0001144204-16-089106.txt : 20160321 0001144204-16-089106.hdr.sgml : 20160321 20160321124436 ACCESSION NUMBER: 0001144204-16-089106 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160318 FILED AS OF DATE: 20160321 DATE AS OF CHANGE: 20160321 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FLAMEL TECHNOLOGIES SA CENTRAL INDEX KEY: 0001012477 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 000000000 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: PARC CLUB DU MOULIN A VENT STREET 2: 33 AVE DU DOCTEUR GEORGES LEVY CITY: VENISSIEUX CED STATE: I0 ZIP: 69693 BUSINESS PHONE: 2126641666 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hatten Sandra L CENTRAL INDEX KEY: 0001600771 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-28508 FILM NUMBER: 161518191 MAIL ADDRESS: STREET 1: 675 MCDONNELL BLVD. CITY: HAZELWOOD STATE: MO ZIP: 63042 4 1 v434847_4.xml OWNERSHIP DOCUMENT X0306 4 2016-03-18 0 0001012477 FLAMEL TECHNOLOGIES SA FLML 0001600771 Hatten Sandra L 33, AVENUE DU DOCTEUR GEORGES LEVY VENISSIEUX I0 69693 FRANCE 0 1 0 0 Sr. VP, Quality & Reg Affairs ADSs 2016-03-18 4 P 0 3000 11.01 A 3000 D Stock Option (right to buy) 21.67 2025-06-26 ADSs 100000 100000 D Stock Option (right to buy) 14.35 2025-12-10 ADSs 50000 50000 D The issuer's "ADSs" are American Depositary Shares, with each ADS representing one ordinary share, nominal value 0.122 Euros per share, of the issuer; ADSs are represented by American Depositary Receipts. Options become exercisable as to 25,000 ADSs on each of the first four anniversaries after the 06/26/2015 grant date. Options become exercisable as to 12,500 ADSs on each of the first four anniversaries after the 12/10/2015 grant date. /s/ Phillandas T. Thompson, as attorney-in-fact for Sandra L. 2016-03-21