0000065103-01-500072.txt : 20011112
0000065103-01-500072.hdr.sgml : 20011112
ACCESSION NUMBER: 0000065103-01-500072
CONFORMED SUBMISSION TYPE: SC 13G/A
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20011105
SUBJECT COMPANY:
COMPANY DATA:
COMPANY CONFORMED NAME: NOVOSTE CORP /FL/
CENTRAL INDEX KEY: 0001012131
STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845]
IRS NUMBER: 592787476
STATE OF INCORPORATION: FL
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: SC 13G/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 005-48367
FILM NUMBER: 1774658
BUSINESS ADDRESS:
STREET 1: 3890 STEVE REYNOLDS BLVD
CITY: NORCROSS
STATE: GA
ZIP: 30093
BUSINESS PHONE: 7707170904
MAIL ADDRESS:
STREET 1: 4350 C INTERNATIONAL BLVD
CITY: NORCROSS
STATE: GA
ZIP: 30093
FILED BY:
COMPANY DATA:
COMPANY CONFORMED NAME: MERRILL LYNCH & CO INC
CENTRAL INDEX KEY: 0000065100
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 132740599
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: SC 13G/A
BUSINESS ADDRESS:
STREET 1: 4 WORLD FINANCIAL CTR
CITY: NEW YORK
STATE: NY
ZIP: 10080
BUSINESS PHONE: 2124491000
MAIL ADDRESS:
STREET 1: 4 WORLD FINANCIAL CTR
CITY: NEW YORK
STATE: NY
ZIP: 10080
SC 13G/A
1
novoste.txt
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. 3)*
Novoste Corporation Inc.
-------------------------------------------------------------------
(Name of Issuer)
Common Stock
-------------------------------------------------------------------
(Title of Class of Securities)
67010C100
--------------
(CUSIP NUMBER)
October 31, 2001
--------------
(DATE OF EVENT WHICH REQUIRES FILING OF THIS STATEMENT)
*The remainder of this cover page shall be filled out for a reporting
person's initial filing on this form with respect to the subject class of
securities, and for any subsequent amendment containing information which
would alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be
deemed to be "filed" for the purpose of Section 18 of the Securities
Exchange Act of 1934 (the "1934 Act") or otherwise subject to the liabilities
of that section of the Act but shall be subject to all other provisions of the
Act (however, see the Notes).
Page 2 of 7 Pages
CUSIP NO. 67010C100 13G
1. NAME OF REPORTING PERSON
S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Merrill Lynch & Co., Inc.
(on behalf of Merrill Lynch Investment Managers ("MLIM"))**
2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* Joint Filing
(a) [ ]
(b) [ ]
3. SEC USE ONLY
4. CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
5. SOLE VOTING POWER
NONE
6. SHARED VOTING POWER
986,248
7. SOLE DISPOSITIVE POWER
NONE
8. SHARED DISPOSITIVE POWER
986,248
9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
986,248 (ownership disclaimed pursuant to Section 13d-4 of the 1934 Act)
10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
6.09%
12. TYPE OF REPORTING PERSON*
HC, CO
*SEE INSTRUCTION BEFORE FILLING OUT!
**SEE EXHIBIT A
Page 3 of 7 Pages
14. CHECK THE APPROPRIATE BOX TO DESIGNATE THE RULE PURSUANT
TO WHICH THIS SCHEDULE IS FILED:
[X] Rule 13d-1(b)
[ ] Rule 13d-1(c)
[ ] Rule 13d-1(d)
ITEM 1 (a) Name of Issuer:
--------------
Novoste Corporation Inc.(the "Company")
ITEM 1 (b) Address of Issuer's Principal Executive Offices:
-----------------------------------------------
3890 Steve Reynolds Boulevard
Norcross, GA 30093
ITEM 2 (a) Name of Persons Filing:
---------------------
Merrill Lynch & Co., Inc.
(on behalf of Merrill Lynch Investment Managers ("MLIM"))
ITEM 2 (b) Address of Principal Business Office or, if none, Residence:
-----------------------------------------------------------
Merrill Lynch & Co., Inc.
(on behalf of Merrill Lynch Investment Managers ("MLIM"))
800 Scudders Mill Road
Plainsboro, New Jersey 08536
ITEM 2 (c) Citizenship:
-----------
See Item 4 of Cover Pages
ITEM 2 (d) Title of Class of Securities:
----------------------------
Common Stock
ITEM 2 (e) CUSIP NUMBER:
See Cover Page
Page 4 of 7 Pages
ITEM 3
If this statement is filed pursuant to Rules 13d-1(b), 13d-2(b),
Or 13d-2(c), check whether the person filing is a:
(a) [ ] Broker or Dealer registered under Section 15 of the Act,
(b) [ ] Bank as defined in Section 3(a)(6) of the Act,
(c) [ ] Insurance Company as defined in Section 3(a)(19)of the Act,
(d) [ ] Investment company registered under Section 8 of the
Investment Company Act of 1940,
(e) [X] Investment Adviser in accordance with Rule 13d-1(b)(1)(ii)(E),
(f) [ ] Employee Benefit Plan or Endowment Fund in accordance with
Rule 13d-1(b)(ii)(F),
(g) [X] Parent Holding Company or Control Person in accordance with
Rule 13d-1(b)(ii)(G); see Item 7,
(h) [ ] A savings association as defined in Section 3(b) of the
Federal Deposit Insurance Act (12 U.S.C. 1813),
(i) [ ] A church plan that is excluded from the definition of an
an investment company under Section 3(c)(14) of the Investment
Company Act of 1940,
(j) [ ] Group, in accordance with Rule 13d-1(b)(1)(ii)(J).
