0001127602-18-031712.txt : 20181101 0001127602-18-031712.hdr.sgml : 20181101 20181101191218 ACCESSION NUMBER: 0001127602-18-031712 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181030 FILED AS OF DATE: 20181101 DATE AS OF CHANGE: 20181101 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: STONE ROGER W CENTRAL INDEX KEY: 0001012346 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33494 FILM NUMBER: 181155183 MAIL ADDRESS: STREET 1: KAPSTONE PAPER & PKG. CORP. STREET 2: 1101 SKOKIE BOULEVARD, STE 300 CITY: NORTHBROOK STATE: IL ZIP: 60062-6141 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: KAPSTONE PAPER & PACKAGING CORP CENTRAL INDEX KEY: 0001325281 STANDARD INDUSTRIAL CLASSIFICATION: PAPER MILLS [2621] IRS NUMBER: 202699372 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1101 SKOKIE BLVD., SUITE 300 CITY: NORTHBROOK STATE: IL ZIP: 60062 BUSINESS PHONE: 847-239-8800 MAIL ADDRESS: STREET 1: 1101 SKOKIE BLVD., SUITE 300 CITY: NORTHBROOK STATE: IL ZIP: 60062 FORMER COMPANY: FORMER CONFORMED NAME: KapStone Paper & Packaging CORP DATE OF NAME CHANGE: 20070104 FORMER COMPANY: FORMER CONFORMED NAME: Stone Arcade Acquisition CORP DATE OF NAME CHANGE: 20050428 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2018-10-30 0001325281 KAPSTONE PAPER & PACKAGING CORP KS 0001012346 STONE ROGER W KAPSTONE PAPER AND PACKAGING CORPORATION 1101 SKOKIE BLVD., STE 300 NORTHBROOK IL 60062-6141 1 1 Executive Chairman Common Stock 2018-10-30 4 M 0 92192 4.68 A 3445611 D Common Stock 2018-10-30 4 F 0 47711 34.985 D 3397900 D Common Stock 2018-10-30 4 M 0 116646 7.305 A 3514546 D Common Stock 2018-10-30 4 F 0 65241 34.985 D 3449305 D Stock Option (Right to Buy) 4.68 2018-10-30 4 M 0 92192 0 D 2020-05-27 Common Stock 92192 0 D Stock Option (Right to Buy) 7.305 2018-10-30 4 M 0 116646 0 D 2021-03-03 Common Stock 116646 0 D Represents a "net exercise" of stock options. These shares were withheld for payment of the exercise price and applicable taxes. The options vested 50% on the second anniversary of the grant date and 50% on the third anniversary of the grant date. They were granted on May 27, 2010. The options vested 50% on the second anniversary of the grant date and 50% on the third anniversary of the grant date. They were granted on March 3, 2011. /s/ Timothy W. Schmidt, Attorney-in-Fact 2018-11-01