13F-HR 1 d13fhr.txt FORM 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2003 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager: Name: United Fire & Casualty Company Address: 118 Second Ave., S.E. Cedar Rapids, IA 52407 Form 13F File Number: 28-6427 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of the Reporting Manager: Name: Dianne M. Lyons Title: Controller Phone: 319-399-5723 Signature, Place and Date of Signing: /s/ Dianne M. Lyons Cedar Rapids, IA 11-12-03 Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 116 Form 13F Information Table Value Total: $ 114,652 (in thousands) List of Other Included Managers: NONE
TITLE OF VALUE SHARES/ SH/ PUT/ INVSTMNT OTHER ---VOTING AUTHORITY--- NAME OF ISSUER CLASS CUSIP (x $1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE =================================================================================================================================== AOL Time Warner Inc. Common 00184A-10-5 79 5,000 Defined 5,000 AOL Time Warner Inc. Common 00184A-10-5 30 2,000 Defined 2,000 AT&T Wireless Services Inc. Common 00209A-10-6 17 2,000 Defined 2,000 Abbott Laboratories Common 002824-10-0 6,808 160,000 Sole 160,000 Alderwoods Group Inc Common 014383-10-3 300 38,421 Sole 38,421 Allegheny Energy Inc. Common 017361-10-6 45 5,000 Defined 5,000 Alliant Energy Corporation Common 018802-10-8 152 6,900 Defined 6,900 Alliant Energy Corporation Common 018802-10-8 2,688 122,200 Sole 122,200 ALLTEL Corporation Common 020039-10-3 580 12,518 Sole 12,518 American Express Co. Common 025816-10-9 164 3,650 Defined 3,650 American Express Co. Common 025816-10-9 46 1,000 Defined 1,000 American Express Co. Common 025816-10-9 23 500 Defined 500 American Strategic inc.Port II Common 030099-10-5 333 25,420 Sole 25,420 Anheuser-Busch Companies Inc Common 035229-10-3 197 4,000 Sole 4,000 Applied Materials Inc. Common 038222-10-5 138 7,600 Defined 7,600 Automatic Data Processing Common 053015-10-3 133 3,700 Defined 3,700 BCE Inc. Common 05534B-10-9 354 16,200 Sole 16,200 BRE Properties Inc. Common 05564E-10-6 594 18,000 Sole 18,000 Bank of America Corporation Common 060505-10-4 4,682 60,000 Sole 60,000 Bank One Corporation Common 06423A-10-3 1,691 43,740 Sole 43,740 Bell South Corporation Common 079860-10-2 379 16,000 Sole 16,000 Bemis Company Inc. Common 081437-10-5 696 15,700 Sole 15,700 Boeing Company Common 097023-10-5 1,202 35,000 Sole 35,000 Burlington Northern Santa Fe Common 12189T-10-4 466 16,158 Sole 16,158 Burlington Resources Inc Common 122014-10-3 336 6,972 Sole 6,972 CH Energy Group, Inc. Common 12541M-10-2 22 500 Defined 500 CMS Energy Corp. Common 125896-10-0 38 5,000 Defined 5,000 CVS Corp Delaware Common 126650-10-0 154 4,950 Defined 4,950 Cardinal Health Inc. Common 14149Y-10-8 156 2,675 Defined 2,675 Cincinnati Bell Common 171871-10-6 27 5,000 Defined 5,000 Cincinnati Financial Corp. Common 172062-10-1 11,620 290,500 Sole 290,500 Citigroup Inc. Common 172967-10-1 166 3,650 Defined 3,650 Cummins Inc. Common 231021-10-6 868 19,545 Sole 19,545 DQE Inc. Common 23329J-10-4 550 35,000 Sole 35,000 Dana Corp. Common 235811-10-6 47 3,000 Defined 3,000 Dean Foods Company Common 242370-10-4 1,498 48,261 Sole 48,261 Del Monte Foods Co. Common 24522P-10-3 43 5,000 Defined 5,000 Del Monte Foods Co. Common 24522P-10-3 175 20,097 Sole 20,097 Dow Chemical Company Common 260543-10-3 1,952 60,000 Sole 60,000 Dreyers Grand Ice Cream Hldg Common 261878-10-2 78 1,000 Defined 1,000 Duke Energy Corp. Common 264399-10-6 36 2,000 Defined 2,000 Duke Energy Corporation Common 264399-10-6 1,425 80,000 Sole 80,000 Emerson Electric Co. Common 291011-10-4 332 6,300 Sole 6,300 Exxon Mobil Corporation Common 30231G-10-2 145 3,950 Defined 3,950 Exxon Mobil Corporation Common 30231G-10-2 1,464 40,000 Sole 40,000 Fannie Mae Common 313586-10-9 165 2,350 Defined 2,350 Federal Signal Corporation Common 313855-10-8 1,115 74,864 Sole 74,864 Ferro Corp. Common 315405-10-0 65 3,000 Defined 3,000 Fidelity National Information Common 31620P-10-9 494 19,890 Sole 19,890 First Data Corp. Common 319963-10-4 160 4,000 Defined 4,000 Fisher Communications Inc. Common 337756-20-9 23 500 Defined 500 Fisher Communications Inc. Common 337756-20-9 18 400 Defined 400 Arthur J Gallagher & Co. Common 363576-10-9 292 10,321 Sole 10,321 General Elec Co. Common 369604-10-3 159 5,350 