0001140361-16-090151.txt : 20161216 0001140361-16-090151.hdr.sgml : 20161216 20161216214418 ACCESSION NUMBER: 0001140361-16-090151 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161214 FILED AS OF DATE: 20161216 DATE AS OF CHANGE: 20161216 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FLAMEL TECHNOLOGIES SA CENTRAL INDEX KEY: 0001012477 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 000000000 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: PARC CLUB DU MOULIN A VENT STREET 2: 33 AVE DU DOCTEUR GEORGES LEVY CITY: VENISSIEUX CED STATE: I0 ZIP: 69693 BUSINESS PHONE: 2126641666 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SULLIVAN STEPHEN G. CENTRAL INDEX KEY: 0001662144 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-28508 FILM NUMBER: 162057700 MAIL ADDRESS: STREET 1: 33 AVENUE DU DR. GEORGES LEVY CITY: VENISSIEUX STATE: I0 ZIP: 69200 4/A 1 doc1.xml FORM 4/A X0306 4/A 2016-12-14 2016-12-16 0 0001012477 FLAMEL TECHNOLOGIES SA FLML 0001662144 SULLIVAN STEPHEN G. C/O FLAMEL TECHNOLOGIES S.A. 33 AVENUE DU DR. GEORGES LEVY VENISSIEUX I0 69200 FRANCE 0 1 0 0 See Remarks ADSs 2016-12-14 4 A 0 10000 A 10000 D Stock Option (right to buy) 23.53 2025-09-15 ADSs 50000 50000 D Stock Option (right to buy) 10.40 2016-12-14 4 A 0 65000 0 A 2026-12-14 ADSs 65000 65000 D The issuer's "ADSs" are American Depositary Shares, with each ADS representing one ordinary share, nominal value 0.122 Euros per share, of the issuer; ADSs are represented by American Depositary Receipts. The securities acquired as reported in this statement represent the grant of ADSs under the issuer's "Free Share" award program; no purchase price was applicable to such grant. See footnote (2) for details as to the dates such ADSs will be issued to the reporting person. Represents 10,000 restricted ADSs granted under the issuer's "Free Share" award program on 12/14/2016, all of which will be issued to the reporting person on the second anniversary of the grant date. Options become exercisable as to 12,500 ADSs on each of the first four anniversaries after the 09/15/2015 grant date. Options become exercisable as to 16,250 ADSs on each of the first four anniversaries after the 12/14/2016 grant date. VP, Strategic Marketing Explanatory Note: This amendment is being filed to correct technical errors in the original filing caused by third party software. These errors resulted in the transactions and holdings appearing as a duplication of the transactions and holdings reported on a separate Form 4 filed on the date hereof by the individual who signed the original report as attorney-in-fact. /s/ Phillandas T. Thompson, as attorney-in-fact for Stephen G. Sullivan 2016-12-16