-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CldK5bEkq7Lqejbnj0nYFX/8UPr8WvgQzZPoFjOLpwtAr0H22tdeNhJHranHo6D3 UmpQZBqIR+Apq1yTPywRZw== 0000889812-00-000699.txt : 20000214 0000889812-00-000699.hdr.sgml : 20000214 ACCESSION NUMBER: 0000889812-00-000699 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19991102 FILED AS OF DATE: 20000211 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: DIATIDE INC CENTRAL INDEX KEY: 0001011888 STANDARD INDUSTRIAL CLASSIFICATION: IN VITRO & IN VIVO DIAGNOSTIC SUBSTANCES [2835] IRS NUMBER: 043078258 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: SEC FILE NUMBER: 000-28434 FILM NUMBER: 535926 BUSINESS ADDRESS: STREET 1: 9 DELTA DR CITY: LONDONDERRY STATE: NH ZIP: 03053 BUSINESS PHONE: 6034378970 MAIL ADDRESS: STREET 1: 9 DELTA DR CITY: LONDONDERRY STATE: NH ZIP: 03053 COMPANY DATA: COMPANY CONFORMED NAME: CHASE VENTURE CAPITAL ASSOCIATES L P CENTRAL INDEX KEY: 0001015240 STANDARD INDUSTRIAL CLASSIFICATION: [] OWNER STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: 380 MADISON AVENUE STREET 2: 12TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 2126223100 MAIL ADDRESS: STREET 1: 380 MADISON AVENUE STREET 2: 12TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 4 1 FORM 4 U.S. SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 |_| Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). ================================================================================ 1. Name and Address of Reporting Person* Chase Venture Capital Associates, LLC ("CVCA, LLC") (FN 1) - -------------------------------------------------------------------------------- (Last) (First) (Middle) c/o Chase Capital Partners 380 Madison Avenue, 12th Floor - -------------------------------------------------------------------------------- (Street) New York New York 10017 - -------------------------------------------------------------------------------- (City) (State) (Zip) ================================================================================ 2. Issuer Name and Ticker or Trading Symbol Diatide, Inc. ("DITI") ================================================================================ 3. IRS Identification Number of Reporting Person, if an Entity (Voluntary) ================================================================================ 4. Statement for Month/Year January 2000 ================================================================================ 5. If Amendment, Date of Original (Month/Year) ================================================================================ 6. Relationship of Reporting Person to Issuer (Check all applicable) |_| Director |X| 10% Owner |_| Officer (give title below) |_| Other (specify below) ================================================================================ 7. Individual or Joint/Group Filing (Check Applicable Line) |_| Form filed by one Reporting Person |X| Form filed by more than one Reporting Person ================================================================================ * If the Form is filed by more than one Reporting Person, see Instruction 4(b)(v). ================================================================================ Table I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned ================================================================================
6. 4. 5. Owner- Securities Acquired (A) or Amount of ship 7. 3. Disposed of (D) Securities Form: Nature of Transaction (Instr. 3, 4 and 5) Beneficially Direct Indirect 2. Code ---------------------------- Owned at End (D) or Beneficial 1. Transaction (Instr. 8) (A) of Month Indirect Ownership Title of Security Date ------------ Amount or Price (Instr. 3 (I) (Instr. 4) (Instr. 3) (mm/dd/yy) Code V (D) and 4) (Instr.4) (See FN 3) - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 11/2/99 S 1,522,795 D $9.50 -0- D - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ ====================================================================================================================================
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. Page 1 of 7 FORM 4 (continued) Table II -- Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) ================================================================================
9. 10. Number Owner- of ship 2. Deriv- Form of Conver- 5. 7. ative Deriv- 11. sion Number of Title and Amount Secur- ative Nature of Derivative 6. of Underlying 8. ities Secur- of Exer- 4. Securities Date Securities Price Bene- ity: In- cise 3. Trans- Acquired (A) Exercisable and (Instr. 3 and 4) of ficially Direct direct Price Trans- action or Disposed Expiration Date ---------------- Deriv- Owned (D) or Bene- 1. of action Code of(D) (Month/Day/Year) Amount ative at End In- ficial Title of Deriv- Date (Instr. (Instr. 3, ---------------- or Secur- of direct Owner- Derivative ative (Month/ 8) 4 and 5) Date Expira- Number ity Month (I) ship Security Secur- Day/ ------ -------------- Exer- tion of (Instr. (Instr. (Instr. (Instr. (Instr. 3) ity Year) Code V (A) (D) cisable Date Title Shares 5) 4) 4) 4) - ------------------------------------------------------------------------------------------------------------------------------------ Series A 1 for 1 9/24/99 C 871,795 N/A Common 871,795 0.00 130,769 D Convertible Stock (FN 2) Preferred Stock - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ ====================================================================================================================================
