0001126328-14-000076.txt : 20140219 0001126328-14-000076.hdr.sgml : 20140219 20140219142020 ACCESSION NUMBER: 0001126328-14-000076 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140218 FILED AS OF DATE: 20140219 DATE AS OF CHANGE: 20140219 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PRINCIPAL FINANCIAL GROUP INC CENTRAL INDEX KEY: 0001126328 STANDARD INDUSTRIAL CLASSIFICATION: ACCIDENT & HEALTH INSURANCE [6321] IRS NUMBER: 421520346 STATE OF INCORPORATION: DE FISCAL YEAR END: 0224 BUSINESS ADDRESS: STREET 1: 711 HIGH STREET CITY: DES MOINES STATE: IA ZIP: 50392-0300 BUSINESS PHONE: 5152475111 MAIL ADDRESS: STREET 1: 711 HIGH STREET CITY: DES MOINES STATE: IA ZIP: 50392-0300 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KEYSER RICHARD L CENTRAL INDEX KEY: 0001012336 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16725 FILM NUMBER: 14625144 MAIL ADDRESS: STREET 1: 100 GRAINGER PARKWAY CITY: LAKE FOREST STATE: IL ZIP: 60045 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2014-02-18 0001126328 PRINCIPAL FINANCIAL GROUP INC PFG 0001012336 KEYSER RICHARD L 711 HIGH STREET DES MOINES IA 50392 1 0 0 0 Common Stock 2014-02-18 4 M 0 1885 34.34 A 34554 D Common Stock 2014-02-18 4 S 0 1885 44.69 D 32669 D Director Stock Option (Right to Buy) 34.34 2014-02-18 4 M 0 1885 0 D 2005-05-18 2014-05-18 Common Stock 1885 0 D The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $44.69 - $44.70, inclusive. The reporting person undertakes to provide to Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1) to this Form 4. Patrick A. Kirchner, by Power of Attorney 2014-02-19