ITEM 4 Ownership
---------
(a) Amount Beneficially Owned:
See Item 9 of Cover Pages.
(b) Percent of Class:
See Item 11 of Cover Pages
(c) Number of shares as to which such person has:
(i) sole power to vote or to direct the vote:
See Item 5 of Cover Pages
(ii) shared power to vote or to direct the vote:
See Item 6 of the Cover Pages
(iii) sole power to dispose of or to direct the disposition of:
See Item 7 of Cover Pages
(iv) shared power to dispose of or direct the disposition of:
See Item 8 of Cover Pages
Page 5 of 7 Pages
ITEM 5 Ownership of Five Percent or Less of a Class.
--------------------------------------------
Not Applicable
ITEM 6 Ownership of More than Five Percent on Behalf of Another Person.
---------------------------------------------------------------
Merrill Lynch & Co., Inc. (ML&Co.") is a parent holding company.
Merrill Lynch Investment Managers ("MLIM") is an operating division
Of ML&Co.'s indirectly owned asset management subsidiaries. Certain
Of these subsidiaries hold certain shares of the security which is
The subject of this report. (See Item 7)
ITEM 7 Identification and Classification of the Subsidiary Which
Acquired the Security Being Reported on by the Parent Holding
Company or Control Person.
------------------------------------------------------------------
Merrill Lynch & Co., Inc. ("ML&Co.") is a parent holding company.
Merrill Lynch Investment Managers ("MLIM") is an operating division
of ML&Co. consisting of ML&Co.'s indirectly-owned asset management
subsidiaries. The following asset management subsidiaries hold
certain shares of the common stock which is the subject of this
13G filing:
Merrill Lynch Investment Managers, L.P.
ITEM 8 Identification and Classification of Members of the Group.
----------------------------------------------------------
Not Applicable
ITEM 9 Notice of Dissolution of Group.
------------------------------
Not Applicable
Page 6 of 7 Pages
ITEM 10 Certification
-------------
By signing below each of the undersigned certifies that, to the best of
their knowledge and belief, the securities referred to above were acquired
and are held in the ordinary course of business and were not acquired and
are not held for the purpose of and do not have the effect of changing or
influencing the control of the issuer of such securities and were not acquired
and are not held in connection with or as a participant in any transaction
having such purpose or effect.
Signature.
---------
After reasonable inquiry and to the best of my knowledge and belief, each
of the undersigned certifies that the information set forth in this statement
is true, complete and correct.
Date: November 2, 2001
Merrill Lynch & Co., Inc.
(on behalf of Merrill Lynch Investment Managers ("MLIM"))
/s/ Thomas D. Jones, III
-----------------------------
Name: Thomas D. Jones, III
Title: Attorney-In-Fact*
------------------------------------
*Signed pursuant to a power of attorney, dated January 25, 1999,
included as Exhibit B to Schedule 13G filed with the Securities
and Exchange Commission by Merrill Lynch & Co., Inc. (on behalf of
Merrill Lynch Asset Management Group ("AMG")) - now known
as Merrill Lynch Investment Managers ("MLIM") - on January 28, 1999.
Page 7 of 7 Pages
EXHIBIT A
Merrill Lynch Investment Mangers ("MLIM") of ML&Co. is comprised of
the following legal entities: Merrill Lynch Investment Managers,
L.P. ("MLIM LP"), dong business as Merrill Lynch Investment Managers;
QA Advisers, LLC ("QA"), doing business Merrill Lynch Investment
Managers Quantitative Advisers; Fund Asset Management, L.P., doing
business as Fund Asset Management ("FAM"); Merrill Lynch Asset
Management U.K. Limited ("MLAM UK"); Merrill Lynch (Suisse)
Investment Management Limited ("MLS"); Merrill Lynch Investment
Managers International Limited ("MLIMI"); Merrill Lynch Investment
Managers, Ltd.; Merrill Lynch Investment Managers Limited (Australia);
Merrill Lynch Investment Managers (Isle of Man) Limited; Merrill
Lynch Investment Managers (Asia Pacific) Limited; Merrill Lynch
Investment Managers Asia Limited; Merrill Lynch Investment Managers
Kapitalanlagegesellschaft mbH; Munich London Investment
Management, Ltd.; Merrill Lynch Investment Managers Ltda.; Merrill
Lynch Investment Managers Co., Ltd.; Merrill Lynch
Investment Managers Canada, Inc.; DSP Merrill Lynch Asset Management
(India) Limited; PT Merrill Lynch Indonesia; Merrill Lynch Phatra
Securities Co., Ltd.; Merrill Lynch Global Asset Management Limited;
Mercury Asset Management International Channel Islands Limited
("MAMCI"); Merrill Lynch Investment Managers Channel Islands Limited;
Grosvenor Venture Managers Limited; and Merrill Lynch Fund Managers
Limited. Each of MLIM LP, FAM, QA, MLAM UK, MLS, MLIMI, and MAMCI
is an investment adviser registered under Section 203 of the
Investment Advisers Act of 1940, which acts as investment adviser
operating under the laws of a jurisdiction other than the United
States. The investment advisers that comprise MLIM exercise
voting and investment powers over portfolio securities independently
from other direct and indirect subsidiaries of ML&Co.