX CENTRAL INDEX KEY: 0001198328 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-28508 FILM NUMBER: 03928276 MAIL ADDRESS: STREET 1: ONE EMBARCADERO CENTER SUITE 450 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DELEAGE JEAN CENTRAL INDEX KEY: 0001198323 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-28508 FILM NUMBER: 03928279 MAIL ADDRESS: STREET 1: ONE EMBARCADERO CENTER SUITE 450 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JANNEY DANIEL CENTRAL INDEX KEY: 0001198325 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-28508 FILM NUMBER: 03928277 MAIL ADDRESS: STREET 1: ONE EMBARCADERO CENTER SUITE 450 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FLAMEL TECHNOLOGIES SA CENTRAL INDEX KEY: 0001012477 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 000000000 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: PARC CLUB DU MOULIN A VENT STREET 2: 33 AVE DU DOCTEUR GEORGES LEVY CITY: VENISSIEUX CED STATE: I0 ZIP: 69693 BUSINESS PHONE: 2126641666 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GRUENER GARRETT CENTRAL INDEX KEY: 0001106287 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-28508 FILM NUMBER: 03928278 BUSINESS ADDRESS: STREET 1: C/O ALTA PARTNERS STREET 2: ONE EMBARACADERO CENTRE, SUITE 4056 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 8884755068 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ALTA CHASE BIOPHARMA MANAGEMENT LLC CENTRAL INDEX KEY: 0001245278 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-28508 FILM NUMBER: 03928281 BUSINESS ADDRESS: STREET 1: ALTA PARTNERS STREET 2: ONE EMBARCADERO CENTER STE 4050 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 4153624022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FLAMEL CHASE PARTNERS ALTA BIO LLC CENTRAL INDEX KEY: 0001245280 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-28508 FILM NUMBER: 03928280 BUSINESS ADDRESS: STREET 1: ALTA PARTNERS STREET 2: ONE EMBARCADERO CENTER STE 4050 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 4153624022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ALTA EMBARCADERO BIOPHARMA PARTNERS LLC CENTRAL INDEX KEY: 0001245283 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-28508 FILM NUMBER: 03928282 BUSINESS ADDRESS: STREET 1: ALTA PARTNERS STREET 2: ONE EMBARCADERO CENTER STE 4050 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 4153624022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ALTA BIOPHARMA PARTNERS LP CENTRAL INDEX KEY: 0001245284 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-28508 FILM NUMBER: 03928284 BUSINESS ADDRESS: STREET 1: ALTA PARTNERS STREET 2: ONE EMBARCADERO CENTER STE 4050 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 4153624022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ALTA BIOPHARMA MANAGEMENT LLC CENTRAL INDEX KEY: 0001245285 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-28508 FILM NUMBER: 03928283 BUSINESS ADDRESS: STREET 1: ALTA PARTNERS STREET 2: ONE EMBARCADERO CENTER STE 4050 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 4153624022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ALTA PARTNERS CENTRAL INDEX KEY: 0001060013 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-28508 FILM NUMBER: 03928285 BUSINESS ADDRESS: STREET 1: ONE EMBARCADERO CENTER STREET 2: STE 4050 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 4153624022 MAIL ADDRESS: STREET 1: ONE EMBARCADERO CENTER STREET 2: STE 4050 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 4 1 doc4.xml FORM 4 SUBMISSION X0201 42003-10-0210001012477FLAMEL TECHNOLOGIES SA FLML0001060013ALTA PARTNERSOne Embarcadero CenterSuite 4050San FranciscoCA9411100100001245284ALTA BIOPHARMA PARTNERS LPOne Embarcadero CenterSuite 4050San FranciscoCA941110001See Footnotes0001245285ALTA BIOPHARMA MANAGEMENT LLCOne Embarcadero CenterSuite 4050San FranciscoCA941110001See Footnote0001245283ALTA EMBARCADERO BIOPHARMA PARTNERS LLCOne Embarcadero