Defined 5,350 General Electric Company Common 369604-10-3 6,260 210,000 Sole 210,000 Genuine Parts Co. Common 372460-10-5 48 1,500 Defined 1,500 Greater Bay Bancorp Common 391648-10-2 416 20,000 Sole 20,000 H J Heinz Company Common 423074-10-3 1,543 45,000 Sole 45,000 Hewlett Packard Co. Common 428236-10-3 154 7,949 Defined 7,949 Home Depot Inc Common 437076-10-2 151 4,750 Defined 4,750 Honeywell International Inc. Common 438516-10-6 142 5,400 Defined 5,400 Honeywell International Inc. Common 438516-10-6 27 1,000 Defined 1,000 Honeywell International Inc. Common 438516-10-6 659 25,000 Sole 25,000 Intel Corporation Common 458140-10-0 155 5,650 Defined 5,650 Intel Corporation Common 458140-10-0 275 10,000 Sole 10,000 J P Morgan Chase & Co. Common 46625h-10-0 154 4,500 Defined 4,500 Johnson & Johnson Common 478160-10-4 154 3,100 Defined 3,100 Johnson & Johnson Common 478160-10-4 495 10,000 Sole 10,000 Liberty Media Corp. Series A Common 530718-10-5 101 10,000 Defined 10,000 Lin TV Corp. Common 532774-10-6 43 2,000 Defined 2,000 Merrill Lynch & Co Inc. Common 590188-10-8 150 2,800 Defined 2,800 MetLife Inc. Common 59156R-10-8 333 11,880 Sole 11,880 Motorola Inc. Common 620076-10-9 717 60,000 Sole 60,000 Newell Rubbermaid Inc. Common 651229-10-6 775 35,766 Sole 35,766 Nicor Inc. Common 654086-10-7 1,054 30,000 Sole 30,000 NiSource Inc. Common 65473P-10-5 114 5,700 Sole 5,700
TITLE OF VALUE SHARES/ SH/ PUT/ INVSTMNT OTHER ---VOTING AUTHORITY--- NAME OF ISSUER CLASS CUSIP (x $1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE =================================================================================================================================== Nokia Corp. Common 654902-20-4 144 9,200 Defined 9,200 Nstar Common 67019E-10-7 24 500 Defined 500 Officemax Inc. Common 67622M-10-8 95 10,000 Defined 10,000 Ohio Casualty Corporation Common 677240-10-3 145 10,000 Sole 10,000 Old Republic International Cor Common 680223-10-4 3,414 103,168 Sole 103,168 Penford Corporation Common 707051-10-8 260 20,000 Sole 20,000 Penwest Pharmaceuticals Co. Common 709754-10-5 653 30,000 Sole 30,000 PepsiCo Inc. Common 713448-10-8 917 20,000 Sole 20,000 Pfizer Common 717081-10-3 147 4,850 Defined 4,850 Procter & Gamble Company Common 742718-10-9 2,599 28,000 Sole 28,000 Progress Energy Inc. Common 743263-10-5 851 19,131 Sole 19,131 Pulitzer Inc. Common 745769-10-9 27 500 Defined 500 Pulitzer Inc. Common 745769-10-9 15 300 Defined 300 QCR Holdings Inc. Common 74727A-10-4 1,023 45,454 Sole 45,454 SBC Communications Inc. Common 78387G-10-3 1,757 78,960 Sole 78,960 SAFECO Corporation Common 786429-10-0 1,646 46,550 Sole 46,550 St Paul Companies Inc. Common 792860-10-8 806 21,774 Sole 21,774 Schering-Plough Corporation Common 806605-10-1 149 9,750 Defined 9,750 Schering-Plough Corporation Common 806605-10-1 152 10,000 Sole 10,000 Shopko Stores Inc Common 824911-10-1 300 20,000 Sole 20,000 Sprint Corp. PCS Common 852061-50-6 42 7,000 Defined 7,000 TXU Corporation Common 873168-10-8 707 30,000 Sole 30,000 Texas Instruments Common 882508-10-4 141 6,175 Defined 6,175 Thomas Inds. Inc. Common 884425-10-9 14 500 Defined 500 Titan Corp. Common 888266-10-3 62 3,000 Defined 3,000 TPG NV Common 892339-10-2 77 4,034 Sole 4,034 Tribune Co. Common 896047-10-7 24 500 Defined 500 US Bancorp Common 902973-30-4 150 6,250 Defined 6,250 US Bancorp Common 902973-30-4 19,984 833,034 Sole 833,034 United States Cellular Corp. Common 911684-10-8 60 2,000 Defined 2,000 United States Cellular Corp. Common 911684-90-8 59 2,000 Defined 2,000 Vectren Corporation Common 92240G-10-1 630 26,658 Sole 26,658 Verizon Communications Inc Common 92343V-10-4 1,189 36,648 Sole 36,648 Viacom Inc. Common 925524-10-0 38 1,000 Defined 1,000 Wachovia Corporation Common 929903-10-2 1,236 30,008 Sole 30,008 Wells Fargo & Company Common 949746-10-1 6,035 117,176 Sole 117,176 Wintrust Financial Corporation Common 97650W-10-8 8,714 230,523 Sole 230,523 Wyeth Corp Common 983024-10-0 157 3,400 Defined 3,400 Xcel Energy, Inc. Common 98389B-10-0 774 50,000 Sole 50,000 Young Broadcasting Inc. Common 987434-10-7 95 5,000 Defined 5,000 ----------------------------------------------------------------------------------------------------------------------------------- Report Summary 116 Data Records $114,652 0 other managers on whose behalf report is filed