0001144204-16-089106.txt : 20160321
0001144204-16-089106.hdr.sgml : 20160321
20160321124436
ACCESSION NUMBER: 0001144204-16-089106
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160318
FILED AS OF DATE: 20160321
DATE AS OF CHANGE: 20160321
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: FLAMEL TECHNOLOGIES SA
CENTRAL INDEX KEY: 0001012477
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 000000000
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: PARC CLUB DU MOULIN A VENT
STREET 2: 33 AVE DU DOCTEUR GEORGES LEVY
CITY: VENISSIEUX CED
STATE: I0
ZIP: 69693
BUSINESS PHONE: 2126641666
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Hatten Sandra L
CENTRAL INDEX KEY: 0001600771
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-28508
FILM NUMBER: 161518191
MAIL ADDRESS:
STREET 1: 675 MCDONNELL BLVD.
CITY: HAZELWOOD
STATE: MO
ZIP: 63042
4
1
v434847_4.xml
OWNERSHIP DOCUMENT
X0306
4
2016-03-18
0
0001012477
FLAMEL TECHNOLOGIES SA
FLML
0001600771
Hatten Sandra L
33, AVENUE DU DOCTEUR GEORGES LEVY
VENISSIEUX
I0
69693
FRANCE
0
1
0
0
Sr. VP, Quality & Reg Affairs
ADSs
2016-03-18
4
P
0
3000
11.01
A
3000
D
Stock Option (right to buy)
21.67
2025-06-26
ADSs
100000
100000
D
Stock Option (right to buy)
14.35
2025-12-10
ADSs
50000
50000
D
The issuer's "ADSs" are American Depositary Shares, with each ADS representing one ordinary share, nominal value 0.122 Euros per share, of the issuer; ADSs are represented by American Depositary Receipts.
Options become exercisable as to 25,000 ADSs on each of the first four anniversaries after the 06/26/2015 grant date.
Options become exercisable as to 12,500 ADSs on each of the first four anniversaries after the 12/10/2015 grant date.
/s/ Phillandas T. Thompson, as attorney-in-fact for Sandra L.
2016-03-21