0001144204-16-073885.txt : 20160104
0001144204-16-073885.hdr.sgml : 20160104
20160104192445
ACCESSION NUMBER: 0001144204-16-073885
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160101
FILED AS OF DATE: 20160104
DATE AS OF CHANGE: 20160104
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: FLAMEL TECHNOLOGIES SA
CENTRAL INDEX KEY: 0001012477
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 000000000
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: PARC CLUB DU MOULIN A VENT
STREET 2: 33 AVE DU DOCTEUR GEORGES LEVY
CITY: VENISSIEUX CED
STATE: I0
ZIP: 69693
BUSINESS PHONE: 2126641666
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: THOMPSON PHILLANDAS T.
CENTRAL INDEX KEY: 0001661781
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-28508
FILM NUMBER: 161319826
MAIL ADDRESS:
STREET 1: 33 AVENUE DU DR. GEORGES LEVY
CITY: VENISSIEUX
STATE: I0
ZIP: 69200
3
1
v428101_3.xml
OWNERSHIP DOCUMENT
X0206
3
2016-01-01
0
0001012477
FLAMEL TECHNOLOGIES SA
FLML
0001661781
THOMPSON PHILLANDAS T.
C/O FLAMEL TECHNOLOGIES S.A.
33 AVENUE DU DR. GEORGES LEVY
VENISSIEUX
I0
69200
FRANCE
0
1
0
0
See Remarks
ADSs
10000
D
Stock Option (right to buy)
7.36
2023-12-12
ADSs
100000
D
Stock Option (right to buy)
16.30
2024-12-11
ADSs
95000
D
Stock Option (right to buy)
14.35
2025-12-10
ADSs
100000
D
ADSs" are American Depositary Shares, with each ADS representing one ordinary share, nominal value 0.122 Euros per share, of the issuer; ADSs are represented by American Depositary Receipts.
Restricted ADSs granted under the issuer's "Free Shares" award program on 12/11/2014. All of such 10,000 restricted ADSs will vest and be issued to the reporting person on the fourth anniversary of the grant date, provided that the reporting person continues to be employed by the issuer or an affiliate thereof on that date.
Options become exercisable as to 25,000 ADSs on each of the first four anniversaries after the 12/12/2013 grant date.
Options become exercisable as to 23,750 ADSs on each of the first four anniversaries after the 12/11/2014 grant date.
Options become exercisable as to 25,000 ADSs on each of the first four anniversaries after the 12/10/2015 grant date.
Sr. VP, General Counsel and Corporate Secretary
/s/ Phillandas T. Thompson
2016-01-04