0001144204-16-088514.txt : 20160316 0001144204-16-088514.hdr.sgml : 20160316 20160316164622 ACCESSION NUMBER: 0001144204-16-088514 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160314 FILED AS OF DATE: 20160316 DATE AS OF CHANGE: 20160316 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FLAMEL TECHNOLOGIES SA CENTRAL INDEX KEY: 0001012477 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 000000000 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: PARC CLUB DU MOULIN A VENT STREET 2: 33 AVE DU DOCTEUR GEORGES LEVY CITY: VENISSIEUX CED STATE: I0 ZIP: 69693 BUSINESS PHONE: 2126641666 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ANDERSON MICHAEL S CENTRAL INDEX KEY: 0001144178 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-28508 FILM NUMBER: 161510225 MAIL ADDRESS: STREET 1: 101 S. MAIN ST STREET 2: SUITE 300 CITY: VICTORIA STATE: TX ZIP: 77902 4 1 v434508_4.xml OWNERSHIP DOCUMENT X0306 4 2016-03-14 0 0001012477 FLAMEL TECHNOLOGIES SA FLML 0001144178 ANDERSON MICHAEL S 33, AVENUE DU DOCTEUR GEORGES LEVY VENISSIEUX I0 69693 FRANCE 1 1 0 0 Chief Executive Office ADSs 2016-03-14 4 P 0 10000 9.735 A 124250 D Stock Option (right to buy) ADSs 355500 355500 D Stock Option (right to buy) 16.3 2024-12-11 ADSs 200000 200000 D Stock Option (right to buy) 14.35 2025-12-10 ADSs 200000 200000 D The issuer's "ADSs" are American Depositary Shares, with each ADS representing one ordinary share, nominal value 0.122 Euros per share, of the issuer; ADSs are represented by American Depositary Receipts. Includes 50,000 restricted ADSs granted under the issuer's "Free Shares" award program on 12/11/2014. All of such 50,000 restricted ADSs will vest and be issued to the reporting person on the fourth anniversary of the grant date, provided that the reporting person continues to be employed by the issuer or an affiliate thereof on that date. Options for 275,000 of the ADSs became exercisable at $6.93 per ADR in four equal amounts over the first four anniversaries after the 03/08/2012 grant date and expire 03/08/2022; and options for 80,500 of the ADSs became exercisable at $4.07 per ADR in four equal amounts over the first four anniversaries after the 02/01/2013 grant date and expire 02/01/2023. Options as to all 355,500 of the ADSs are vested. Options become exercisable as to 50,000 ADSs on each of the first four anniversaries after the 12/11/2014 grant date. Options become exercisable as to 50,000 ADSs on each of the first four anniversaries after the 12/10/2015 grant date. /s/ Phillandas T. Thompson, as attorney-in-fact for Michael Anderson 2016-03-16