-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QFJh+y6v8dSDvvdINV0BZwPHY9y506VU26fC/8jvhc7nrWZxVhRLGyLA8ZH1GZK0 i3CFtibob7ZUo/kp7AT9DA== 0001209191-09-020618.txt : 20090406 0001209191-09-020618.hdr.sgml : 20090406 20090406172036 ACCESSION NUMBER: 0001209191-09-020618 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20081219 FILED AS OF DATE: 20090406 DATE AS OF CHANGE: 20090406 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ERNST BARRIE W CENTRAL INDEX KEY: 0001451189 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34257 FILM NUMBER: 09735776 MAIL ADDRESS: STREET 1: 118 SECOND AVENUE SE CITY: CEDAR RAPIDS STATE: IA ZIP: 52401 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNITED FIRE & CASUALTY CO CENTRAL INDEX KEY: 0000101199 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 420644327 STATE OF INCORPORATION: IA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 118 SECOND AVE SE CITY: CEDAR RAPIDS STATE: IA ZIP: 52407 BUSINESS PHONE: 3193995700 MAIL ADDRESS: STREET 1: P O BOX 73909 CITY: CEDAR RAPIDS STATE: IA ZIP: 52407 4 1 doc4.xml FORM 4 SUBMISSION X0303 4 2008-12-19 0 0000101199 UNITED FIRE & CASUALTY CO UFCS 0001451189 ERNST BARRIE W 118 SECOND AVENUE SE P.O. BOX 73909 CEDAR RAPIDS IA 52407-3909 0 1 0 0 VP/Chief Investment Officer Common Stock 2008-12-19 4 J 0 500 30.00 A 2660 I By IRA for spouse Common Stock 2008-12-19 4 J 0 200 30.00 A 2860 I As custodian for daugther Common Stock 15978 I by 401(k) Plan Unitized Fund for self On December 19, 2008, the individual retirement account for the benefit of Mr. Ernst's spouse sold 500 shares of Company common stock. On March 31, 2009, the December 19, 2008 sale was cancelled. The number of securities beneficially owned includes: 1944 shares of restricted stock issued under Company's 2008 Stock Plan, which vest, subject to certain conditions, on 05/21/2013; 216 shares held in the Company's Employee Stock Ownership Plan for Mr. Ernst's benefit; and 500 shares held in an individual retirement account for the benefit of Mr. Ernst's spouse. On December 19, 2008, Mr. Ernst, as custodian for his daughter, sold 200 shares of Company common stock. On March 31, 2009, the December 19, 2008 sale was cancelled, effective as of December 19, 2008. The number of securities beneficially owned includes: 1944 shares of restricted stock issued under Company's 2008 Stock Plan, which vest, subject to certain conditions, on 05/21/2013; 216 shares held in the Company's Employee Stock Ownership Plan for Mr. Ernst's benefit; 500 shares held in an individual retirement account for the benefit of Mr. Ernst's spouse; and 200 shares held as custodian for Mr. Ernst's daughter. This is the number of untized shares in Mr. Ernst's 401(k) account. The number of underlying shares of common stock is based on the stock fund balance on March 31, 2009. The actual number of shares of common stock issuable upon the distribution date is not determinable because the stock fund is a unitized account consisting of approximately 97% company stock and 3% cash. The stock account balance reflected in this report is based on an March 31, 2009, stock fund price of $5.99 per share. /s/ Barrie W. Ernst 2009-04-06 -----END PRIVACY-ENHANCED MESSAGE-----