0001437749-23-034033.txt : 20231208 0001437749-23-034033.hdr.sgml : 20231208 20231208180837 ACCESSION NUMBER: 0001437749-23-034033 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231207 FILED AS OF DATE: 20231208 DATE AS OF CHANGE: 20231208 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RUSH WILLIAM M RUSTY CENTRAL INDEX KEY: 0001211953 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-20797 FILM NUMBER: 231476575 MAIL ADDRESS: STREET 1: C/O RUSH ENTERPRISES INC STREET 2: 555 IH 35 S. CITY: NEW BRAUFELS STATE: TX ZIP: 78130 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RUSH ENTERPRISES INC \TX\ CENTRAL INDEX KEY: 0001012019 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-AUTO DEALERS & GASOLINE STATIONS [5500] IRS NUMBER: 741733016 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 555 IH 35 SOUTH CITY: NEW BRAUNFELS STATE: TX ZIP: 78130 BUSINESS PHONE: 8306265200 MAIL ADDRESS: STREET 1: 555 IH 35 SOUTH CITY: NEW BRAUNFELS STATE: TX ZIP: 78130 4 1 rdgdoc.xml FORM 4 X0508 4 2023-12-07 0001012019 RUSH ENTERPRISES INC \TX\ RUSHA 0001211953 RUSH WILLIAM M RUSTY 555 IH 35 SOUTH, SUITE 500 NEW BRAUNFELS TX 78130 1 1 1 CEO, President and COB 0 Class A Common Stock 2023-12-07 4 M 0 16122 13.45 A 190276.50 D Class A Common Stock 2023-12-07 4 S 0 16122 40.3071 D 174154.50 D Class A Common Stock 2023-12-08 4 M 0 85128 13.45 A 259282.50 D Class A Common Stock 2023-12-08 4 S 0 85128 40.5797 D 174154.50 D Class A Common Stock 6184.50 I By 3MR Partners, L.P. Class B Common Stock 6750000 I By 3MR Partners, L.P. Class B Common Stock 743809 D Option (right to buy) 13.45 2023-12-07 4 M 0 16122 0 D 2024-03-15 Class A Common Stock 16122 85128 D Option (right to buy) 13.45 2023-12-08 4 M 0 85128 0 D 2024-03-15 Class A Common Stock 85128 0 D Includes certain shares included in the Company's deferred compensation plan. This price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.25 to $40.68. The reporting person undertakes to provide Rush Enterprises, Inc., any security holder of Rush Enterprises, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. This price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.32 to $40.88. The reporting person undertakes to provide Rush Enterprises, Inc., any security holder of Rush Enterprises, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. Includes unvested restricted stock and certain shares included in the Company's deferred compensation plan. Options may be exercised in increments of 1/3 on each anniversary of the grant date beginning on the third anniversary of the grant date. The grant date is ten years prior to the expiration date. /s/ Steven L. Keller, Attorney in Fact for W.M. "Rusty" Rush 2023-12-08