0001144204-16-118829.txt : 20160812 0001144204-16-118829.hdr.sgml : 20160812 20160812171709 ACCESSION NUMBER: 0001144204-16-118829 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160810 FILED AS OF DATE: 20160812 DATE AS OF CHANGE: 20160812 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FLAMEL TECHNOLOGIES SA CENTRAL INDEX KEY: 0001012477 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 000000000 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: PARC CLUB DU MOULIN A VENT STREET 2: 33 AVE DU DOCTEUR GEORGES LEVY CITY: VENISSIEUX CED STATE: I0 ZIP: 69693 BUSINESS PHONE: 2126641666 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MACKE SCOTT A. CENTRAL INDEX KEY: 0001661765 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-28508 FILM NUMBER: 161829184 MAIL ADDRESS: STREET 1: 33 AVENUE DU DR. GEORGES LEVY CITY: VENISSIEUX STATE: I0 ZIP: 69200 4 1 v446790_4.xml OWNERSHIP DOCUMENT X0306 4 2016-08-10 0 0001012477 FLAMEL TECHNOLOGIES SA FLML 0001661765 MACKE SCOTT A. 33, AVENUE DU DOCTEUR GEORGES LEVY VENISSIEUX I0 69200 FRANCE 0 1 0 0 See Remarks ADSs 2016-08-10 4 A 0 15000 A 42000 D Stock Option (right to buy) 4.07 2023-02-01 ADSs 7500 7500 D Stock Option (right to buy) 7.36 2023-12-12 ADSs 20000 20000 D Stock Option (right to buy) 16.3 2024-12-11 ADSs 50000 50000 D Stock Option (right to buy) 14.35 2025-12-10 ADSs 35000 35000 D The issuer's "ADSs" are American Depositary Shares, with each ADS representing one ordinary share, nominal value 0.122 Euros per share, of the issuer; ADSs are represented by American Depositary Receipts. The securities acquired as reported in this statement represent the grant of ADSs under the issuer's "Free Share" award program; no purchase price was applicable to such grant. See footnote (2) for details as to the dates such ADSs will be issued to the reporting person. Represents (a) 7,000 restricted ADSs granted under the issuer's "Free Share" award program on 12/10/2012, all of which will be issued to the reporting person on the fourth anniversary of the grant date, provided that the reporting person continues to be employed by the issuer or an affiliate thereof on the second anniversary of the grant date; (b) 10,000 restricted ADSs granted under the issuer's "Free Share" award program on 12/12/2013, all of which will be issued to the reporting person on the fourth anniversary of the grant date, provided that the reporting person continues to be employed by the issuer or an affiliate thereof on the second anniversary of the grant date; (c) 10,000 restricted ADSs granted under the issuer's "Free Share" award program on 12/11/2014, all of which will be issued to the reporting person on the fourth anniversary of the grant date, provided that the reporting person continues to be employed by the issuer or an affiliate thereof on the second anniversary of the grant date; and (d) 15,000 restricted ADSs granted under the issuer's "Free Share" award program on 8/10/2016, all of which will be issued to the reporting person on the second anniversary of the grant date. Options become exercisable as to 1,875 ADSs on each of the first four anniversaries after the 02/01//2013 grant date. Options become exercisable as to 5,000 ADSs on each of the first four anniversaries after the 12/12/2013 grant date. Options become exercisable as to 12,500 ADSs on each of the first four anniversaries after the 12/11/2014 grant date. Options become exercisable as to 8,750 ADSs on each of the first four anniversaries after the 12/10/2015 grant date. VP, Supply Chain & Operations /s/ Phillandas T. Thompson, as attorney-in-fact for Scott Macke 2016-08-10