0001209191-13-041723.txt : 20130822
0001209191-13-041723.hdr.sgml : 20130822
20130822142752
ACCESSION NUMBER: 0001209191-13-041723
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130821
FILED AS OF DATE: 20130822
DATE AS OF CHANGE: 20130822
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: UNITED FIRE GROUP INC
CENTRAL INDEX KEY: 0000101199
STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331]
IRS NUMBER: 452302834
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 118 SECOND AVE SE
CITY: CEDAR RAPIDS
STATE: IA
ZIP: 52407
BUSINESS PHONE: 3193995700
MAIL ADDRESS:
STREET 1: P O BOX 73909
CITY: CEDAR RAPIDS
STATE: IA
ZIP: 52407
FORMER COMPANY:
FORMER CONFORMED NAME: UNITED FIRE GROUP, INC.
DATE OF NAME CHANGE: 20120202
FORMER COMPANY:
FORMER CONFORMED NAME: UNITED FIRE & CASUALTY CO
DATE OF NAME CHANGE: 19920703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Lyons Dianne M
CENTRAL INDEX KEY: 0001451186
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34257
FILM NUMBER: 131055001
MAIL ADDRESS:
STREET 1: 118 SECOND AVENUE SE
CITY: CEDAR RAPIDS
STATE: IA
ZIP: 52401
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2013-08-21
0
0000101199
UNITED FIRE GROUP INC
UFCS
0001451186
Lyons Dianne M
118 SECOND AVENUE SE
P.O. BOX 73909
CEDAR RAPIDS
IA
52407-3909
0
1
0
0
VP/Chief Financial Officer
Common Stock
2013-08-21
4
M
0
1800
22.42
A
10428
D
Common Stock
2013-08-21
4
S
0
1800
31.7178
D
8628
D
Common Stock
2013-08-22
4
M
0
3482
20.54
A
12110
D
Common Stock
2013-08-22
4
S
0
3482
29.7771
D
8628
D
Common Stock
1388
I
By Issuer's Employee Stock Ownership Plan for Self
Common Stock
3643
I
By 401(k) Plan for self
Stock Option (right to buy)
22.42
2013-08-21
4
M
0
1800
0.00
D
2020-05-19
Common Stock
1800
1200
D
Stock Option (right to buy)
20.54
2013-08-22
4
M
0
3482
0.00
D
2021-02-18
Common Stock
3482
5222
D
This transaction represents the exercise and sale of vested, non-qualified stock options under a preapproved 10b-5 trading plan.
The total number of securities beneficially held directly by the Reporting Person following the reported transaction includes: 4,236 shares held individually by Ms. Lyons; 3,580 shares of restricted stock issued under the Issuer's 2008 Stock Plan which vest, subject to certain conditions, on 02/18/2016; 2,612 shares of restricted stock issued under the Issuer's 2008 Stock Plan which vest, subject to certain conditions, on 02/15/2018.
The price per share represents the average market price of the shares sold upon option exercise as reported by the Reporting Person's broker.
The total number of securities beneficially held directly by the Reporting Person following the reported transaction includes: 2,436 shares held individually by Ms. Lyons; 3,580 shares of restricted stock issued under the Issuer's 2008 Stock Plan which vest, subject to certain conditions, on 02/18/2016; 2,612 shares of restricted stock issued under the Issuer's 2008 Stock Plan which vest, subject to certain conditions, on 02/15/2018.
The total number of securities beneficially held directly by the Reporting Person following the reported transaction includes: 5,918 shares held individually by Ms. Lyons; 3,580 shares of restricted stock issued under the Issuer's 2008 Stock Plan which vest, subject to certain conditions, on 02/18/2016; 2,612 shares of restricted stock issued under the Issuer's 2008 Stock Plan which vest, subject to certain conditions, on 02/15/2018.
The number of securities shown as being held in, acquired or disposed of by the Issuer's 401(k) Plan for the Reporting Person's benefit are the approximate number of shares of common stock (excluding fractionals) for which the Reporting Person has the right to direct the vote under the Issuer's 401(k) Plan. Such shares are not directly allocated to 401(k) Plan participants, but are instead held in a unitized fund consisting primarily of common stock, together with a small percentage of short-term investments. 401(k) Plan participants acquire units of this fund.
1,800 options currently exercisable and 1,200 options become exercisable in equal installments of 600 option shares each on 05/19/2014 and 05/19/2015.
3,482 options currently exercisable; 3,482 options become exercisable in two equal installments of 1,741 options each on 02/18/2014 and 02/18/2015; and 1740 options become exercisable on 02/18/2016.
/s/ Dianne M. Lyons
2013-08-22