0001209191-14-010285.txt : 20140213
0001209191-14-010285.hdr.sgml : 20140213
20140213153913
ACCESSION NUMBER: 0001209191-14-010285
CONFORMED SUBMISSION TYPE: 5
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20131231
FILED AS OF DATE: 20140213
DATE AS OF CHANGE: 20140213
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: UNITED FIRE GROUP INC
CENTRAL INDEX KEY: 0000101199
STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331]
IRS NUMBER: 452302834
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 118 SECOND AVE SE
CITY: CEDAR RAPIDS
STATE: IA
ZIP: 52401
BUSINESS PHONE: 3193995700
MAIL ADDRESS:
STREET 1: P O BOX 73909
CITY: CEDAR RAPIDS
STATE: IA
ZIP: 52407
FORMER COMPANY:
FORMER CONFORMED NAME: UNITED FIRE GROUP, INC.
DATE OF NAME CHANGE: 20120202
FORMER COMPANY:
FORMER CONFORMED NAME: UNITED FIRE & CASUALTY CO
DATE OF NAME CHANGE: 19920703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ERNST BARRIE W
CENTRAL INDEX KEY: 0001451189
FILING VALUES:
FORM TYPE: 5
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34257
FILM NUMBER: 14605729
MAIL ADDRESS:
STREET 1: 118 SECOND AVENUE SE
CITY: CEDAR RAPIDS
STATE: IA
ZIP: 52401
5
1
doc5.xml
FORM 5 SUBMISSION
X0306
5
2013-12-31
0
0
0
0000101199
UNITED FIRE GROUP INC
UFCS
0001451189
ERNST BARRIE W
118 SECOND AVENUE SE
P.O. BOX 73909
CEDAR RAPIDS
IA
52407-3909
0
1
0
0
VP/Chief Investment Officer
Common Stock
2013-09-16
2013-09-19
5
P
0
8
29.025
A
5967
D
Common Stock
2013-12-16
2013-12-19
5
P
0
9
27.999
A
5976
D
Common Stock
1086
I
By spouse
Common Stock
5604
I
By 401(k) Plan for self
Common Stock
435
I
By Issuer's Employee Stock Ownership Plan for self
Stock Option (Right to Buy)
32.39
2015-02-18
Common Stock
2500
2500
D
Stock Option (Right to Buy)
39.13
2016-02-17
Common Stock
2500
2500
D
Stock Option (Right to Buy)
35.23
2017-02-16
Common Stock
5000
5000
D
Stock Option (Right to Buy)
33.43
2018-05-21
Common Stock
7114
7114
D
Stock Option (Right to Buy)
22.42
2020-05-19
Common Stock
3000
3000
D
Stock Option (Right to Buy)
20.54
2021-02-18
Common Stock
6849
6849
D
Stock Option (Right to Buy)
23.96
2023-02-15
Common Stock
6780
6780
D
Shares acquired through participation in Issuer's Dividend Reinvestment Plan.
The total number of securities beneficially held directly by the Reporting Person following the reported transaction includes: 1,320 shares of stock held individually by Mr. Ernst; 2,714 shares of restricted stock issued under the Issuer's 2008 Stock Plan which vest, subject to certain conditions, on 02/18/2016; and 1,933 shares of restricted stock issued under the Issuer's 2008 Stock Plan which vest, subject to certain conditions, on 02/15/2018.
The total number of securities beneficially held directly by the Reporting Person following the reported transaction includes: 1,329 shares of stock held individually by Mr. Ernst; 2,714 shares of restricted stock issued under the Issuer's 2008 Stock Plan which vest, subject to certain conditions, on 02/18/2016; and 1,933 shares of restricted stock issued under the Issuer's 2008 Stock Plan which vest, subject to certain conditions, on 02/15/2018.
The number of securities shown as being held in, acquired or disposed of by the Issuer's 401(k) Plan for the Reporting Person's benefit are the approximate number of shares of common stock (excluding fractionals) for which the Reporting Person has the right to direct the vote under the Issuer's 401(k) Plan. Such shares are not directly allocated to 401(k) Plan participants, but are instead held in a unitized fund consisting primarily of common stock, together with a small percentage of short-term investments. 401(k) Plan participants acquire units of this fund.
All options currently exercisable.
1,800 options currently exercisable; 1,200 options become exercisable in two (2) equal installments of 600 options each on 05/19/2014 and 05/19/2015, respectively.
2,739 options currently exercisable; 4,110 options become exercisable in three (3) equal installments on 02/18/2014, 02/18/2015 and 02/18/2016, respectively.
6,780 options become exercisable in five (5) equal installments of 1,356 options each on 02/15/2014, 02/15/2015, 02/15/0216, 02/15/2017 and 02/15/2018 respectively.
/s/ Barrie W. Ernst by Dianne M. Lyons, Attorney-in-Fact
2014-02-13