0001209191-11-062989.txt : 20111223
0001209191-11-062989.hdr.sgml : 20111223
20111223131503
ACCESSION NUMBER: 0001209191-11-062989
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20111219
FILED AS OF DATE: 20111223
DATE AS OF CHANGE: 20111223
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Lyons Dianne M
CENTRAL INDEX KEY: 0001451186
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34257
FILM NUMBER: 111279847
MAIL ADDRESS:
STREET 1: 118 SECOND AVENUE SE
CITY: CEDAR RAPIDS
STATE: IA
ZIP: 52401
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: UNITED FIRE & CASUALTY CO
CENTRAL INDEX KEY: 0000101199
STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331]
IRS NUMBER: 420644327
STATE OF INCORPORATION: IA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 118 SECOND AVE SE
CITY: CEDAR RAPIDS
STATE: IA
ZIP: 52407
BUSINESS PHONE: 3193995700
MAIL ADDRESS:
STREET 1: P O BOX 73909
CITY: CEDAR RAPIDS
STATE: IA
ZIP: 52407
4
1
doc4.xml
FORM 4 SUBMISSION
X0304
4
2011-12-19
0
0000101199
UNITED FIRE & CASUALTY CO
UFCS
0001451186
Lyons Dianne M
118 SECOND AVENUE SE
P.O. BOX 73909
CEDAR RAPIDS
IA
52407-3909
0
1
0
0
VP/Chief Financial Officer
Common Stock
2011-12-19
5
M
0
E
400
15.16
A
6406
D
Common Stock
2011-12-19
5
D
0
E
308
19.69
D
6098
D
Common Stock
1899
I
By 401(k) Plan for self
Common Stock
1241
I
By Issuer's Employee Stock Ownership Plan for Self
Stock Option (right to buy)
15.16
2011-12-19
5
M
0
E
400
0.00
A
2012-02-15
Common Stock
400
0
D
This transaction represents the exercise of vested, in-the-money stock options.
The total number of securities beneficially held directly by the reporting person following the reported transaction includes: 3,580 shares of restricted stock issued under the Company's 2008 Stock Plan which vest, subject to certain conditions, on 02/18/2016; 2,151 shares of restricted stock issued under the Company's 2008 Stock Plan which vest, subject to certain conditions, on 05/21/2013; and 1075 shares held of record by Ms. Lyons directly.
This tranaction represents the exempt transfer of securities held longer than six months by Ms. Lyons to the Company to pay the exercise price of vested, in-the-money stock options.
The price per share is the closing price of the Company's common stock on the date of the reported transaction.
The total number of securities beneficially held directly by the reporting person following the reported transaction includes: 3,580 shares of restricted stock issued under the Company's 2008 Stock Plan which vest, subject to certain conditions, on 02/18/2016; 2,151 shares of restricted stock issued under the Company's 2008 Stock Plan which vest, subject to certain conditions, on 05/21/2013; and 767 shares held of record by Ms. Lyons directly.
The number of securities shown as being held in or acquired by the Issuer's 401(k) Plan for Ms. Lyons' benefit are the approximate number of shares of common stock for which Ms. Lyons has the right to direct the vote under the 401(k) Plan. Such shares are not directly allocated to plan participants, but are instead held in a unitized fund consisting primarily of common stock, together with a small percentage of short-term investments. 401(k) Plan participants acquire units of this fund.
All options currently exercisable.
/s/ Dianne M. Lyons
2011-12-23