0001209191-11-059992.txt : 20111207
0001209191-11-059992.hdr.sgml : 20111207
20111207152040
ACCESSION NUMBER: 0001209191-11-059992
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20111201
FILED AS OF DATE: 20111207
DATE AS OF CHANGE: 20111207
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Lyons Dianne M
CENTRAL INDEX KEY: 0001451186
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34257
FILM NUMBER: 111248436
MAIL ADDRESS:
STREET 1: 118 SECOND AVENUE SE
CITY: CEDAR RAPIDS
STATE: IA
ZIP: 52401
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: UNITED FIRE & CASUALTY CO
CENTRAL INDEX KEY: 0000101199
STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331]
IRS NUMBER: 420644327
STATE OF INCORPORATION: IA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 118 SECOND AVE SE
CITY: CEDAR RAPIDS
STATE: IA
ZIP: 52407
BUSINESS PHONE: 3193995700
MAIL ADDRESS:
STREET 1: P O BOX 73909
CITY: CEDAR RAPIDS
STATE: IA
ZIP: 52407
4
1
doc4.xml
FORM 4 SUBMISSION
X0304
4
2011-12-01
0
0000101199
UNITED FIRE & CASUALTY CO
UFCS
0001451186
Lyons Dianne M
118 SECOND AVENUE SE
P.O. BOX 73909
CEDAR RAPIDS
IA
52407-3909
0
1
0
0
VP/Chief Financial Officer
Common Stock
2011-12-01
2011-12-06
4
P
0
10
19.67
A
6406
D
Common Stock
1899
I
By 401(k) Plan for self
Common Stock
1241
I
By Issuer's Employee Stock Ownership Plan for Self
The deemed execution date of this transaction is based on a report of the Company's Employee Stock Purchase Plan administor and transfer agent.
Shares acquired through payroll deduction and participation in Company's Employee Stock Purchase Plan.
Represents the approximate number of shares acquired by the administrator of the Company's Employee Stock Purchase Plan for the reporting person, based on a statement of the administrator.
The price per share is based on a statement provided by the Company's Employee Stock Purchase Plan administrator.
The total number of securities beneficially held directly by the reporting person following the reported transaction includes: 3,580 shares of restricted stock issued under the Company's 2008 Stock Plan which vest, subject to certain conditions, on 02/18/2016; 2,151 shares of restricted stock issued under the Company's 2008 Stock Plan which vest, subject to certain conditions, on 05/21/2013; and 675 shares held of record by Ms. Lyons directly.
The number of securities shown as being held in or acquired by the Issuer's 401(k) Plan for Ms. Lyons' benefit are the approximate number of shares of common stock for which Ms. Lyons has the right to direct the vote under the 401(k) Plan. Such shares are not directly allocated to plan participants, but are instead held in a unitized fund consisting primarily of common stock, together with a small percentage of short-term investments. 401(k) Plan participants acquire units of this fund.
/s/ Dianne M. Lyons
2011-12-07