FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
(Street)
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2. Date of Event Requiring Statement
(Month/Day/Year) 02/25/2009 |
3. Issuer Name and Ticker or Trading Symbol
UNITED FIRE & CASUALTY CO [ UFCS ] |
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4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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5. If Amendment, Date of Original Filed
(Month/Day/Year) |
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6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Beneficially Owned | |||
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1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock | 2,560,611 | D | |
Common Stock | 4,968 | I | By IRA for self |
Common Stock | 6,144 | I | By Employee Stock Ownership Plan for self |
Common Stock | 3,794 | I | By spouse |
Common Stock | 40,086(1) | I | By self as trustee of Mildred R. McIntyre Irrevocable Trust |
Common Stock | 449,675(1) | I | By self as trustee of Dee Ann McIntyre Marital Trust |
Common Stock | 519,240(1) | I | By Family Foundation |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
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1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Stock Option (right to buy) | (2) | 02/20/2014 | Common Stock | 18,000 | $21.66 | D | |
Stock Option (right to buy) | (3) | 02/18/2015 | Common Stock | 20,000 | $32.39 | D | |
Stock Option (right to buy) | (4) | 02/16/2017 | Common Stock | 20,000 | $35.23 | D | |
Stock Option (right to buy) | (5) | 02/15/2018 | Common Stock | 3,000 | $34.39 | D |
Explanation of Responses: |
1. The reporting person disclaims ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or an other purpose. |
2. 14,000 options currently exercisable and 4,000 options become exercisable on 02/20/2009. |
3. 12,000 options currently exercisable and 8,000 options become exercisable in two equal installments of 4,000 options each on 02/18/2009 and 02/18/2010. |
4. 4,000 options currently exercisable and 16,000 options become exercisable in four equal installments of 4,000 options each on 02/16/2009, 02/16/2010, 02/16/2011 and 02/16/2012. |
5. 3,000 options become exercisable in five equal installments of 600 options each on 05/21/2009, 05/21/2010, 05/21/2011, 05/21/2012 and 05/21/2013. |
Remarks: |
J. Scott McIntyre Individually and as Tstee of the J. Scott McIntyre Rev. Trust, as Tstee of the Mildred R. McIntyre Irrev. Trust, as Tstee of the Dee Ann McIntyre Marital Trust and as President of the McIntyre Found. by Dianne M. Lyons, Attorney-in-Fact. | 02/25/2009 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |