0001437749-23-007125.txt : 20230317 0001437749-23-007125.hdr.sgml : 20230317 20230317182624 ACCESSION NUMBER: 0001437749-23-007125 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230315 FILED AS OF DATE: 20230317 DATE AS OF CHANGE: 20230317 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RUSH WILLIAM M RUSTY CENTRAL INDEX KEY: 0001211953 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-20797 FILM NUMBER: 23744316 MAIL ADDRESS: STREET 1: C/O RUSH ENTERPRISES INC STREET 2: 555 IH 35 S. CITY: NEW BRAUFELS STATE: TX ZIP: 78130 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RUSH ENTERPRISES INC \TX\ CENTRAL INDEX KEY: 0001012019 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-AUTO DEALERS & GASOLINE STATIONS [5500] IRS NUMBER: 741733016 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 555 IH 35 SOUTH CITY: NEW BRAUNFELS STATE: TX ZIP: 78130 BUSINESS PHONE: 8306265200 MAIL ADDRESS: STREET 1: 555 IH 35 SOUTH CITY: NEW BRAUNFELS STATE: TX ZIP: 78130 4 1 rdgdoc.xml FORM 4 X0306 4 2023-03-15 0001012019 RUSH ENTERPRISES INC \TX\ RUSHA 0001211953 RUSH WILLIAM M RUSTY 555 IH 35 SOUTH, SUITE 500 NEW BRAUNFELS TX 78130 1 1 1 CEO, President and COB Class B Common Stock 2023-03-15 4 F 0 5276 55.55 D 1427431.3513 D Class B Common Stock 2023-03-15 4 F 0 5682 55.55 D 1421749.3513 D Class B Common Stock 2023-03-15 4 A 0 70000 0 A 1491749.3513 D Class B Common Stock 4504123 I By 3MR Partners, L.P. Class A Common Stock 4123 I By 3MR Partners, L.P. Class A Common Stock 116101.4472 D Option (right to buy) 52.56 2023-03-15 4 A 0 35000 0 A 2033-03-15 Class A Common Stock 35000 35000 D Shares reported are shares not reported to the reporting person in order to satisfy the reporting person's tax obligations with respect to vesting associated with the grant of restricted stock that occurred on March 15, 2021. Includes unvested restricted stock and certain shares included in the Company's deferred compensation plan. Shares reported are shares not reported to the reporting person in order to satisfy the reporting person's tax obligations with respect to vesting associated with the grant of restricted stock that occurred on March 15, 2022. Reflects the grant of restricted stock. The restricted stock vests in increments of 1/3 on each of the first, second and third anniversary of the grant date, which is March 15, 2023. Includes certain shares included in the Company's deferred compensation plan. Options may be exercised in increments of 1/3 on each anniversary of the grant date beginning on the third anniversary of the grant date. The grant date is ten years prior to the expiration date. /s/ Steven L. Keller, Attorney-in-Fact for W.M. "Rusty" Rush 2023-03-17