S-8 1 tm2413709d1_s8.htm S-8

 

As filed with the Securities and Exchange Commission on May 17, 2024

 

Registration No. 333-

 

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM S-8

REGISTRATION STATEMENT

UNDER

THE SECURITIES ACT OF 1933

 

AVADEL PHARMACEUTICALS PLC

(Exact Name of Registrant as Specified in Its Charter)

 

Ireland 98-1341933
(State or Other Jurisdiction of
Incorporation or Organization)
(I.R.S. Employer
Identification No.)

 

10 Earlsfort Terrace
Dublin 2, Ireland, D02 T380
Not Applicable
(Address of Principal Executive Offices) (Zip Code)

 

Avadel Pharmaceuticals plc 2020 Omnibus Incentive Compensation Plan

(Full Title of the Plan)

 

Greg Divis

Chief Executive Officer

Avadel Pharmaceuticals plc

16640 Chesterfield Grove Road

Suite 200

Chesterfield, MO 63005

(636) 449-1830

(Name, address, including zip code, and telephone number, including area code, of agent for service)

 

With copies to:

 

Robert E. Puopolo, Esq.

Marishka DeToy, Esq.
Goodwin Procter LLP
100 Northern Avenue
Boston, Massachusetts 02210
(617) 570-1000

Christopher McLaughlin
Arthur Cox
10 Earlsfort Terrace
Dublin 2, Ireland
D02 T380
(+353) 1 920 1026

 

Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, a smaller reporting company or an emerging growth company. See the definitions of “large accelerated filer,” “accelerated filer,” “smaller reporting company” and “emerging growth company” in Rule 12b2 of the Exchange Act.

 

Large accelerated filer x   Accelerated filer ¨
       
Non-accelerated filer ¨   Smaller reporting company ¨
       
      Emerging growth company ¨

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 7(a)(2)(B) of the Securities Act. ¨

 

 

 

 

 

 

STATEMENT OF INCORPORATION BY REFERENCE

 

This Registration Statement on Form S-8 is filed to register the offer and sale of an additional 6,500,000 ordinary shares, nominal value $0.01 per share, to be issued under the Registrant’s 2020 Omnibus Incentive Compensation Plan for which a Registration Statement on Form S-8 relating to the same employee benefit plans are effective.

 

Pursuant to General Instruction E to Form S-8, the contents of the Registration Statement on Form S-8 filed by the Registrant on February 10, 2021 (File No. 333-252956) related to the Registrant’s 2020 Omnibus Incentive Compensation Plan is incorporated by reference, except to the extent supplemented, amended or superseded by the information set forth herein. Only those items of Form S-8 containing new information not contained in the earlier Registration Statement are presented herein.

 

 

 

 

PART II

 

INFORMATION REQUIRED IN THE REGISTRATION STATEMENT

 

Item 8. Exhibits.

 

Number Description
   
4.1 Constitution (containing the Memorandum and Articles of Association) of Avadel Pharmaceuticals plc (incorporated by reference to Appendix 15 of Exhibit 2.1 to the registrant’s current report on Form 8-K, filed on July 1, 2016)
   
5.1* Opinion of Arthur Cox, Solicitors
   
23.1* Consent of Arthur Cox, Solicitors (included in Exhibit 5.1)
   
23.2* Consent of Deloitte & Touche LLP, Independent Registered Public Accounting Firm
   
24.1 Power of Attorney (included on the signature page of this registration statement)
   
99.1 Avadel Pharmaceuticals plc 2020 Omnibus Incentive Compensation Plan (incorporated by reference to Exhibit 10.19 to the registrant’s Annual Report on Form 10-K for the year ended December 31, 2020, filed on March 9, 2021)
   
99.2 Amendment to the Avadel Pharmaceuticals plc 2020 Omnibus Incentive Compensation Plan (incorporated by reference to Exhibit 10.1 to the registrant’s current report on Form 8-K, filed August 3, 2023)
   
107* Filing Fee Table.

 

* Filed herewith.

 

 

 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Act of 1933, the registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-8 and has duly caused this registration statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Chesterfield, State of Missouri, on this 17th day of May, 2024.

 

AVADEL PHARMACEUTICALS PLC  
     
By: /s/ Gregory J. Divis  
  Gregory J. Divis  
  Chief Executive Officer  

 

POWER OF ATTORNEY AND SIGNATURES

 

We, the undersigned officers and directors of Avadel Pharmaceuticals plc, hereby severally constitute and appoint Gregory J. Divis and Thomas S. McHugh, and each of them singly, our true and lawful attorneys with full power to them, and each of them singly, to sign for us and in our names in the capacities indicated below, the registration statement on Form S-8 filed herewith and any and all subsequent amendments to said registration statement, and generally to do all such things in our names and on our behalf in our capacities as officers and directors to enable Avadel Pharmaceuticals plc to comply with the provisions of the Securities Act of 1933, and all requirements of the Securities and Exchange Commission, hereby ratifying and confirming our signatures as they may be signed by our said attorneys, or any of them, to said registration statement and any and all amendments thereto.

 

Pursuant to the Securities Act of 1933, this registration statement has been signed by the following persons in the capacities and on the dates indicated.

 

Name   Title   Date
     
/s/ Gregory J. Divis   Director, Chief Executive Officer   May 17, 2024
Gregory J. Divis   and Principal Executive Officer    
     
/s/ Thomas S. McHugh   Chief Financial Officer and Principal   May 17, 2024
Thomas S. McHugh   Financial and Accounting Officer    
     
/s/ Geoffrey M. Glass   Non-Executive Chairman and   May 17, 2024
Geoffrey M. Glass   Director    
     
/s/ Eric J. Ende   Director   May 17, 2024
Eric J. Ende, MD        
     
/s/ Mark A. McCamish   Director   May 17, 2024
Mark A. McCamish, MD, PhD        
     
/s/ Linda S. Palczuk   Director   May 17, 2024
Linda S. Palczuk        
     
/s/ Peter Thornton   Director   May 17, 2024
Peter Thornton