0001140361-16-090134.txt : 20161216
0001140361-16-090134.hdr.sgml : 20161216
20161216211307
ACCESSION NUMBER: 0001140361-16-090134
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161214
FILED AS OF DATE: 20161216
DATE AS OF CHANGE: 20161216
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: FLAMEL TECHNOLOGIES SA
CENTRAL INDEX KEY: 0001012477
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 000000000
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: PARC CLUB DU MOULIN A VENT
STREET 2: 33 AVE DU DOCTEUR GEORGES LEVY
CITY: VENISSIEUX CED
STATE: I0
ZIP: 69693
BUSINESS PHONE: 2126641666
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Elrod Marcus W
CENTRAL INDEX KEY: 0001684249
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-28508
FILM NUMBER: 162057689
MAIL ADDRESS:
STREET 1: 33 AVENUE DU DR. GEORGES LEVY
CITY: VENNISSIEUX
STATE: I0
ZIP: 69200
4/A
1
doc1.xml
FORM 4/A
X0306
4/A
2016-12-14
2016-12-16
0
0001012477
FLAMEL TECHNOLOGIES SA
FLML
0001684249
Elrod Marcus W
C/O FLAMEL TECHNOLOGIES S.A.
33 AVENUE DU DR. GEORGES LEVY
VENISSIEUX
I0
69200
FRANCE
0
1
0
0
See Remarks
ADSs
2016-12-14
4
A
0
3400
A
3400
D
Stock Option (right to buy)
13.59
2026-08-10
ADSs
100000
100000
D
Stock Option (right to buy)
10.40
2016-12-14
4
A
0
22000
0
A
2026-12-14
ADSs
22000
22000
D
The issuer's "ADSs" are American Depositary Shares, with each ADS representing one ordinary share, nominal value 0.122 Euros per share, of the issuer; ADSs are represented by American Depositary Receipts. The securities acquired as reported in this statement represent the grant of ADSs under the issuer's "Free Share" award program; no purchase price was applicable to such grant. See footnote (2) for details as to the dates such ADSs will be issued to the reporting person.
Represents 3,400 restricted ADSs granted under the issuer's "Free Share" award program on 12/14/2016, all of which will be issued to the reporting person on the second anniversary of the grant date.
Options become exercisable as to 25,000 ADSs on each of August 10, 2017, 2018, 2019 and 2020, provided that the reporting person continues to be employed by the issuer or an affiliate thereof.
Options become exercisable as to 5,500 ADSs on each of the first four anniversaries after the 12/14/2016 grant date.
VP, Sales
Explanatory Note: This amendment is being filed to correct technical errors in the original filing caused by third party software. These errors resulted in the transactions and holdings appearing as a duplication of the transactions and holdings reported on a separate Form 4 filed on the date hereof by the individual who signed the original report as attorney-in-fact.
Phillandas T. Thompson, as attorney-in-fact for Marcus W. Elrod
2016-12-16