FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). |
1. Name and Address of Reporting Person*
(Street)
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2. Issuer Name and Ticker or Trading Symbol
NOVOSTE CORP /FL/ [ NOVT ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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3. Date of Earliest Transaction
(Month/Day/Year) 03/06/2003 | ||||||||||||||||||||||||||
4. If Amendment, Date of Original Filed
(Month/Day/Year) |
6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
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1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Common Stock(1) | 05/16/2003 | P | 5,100 | A | $7.609 | 2,040,522 | D | |||
Common Stock | 05/16/2003 | S | 1,000 | D | $7.605 | 2,039,522 | D | |||
Common Stock | 06/02/2003 | P | 100 | A | $7.63 | 2,039,622 | D | |||
Common Stock | 06/02/2003 | P | 1,300 | A | $7.6415 | 2,040,922 | D | |||
Common Stock | 06/09/2003 | S | 10,100 | D | $7.5985 | 2,030,822 | D | |||
Common Stock | 06/09/2003 | S | 57,600 | D | $7.5985 | 1,973,222 | D | |||
Common Stock | 06/11/2003 | S | 7,000 | D | $8.1341 | 1,966,222 | D | |||
Common Stock | 06/12/2003 | S | 100 | D | $8 | 1,966,122 | D | |||
Common Stock | 06/16/2003 | P | 300 | A | $7.62 | 1,966,422 | D | |||
Common Stock | 06/16/2003 | S | 5,600 | D | $7.73 | 1,960,822 | D | |||
Common Stock | 06/17/2003 | S | 2,200 | D | $7.8295 | 1,958,622 | D | |||
Common Stock | 06/18/2003 | S | 2,000 | D | $7.6431 | 1,956,622 | D | |||
Common Stock | 06/19/2003 | P | 6,100 | A | $7.3314 | 1,962,722 | D | |||
Common Stock | 06/19/2003 | S | 4,700 | D | $7.7232 | 1,958,022 | D | |||
Common Stock | 06/19/2003 | P | 5,800 | A | $7.069 | 1,963,822 | D | |||
Common Stock | 06/20/2003 | P | 4,000 | A | $7.3979 | 1,967,822 | D | |||
Common Stock | 06/20/2003 | S | 6,100 | D | $7.4867 | 1,961,722 | D | |||
Common Stock | 06/23/2003 | P | 16,200 | A | $7.5044 | 1,977,922 | D | |||
Common Stock | 06/23/2003 | S | 500 | D | $7.596 | 1,977,422 | D | |||
Common Stock | 06/23/2003 | S | 2,300 | D | $7.4643 | 1,975,122 | D | |||
Common Stock | 06/24/2003 | S | 4,000 | D | $7.5191 | 1,971,122 | D | |||
Common Stock | 06/24/2003 | S | 100,000 | D | $7.4575 | 1,871,122 | D | |||
Common Stock | 06/25/2003 | S | 1,300 | D | $7.48 | 1,869,822 | D | |||
Common Stock | 06/26/2003 | S | 10,600 | D | $7.0822 | 1,859,222 | D | |||
Common Stock | 06/27/2003 | S | 95,000 | D | $6.9605 | 1,764,222 | D | |||
Common Stock | 06/30/2003 | S | 76,400 | D | $6.0141 | 1,687,822 | D |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
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1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
1. Because the SEC's electronic filing system does not allow for the disclosure of more than 30 transactions on one Form 4, the Reporting Person is filing 3 simultaneous Forms 4 to report its reportable transactions, all of which together shall be deemed a single report filed on this date. This is the third Form 4 of the 3 filings. |
Remarks: |
This Form 4 is being filed by Durus Life Sciences Master Fund Ltd. (the "Master Fund") to report transactions that have previously been reported on Forms 4 filed August 22, 2003 by Durus Capital Management, LLC, the Master Fund's portfolio manager, and Scott Sacane, the managing member thereof. No new transactions are reported herein. The information on this form has been provided by International Funds Services (Ireland) Limited, the Master Fund's administrator. Pursuant to Instruction 5(a) of Form 4, the prices herein do not include commissions and other costs of execution. |
DURUS LIFE SCIENCES MASTER FUND LTD. /s/ Leslie L. Lake, Director | 10/30/2003 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |