0001140361-16-090064.txt : 20161216
0001140361-16-090064.hdr.sgml : 20161216
20161216171604
ACCESSION NUMBER: 0001140361-16-090064
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161214
FILED AS OF DATE: 20161216
DATE AS OF CHANGE: 20161216
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: FLAMEL TECHNOLOGIES SA
CENTRAL INDEX KEY: 0001012477
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 000000000
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: PARC CLUB DU MOULIN A VENT
STREET 2: 33 AVE DU DOCTEUR GEORGES LEVY
CITY: VENISSIEUX CED
STATE: I0
ZIP: 69693
BUSINESS PHONE: 2126641666
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: KANAN MICHAEL F
CENTRAL INDEX KEY: 0001461953
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-28508
FILM NUMBER: 162057127
MAIL ADDRESS:
STREET 1: 3050 SPRUCE STREET
CITY: ST. LOUIS
STATE: MO
ZIP: 63103
4
1
doc1.xml
FORM 4
X0306
4
2016-12-14
0
0001012477
FLAMEL TECHNOLOGIES SA
FLML
0001461953
KANAN MICHAEL F
C/O FLAMEL TECHNOLOGIES S.A.
33 AVENUE DU DR. GEORGES LEVY
VENISSIEUX
I0
69200
FRANCE
0
1
0
0
See Remarks
ADSs
2016-12-14
4
A
0
18000
A
58000
D
Stock Option (right to buy)
7.36
2023-12-12
ADSs
100000
100000
D
Stock Option (right to buy)
16.3
2024-12-11
ADSs
95000
95000
D
Stock Option (right to buy)
14.35
2025-12-10
ADSs
100000
100000
D
Stock Option (right to buy)
10.40
2016-12-14
4
A
0
100000
0
A
2026-12-14
ADSs
100000
100000
D
The issuer's "ADSs" are American Depositary Shares, with each ADS representing one ordinary share, nominal value 0.122 Euros per share, of the issuer; ADSs are represented by American Depositary Receipts. The securities acquired as reported in this statement represent the grant of ADSs under the issuer's "Free Share" award program; no purchase price was applicable to such grant. See footnote (2) for details as to the dates such ADSs will be issued to the reporting person.
Includes (a) 10,000 restricted ADSs granted under the issuer's "Free Share" award program on 12/11/2014, all of which will be issued to the reporting person on the fourth anniversary of the grant date, provided that the reporting person continues to be employed by the issuer or an affiliate thereof on the second anniversary of the grant date; (b) 20,000 restricted ADSs granted under the issuer's "Free Share" award program on 8/10/2016, all of which will be issued to the reporting person on the second anniversary of the grant date; and (c) 18,000 restricted ADSs granted under the issuer's "Free Share" award program on 12/14/2016, all of which will be issued to the reporting person on the second anniversary of the grant date.
Options become exercisable as to 25,000 ADSs on each of the first four anniversaries after the 12/12/2013 grant date.
Options become exercisable as to 23,750 ADSs on each of the first four anniversaries after the 12/11/2014 grant date.
Options become exercisable as to 25,000 ADSs on each of the first four anniversaries after the 12/10/2015 grant date.
Options become exercisable as to 25,000 ADSs on each of the first four anniversaries after the 12/14/2016 grant date.
Sr. VP, General Counsel and Corporate Secretary
/s/ Phillandas T. Thompson
2016-12-16