0001140361-16-090147.txt : 20161216
0001140361-16-090147.hdr.sgml : 20161216
20161216214124
ACCESSION NUMBER: 0001140361-16-090147
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161214
FILED AS OF DATE: 20161216
DATE AS OF CHANGE: 20161216
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: FLAMEL TECHNOLOGIES SA
CENTRAL INDEX KEY: 0001012477
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 000000000
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: PARC CLUB DU MOULIN A VENT
STREET 2: 33 AVE DU DOCTEUR GEORGES LEVY
CITY: VENISSIEUX CED
STATE: I0
ZIP: 69693
BUSINESS PHONE: 2126641666
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MACKE SCOTT A.
CENTRAL INDEX KEY: 0001661765
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-28508
FILM NUMBER: 162057697
MAIL ADDRESS:
STREET 1: 33 AVENUE DU DR. GEORGES LEVY
CITY: VENISSIEUX
STATE: I0
ZIP: 69200
4/A
1
doc1.xml
FORM 4/A
X0306
4/A
2016-12-14
2016-12-16
0
0001012477
FLAMEL TECHNOLOGIES SA
FLML
0001661765
MACKE SCOTT A.
C/O FLAMEL TECHNOLOGIES S.A.
33 AVENUE DU DR. GEORGES LEVY
VENISSIEUX
I0
69200
FRANCE
0
1
0
0
See Remarks
ADSs
2016-12-14
4
A
0
10000
A
52000
D
Stock Option (right to buy)
4.07
2023-02-01
ADSs
7500
7500
D
Stock Option (right to buy)
7.36
2023-12-12
ADSs
20000
20000
D
Stock Option (right to buy)
16.3
2024-12-11
ADSs
50000
50000
D
Stock Option (right to buy)
14.35
2025-12-10
ADSs
35000
35000
D
Stock Option (right to buy)
10.40
2016-12-14
4
A
0
65000
0
A
2026-12-14
ADSs
65000
65000
D
The issuer's "ADSs" are American Depositary Shares, with each ADS representing one ordinary share, nominal value 0.122 Euros per share, of the issuer; ADSs are represented by American Depositary Receipts. The securities acquired as reported in this statement represent the grant of ADSs under the issuer's "Free Share" award program; no purchase price was applicable to such grant. See footnote (2) for details as to the dates such ADSs will be issued to the reporting person.
Includes (a) 10,000 restricted ADSs granted under the issuer's "Free Share" award program on 12/12/2013, all of which will be issued to the reporting person on the fourth anniversary of the grant date; (b) 10,000 restricted ADSs granted under the issuer's "Free Share" award program on 12/11/2014, all of which will be issued to the reporting person on the fourth anniversary of the grant date; (c) 15,000 restricted ADSs granted under the issuer's "Free Share" award program on 8/10/2016, all of which will be issued to the reporting person on the second anniversary of the grant date; and (d) 10,000 restricted ADSs granted under the issuer's "Free Share" award program on 12/14/2016, all of which will be issued to the reporting person on the second anniversary of the grant date.
Options become exercisable as to 1,875 ADSs on each of the first four anniversaries after the 02/01//2013 grant date.
Options become exercisable as to 5,000 ADSs on each of the first four anniversaries after the 12/12/2013 grant date.
Options become exercisable as to 12,500 ADSs on each of the first four anniversaries after the 12/11/2014 grant date.
Options become exercisable as to 8,750 ADSs on each of the first four anniversaries after the 12/10/2015 grant date.
Options become exercisable as to 16,250 ADSs on each of the first four anniversaries after the 12/14/2016 grant date.
VP, Supply Chain & Operations
Explanatory Note: This amendment is being filed to correct technical errors in the original filing caused by third party software. These errors resulted in the transactions and holdings appearing as a duplication of the transactions and holdings reported on a separate Form 4 filed on the date hereof by the individual who signed the original report as attorney-in-fact.
Phillandas T. Thompson, as attorney-in-fact for Scott Macke
2016-12-16