0001209191-13-009969.txt : 20130220 0001209191-13-009969.hdr.sgml : 20130220 20130220122121 ACCESSION NUMBER: 0001209191-13-009969 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130215 FILED AS OF DATE: 20130220 DATE AS OF CHANGE: 20130220 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CONNER DAVID E CENTRAL INDEX KEY: 0001451182 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-34257 FILM NUMBER: 13625845 MAIL ADDRESS: STREET 1: 118 SECOND AVENUE SE CITY: CEDAR RAPIDS STATE: IA ZIP: 52401 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNITED FIRE GROUP INC CENTRAL INDEX KEY: 0000101199 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 452302834 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 118 SECOND AVE SE CITY: CEDAR RAPIDS STATE: IA ZIP: 52407 BUSINESS PHONE: 3193995700 MAIL ADDRESS: STREET 1: P O BOX 73909 CITY: CEDAR RAPIDS STATE: IA ZIP: 52407 FORMER COMPANY: FORMER CONFORMED NAME: UNITED FIRE GROUP, INC. DATE OF NAME CHANGE: 20120202 FORMER COMPANY: FORMER CONFORMED NAME: UNITED FIRE & CASUALTY CO DATE OF NAME CHANGE: 19920703 4/A 1 doc4a.xml FORM 4/A SUBMISSION X0306 4/A 2013-02-15 2013-02-19 0 0000101199 UNITED FIRE GROUP INC UFCS 0001451182 CONNER DAVID E 118 SECOND AVENUE SE P.O. BOX 73909 CEDAR RAPIDS IA 52407-3909 0 1 0 0 VP/Chief Claims Officer Common Stock 2013-02-15 4 A 0 1334 23.96 A 4435 D Common Stock 2013-02-15 2013-02-19 5 P 0 E 6 23.96 A 1611 I By 401(k) Plan for Self Common Stock 368 I By Issuer's Employee Stock Ownership Plan for self Stock Option (right to buy) 23.96 2013-02-15 4 A 0 4681 0.00 A 2023-02-15 Common Stock 4681 4681 D Stock Option (right to buy) 20.54 2021-02-18 Common Stock 4809 4809 D Stock Option (right to buy) 22.42 2020-05-19 Common Stock 3000 3000 D Stock Option (right to buy) 33.43 2018-05-21 Common Stock 4485 4485 D Stock Option (right to buy) 35.23 2017-02-16 Common Stock 5000 5000 D Stock Option (right to buy) 39.13 2016-02-17 Common Stock 2500 2500 D Stock Option (right to buy) 32.39 2015-02-18 Common Stock 2500 2500 D Stock Option (right to buy) 21.66 2014-02-20 Common Stock 1000 1000 D This transaction represents a grant of restricted stock shares to the Reporting Person under the Issuer's 2008 Stock Plan. The price per share is the closing price of the Issuer's common stock on the date of the reported transaction. The total number of securities beneficially held directly by the Reporting Person following the reported transaction includes: 1,226 shares of restricted stock issued under the Issuer's 2008 Stock Plan which vest, subject to certain conditions on 05/21/2013; 1,875 shares of restricted stock issued under the Issuer's 2008 Stock Plan which vest, subject to certain conditions, on 02/18/2016 and 1,334 shares of restricted stock issued under the Issuer's 2008 Stock Plan which vest, subject to certain conditions on 02/15/2018. The deemed execution date of this transaction is the statement date as provided by the Issuer's 401(k)Plan trustee/administrator. Shares acquired through payroll deduction and participation in Issuer's 401(k) Plan. This transaction qualifies as a non-discretionary transaction from a tax-qualified plan and is voluntarily reported on Form 4. Represents the approximate number of shares acquired by the trustee/administrator of the Issuer's 401(k) Plan for the Reporting Person's benefit, based on a statement of the trustee/administrator. The price per share is based on a statement provided by the Issuer's 401(k) Plan trustee/administrator. Th number of securities shown as being held in or acquired or disposed of by the Issuer's 401(k) account for the Reporting Person's benefit is the approximate number of shares of common stock for which the Reporting Person has the right to direct the vote under the 401(k) plan. Such shares are not directly allocated to plan participants, but are instead held in a unitized fund consisting primarily of common stock, together with a small percentage of short-term investments. Participants acquire units of this fund. The exercise price of these stock options represents the closing price of the Issuer's common stock on the grant date. 3,744 options that become exercisable in four equal installments of 936 options each on 02/15/2014, 02/15/2015, 02/16/2016 and 02/17/2017; and 937 options that become exercisable on 02/15/2018. 1,924 options currently exercisable; 1,924 options become exercisable in two equal installments of 962 options each on 02/18/2014 and 02/18/2015; and 961 options become exercisable 02/18/2016. 1,200 options currently exercisable; 1,800 options become exercisable in three equal installments of 600 options each on 05/19/2013, 05/19/2014 and 05/19/2015. 3,588 options currently exercisable and 897 options become exercisable on 05/21/2013. All options currently exercisable. Due to an error in the original calculation, this amended filing is being made to correct the number of options and restricted stock shares granted to the Reporting Person. Also, this amended filing is being made to correct the number of derivative securities, expiring 02/18/2021, held by the Reporting Person. /s/ David E. Conner by Dianne M. Lyons, Attorney-in-Fact 2013-02-20