0001144204-16-073885.txt : 20160104 0001144204-16-073885.hdr.sgml : 20160104 20160104192445 ACCESSION NUMBER: 0001144204-16-073885 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160101 FILED AS OF DATE: 20160104 DATE AS OF CHANGE: 20160104 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FLAMEL TECHNOLOGIES SA CENTRAL INDEX KEY: 0001012477 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 000000000 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: PARC CLUB DU MOULIN A VENT STREET 2: 33 AVE DU DOCTEUR GEORGES LEVY CITY: VENISSIEUX CED STATE: I0 ZIP: 69693 BUSINESS PHONE: 2126641666 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: THOMPSON PHILLANDAS T. CENTRAL INDEX KEY: 0001661781 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-28508 FILM NUMBER: 161319826 MAIL ADDRESS: STREET 1: 33 AVENUE DU DR. GEORGES LEVY CITY: VENISSIEUX STATE: I0 ZIP: 69200 3 1 v428101_3.xml OWNERSHIP DOCUMENT X0206 3 2016-01-01 0 0001012477 FLAMEL TECHNOLOGIES SA FLML 0001661781 THOMPSON PHILLANDAS T. C/O FLAMEL TECHNOLOGIES S.A. 33 AVENUE DU DR. GEORGES LEVY VENISSIEUX I0 69200 FRANCE 0 1 0 0 See Remarks ADSs 10000 D Stock Option (right to buy) 7.36 2023-12-12 ADSs 100000 D Stock Option (right to buy) 16.30 2024-12-11 ADSs 95000 D Stock Option (right to buy) 14.35 2025-12-10 ADSs 100000 D ADSs" are American Depositary Shares, with each ADS representing one ordinary share, nominal value 0.122 Euros per share, of the issuer; ADSs are represented by American Depositary Receipts. Restricted ADSs granted under the issuer's "Free Shares" award program on 12/11/2014. All of such 10,000 restricted ADSs will vest and be issued to the reporting person on the fourth anniversary of the grant date, provided that the reporting person continues to be employed by the issuer or an affiliate thereof on that date. Options become exercisable as to 25,000 ADSs on each of the first four anniversaries after the 12/12/2013 grant date. Options become exercisable as to 23,750 ADSs on each of the first four anniversaries after the 12/11/2014 grant date. Options become exercisable as to 25,000 ADSs on each of the first four anniversaries after the 12/10/2015 grant date. Sr. VP, General Counsel and Corporate Secretary /s/ Phillandas T. Thompson 2016-01-04