CenterSuite 4050San FranciscoCA941110001See Footnote0001245278ALTA CHASE BIOPHARMA MANAGEMENT LLCOne Embarcadero Center< rptOwnerStreet2>Suite 4050San FranciscoCA941110001See Footnote0001245280FLAMEL CHASE PARTNERS ALTA BIO LLCOne Embarcadero CenterSuite 4050San FranciscoCA941110001See Footnote0001198323DELEAGE JEANOne Embarcadero CenterSuite 4050San FranciscoCA941110001See Footnote0001106287GRUENER GARRETTOne Embarcadero CenterSuite 4050San FranciscoCA941110001See Footnote0001198325JANNEY DANIELOne Embarcadero CenterSuite 4050San FranciscoCA941110001See Footnote0001198328MARDUEL ALIXONE EMBARCADER O CENTERSUITE 4050SAN FRANCISCOCA941110001See FootnoteCommon Stock2003-10-024D0118101733.25D170937ISee Footnote 1Common Stock2003-10-024D0< value>67446833.25D97620ISee Footnote 2Common Stock2003-10-024D04451533.25D6443ISee Footnote 3Alta BioPharma L.P. ("Alta BioP") converted its common stock into ADS pursuant to Flamel Technologies Form F-3 Reg#333-108-202. Alta Partners directly or indirectly provides investment advisory services to various venture capital funds, including Alta BioP. The General Partner of Alta BioP exercises sole voting and investment power with respect to the shares held by the fund. The principals of Alta Partners are Jean Deleage, Guy Nohra, Garrett Gruener, Daniel Janney, Alix Marduel (collectively known as the "principals"). Certain principals of Alta Partners are managing directors of Alta BioPharma Mgt, LLC (the GP of Alta BioP), as managing directors they may be deemed to share voting and investment powers of the shares held by the funds. These principals disclaim beneficial ownership, except to the extent of their proportionate interests therein. X\Ref to Form 4 filed for Guy Nohra on 10/3/03.Flamel Chase Partners (AltaBio),LLC ("Flamel Chase") converted its common stock into ADS pursuant to Flamel Technologies Form F-3 Reg#333-108-202. Alta Partners directly or indirectly provides investment advisory services to various venture capital funds, including Flamel Chase. The managing member of Flamel Chase exercises sole voting and investment power with respect to the shares held by the fund. The principals of Alta Partners are Jean Deleage, Guy Nohra, Garrett Gruene r, Daniel Janney, Alix Marduel (collectively known as the "principals"). Certain principals of Alta Partners are members of Alta/Chase BioPharma Management, LLC (the managing member of Flamel Chase), as members they may be deemed to share voting and investment powers of the shares held by the funds. These principals disclaim beneficial ownership of all such shares, except to the extent of their proportionate interests therein. X\ref to Form 4 for Guy Nohra filed on 10/3/03.Alta Embarcadero BioPharma Partners,LLC ("Alta Embarcadero") converted its common stock into ADS pursuant to Flamel Technologies Form F-3 Reg#333-108-202. Alta Partners directly or indirectly provides investment advisory services to various venture capital funds, including Alta Embarcadero. The members of Alta Embarcadero exercises sole voting and investment power with respect to the shares held by the fund. The principals of Alta Partners are Jean Deleage, Guy Nohra, Garrett Gruener, Daniel Janney, Alix Ma rduel (collectively known as the "principals"). Certain principals of Alta Partners are members of Alta Embarcadero, as members they may be deemed to share voting and investment powers of the shares held by the funds. These principals disclaim beneficial ownership of all such shares, except to the extent of their proportionate interests therein. X\ref to Form 4 for Guy Nohra filed on 10/3/03.Jean Deleage, President2003-10-03Alix Marduel, Managing Director2003-10-03Daniel Janney, Managing Director2003-10-03Garrett Gruener, Member2003-10-03Alix Marduel, Member2003-10-03Alix Marduel, Member2003-10-03Jean Deleage2003-10-03Garrett Gruener2003-10-03Daniel Janney2003-10-03Alix Marduel2003-10-03 -----END PRIVACY-ENHANCED MESSAGE-----