Explanation of Responses: (1) Pursuant to an internal reorganization effective as of January 1, 2000, (i) Chase Venture Capital Associates, LLC ("CVCA, LLC") became the successor to Chase Venture Capital Associates, LP ("CVCA, LP"), (ii) CCP-SBIC Manager, LLC, a newly organized wholly-owned subsidiary of Chase Capital Partners ("CCP"), became the managing member of CVCA, LLC, and (iii) CCP-CMC Consolidating, LLC ("Consolidating"), a newly-organized affiliate of CCP, became the non-managing member of CVCA, LLC. CCP is the managing member of Consolidating, and pursuant to a master advisory agreement with CCP-SBIC Manager, LLC and Consolidating, the manager, by delegation, of CVCA, LLC. Prior to the merger internal reorganization, CCP was the general partner, and the sole shareholder of Consolidating was the limited partner, of CVCA, LP. The internal reorganization changed CVCA, LP's name and form of organization but did not alter the proportionate interests of its ultimate security holders. (2) These securities were initially convertible into common stock at a ratio of 1:1, subject to adjustment, without the payment of additional consideration. ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Chase Venture Capital Associates, LLC 2/ /2000 - --------------------------------------------- ----------------------- ** Signature of Reporting Person Date By: Chase Capital Partners, as Manager By: ------------------------------------------- Title: of Chase Capital Partners ----------------------------- Note: File three copies of this Form, one of which must be manually signed. If space provided is insufficient, see Instruction 6 for procedure. Page 2 of 7
- --------------------------------------------------------------------------------------------------------------- Amount of Statement Securities Name and Address of Designated for Issuer Name, Ticker Title of Beneficially Reporting Person Reporter(1) month/year or Trading Symbol Security Owned - --------------------------------------------------------------------------------------------------------------- Ana Carolina Aidar Chase Venture January, Diatide, Inc. Common Stock 0 c/o Chase Capital Capital Associates, 2000 ("DITI") Partners LLC Rua Verbo Divino, 1400 Sao Paulo, Brazil, SP 04719-002 - --------------------------------------------------------------------------------------------------------------- John R. Baron Chase Venture January, Diatide, Inc. Common Stock 0 c/o Chase Capital Capital Associates, 2000 ("DITI") Partners LLC 380 Madison Avenue 12th Floor New York, NY 10017 - --------------------------------------------------------------------------------------------------------------- Christopher C. Chase Venture January, Diatide, Inc. Common Stock 0 Behrens Capital Associates, 2000 ("DITI") c/o Chase Capital LLC Partners 380 Madison Avenue 12th Floor New York, NY 10017 - --------------------------------------------------------------------------------------------------------------- Mitchell J. Blutt Chase Venture January, Diatide, Inc. Common Stock 0 c/o Chase Capital Capital Associates, 2000 ("DITI") Partners LLC 380 Madison Avenue 12th Floor New York, NY 10017 - --------------------------------------------------------------------------------------------------------------- David S. Britts Chase Venture January, Diatide, Inc. Common Stock 0 c/o Chase Capital Capital Associates, 2000 ("DITI") Partners LLC 50 California Street San Francisco, CA 94111 - --------------------------------------------------------------------------------------------------------------- Arnold L. Chavkin Chase Venture January, Diatide, Inc. Common Stock 0 c/o Chase Capital Capital Associates, 2000 ("DITI") Partners LLC 380 Madison Avenue 12th Floor New York, NY 10017 - --------------------------------------------------------------------------------------------------------------- David J. Gilbert Chase Venture January, Diatide, Inc. Common Stock 0 c/o Chase Capital Capital Associates, 2000 ("DITI") Partners LLC 380 Madison Avenue 12th Floor New York, NY 10017 - --------------------------------------------------------------------------------------------------------------- Eric A. Green Chase Venture January, Diatide, Inc. Common Stock 0 c/o Chase Capital Capital Associates, 2000 ("DITI") Partners LLC 380 Madison Avenue 12th Floor New York, NY 10017 - --------------------------------------------------------------------------------------------------------------- Michael R. Hannon Chase Venture January, Diatide, Inc. Common Stock 0 c/o Chase Capital Capital Associates, 2000 ("DITI") Partners LLC 380 Madison Avenue 12th Floor New York, NY 10017 - --------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------- Ownership Form: Disclaims Name and Address of Designated Direct (D) or Nature of Indirect Pecuniary Reporting Person Reporter(1) Indirect (I) Beneficial Ownership Interest - ----------------------------------------------------------------------------------------------------- Ana Carolina Aidar Chase Venture I See Explanatory Yes c/o Chase Capital Capital Associates, Note 2 below Partners LLC Rua Verbo Divino, 1400 Sao Paulo, Brazil, SP 04719-002 - ----------------------------------------------------------------------------------------------------- John R. Baron Chase Venture I See Explanatory No c/o Chase Capital Capital Associates, Note 2 below Partners LLC 380 Madison Avenue 12th Floor New York, NY 10017 - ----------------------------------------------------------------------------------------------------- Christopher C. Chase Venture I See Explanatory No Behrens Capital Associates, Note 2 below c/o Chase Capital LLC Partners 380 Madison Avenue 12th Floor New York, NY 10017 - ----------------------------------------------------------------------------------------------------- Mitchell J. Blutt Chase Venture I See Explanatory No c/o Chase Capital Capital Associates, Note 2 below Partners LLC 380 Madison Avenue 12th Floor New York, NY 10017 - ----------------------------------------------------------------------------------------------------- David S. Britts Chase Venture I See Explanatory Yes c/o Chase Capital Capital Associates, Note 2 below Partners LLC 50 California Street San Francisco, CA 94111 - ----------------------------------------------------------------------------------------------------- Arnold L. Chavkin Chase Venture I See Explanatory No c/o Chase Capital Capital Associates, Note 2 below Partners LLC 380 Madison Avenue 12th Floor New York, NY 10017 - ----------------------------------------------------------------------------------------------------- David J. Gilbert Chase Venture I See Explanatory Yes c/o Chase Capital Capital Associates, Note 2 below Partners LLC 380 Madison Avenue 12th Floor New York, NY 10017 - ----------------------------------------------------------------------------------------------------- Eric A. Green Chase Venture I See Explanatory Yes c/o Chase Capital Capital Associates, Note 2 below Partners LLC 380 Madison Avenue 12th Floor New York, NY 10017 - ----------------------------------------------------------------------------------------------------- Michael R. Hannon Chase Venture I See Explanatory No c/o Chase Capital Capital Associates, Note 2 below Partners LLC 380 Madison Avenue 12th Floor New York, NY 10017 - -----------------------------------------------------------------------------------------------------
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- ----------------------------------------------------------------------------------------------------------------- Donald J. Hofmann Chase Venture January, Diatide, Inc. ("DITI") Common Stock 0 c/o Chase Capital Capital 2000 Partners Associates, LLC 380 Madison Avenue 12th Floor New York, NY 10017 - ----------------------------------------------------------------------------------------------------------------- Jonathan Meggs Chase Venture January, Diatide, Inc. ("DITI") Common Stock 0 c/o Chase Capital Capital 2000 Partners Associates, LLC 125 London Wall London EC2Y 5AJ, United Kingdom - ----------------------------------------------------------------------------------------------------------------- Stephen P. Murray Chase Venture January, Diatide, Inc. ("DITI") Common Stock 0 c/o Chase Capital Capital 2000 Partners Associates, LLC 380 Madison Avenue 12th Floor New York, NY 10017 - ----------------------------------------------------------------------------------------------------------------- John M.B. O'Connor Chase Venture January, Diatide, Inc. ("DITI") Common Stock 0 c/o Chase Capital Capital 2000 Partners Associates, LLC 380 Madison Avenue 12th Floor New York, NY 10017 - ----------------------------------------------------------------------------------------------------------------- Bob Rugggiero Chase Venture January, Diatide, Inc. ("DITI") Common Stock 0 c/o Chase Capital Capital 2000 Partners Associates, LLC 380 Madison Avenue 12th Floor New York, NY 10017 - ----------------------------------------------------------------------------------------------------------------- Susan L. Segal Chase Venture January, Diatide, Inc. ("DITI") Common Stock 0 c/o Chase Capital Capital 2000 Partners Associates, LLC 380 Madison Avenue 12th Floor New York, NY 10017 - ----------------------------------------------------------------------------------------------------------------- Shahan D. Soghikian Chase Venture January, Diatide, Inc. ("DITI") Common Stock 0 c/o Chase Capital Capital 2000 Partners Associates, LLC 50 California Street, Suite 2940 San Francisco, CA 94111 - ----------------------------------------------------------------------------------------------------------------- Lindsay Stuart Chase Venture January, Diatide, Inc. ("DITI") Common Stock 0 c/o Chase Capital Capital 2000 Partners Associates, LLC 125 London Wall London EC2Y 5AJ, United Kingdom - ----------------------------------------------------------------------------------------------------------------- Patrick Sullivan Chase Venture January, Diatide, Inc. ("DITI") Common Stock 0 c/o Chase Capital Capital 2000 Partners Associates, LLC 380 Madison Avenue 12th Floor New York, NY 10017 - ----------------------------------------------------------------------------------------------------------------- Jeffrey C. Walker Chase Venture January, Diatide, Inc. ("DITI") Common Stock 0 c/o Chase Capital Capital 2000 Partners Associates, LLC 380 Madison Avenue 12th Floor New York, NY 10017 - ----------------------------------------------------------------------------------------------------------------- - --------------------------------------------------------------------------------------------------- Donald J. Hofmann Chase Venture I See Explanatory No c/o Chase Capital Capital Note 2 below Partners Associates, LLC 380 Madison Avenue 12th Floor New York, NY 10017 - --------------------------------------------------------------------------------------------------- Jonathan Meggs Chase Venture I See Explanatory Yes c/o Chase Capital Capital Note 2 below Partners Associates, LLC 125 London Wall London EC2Y 5AJ, United Kingdom - --------------------------------------------------------------------------------------------------- Stephen P. Murray Chase Venture I See Explanatory No c/o Chase Capital Capital Note 2 below Partners Associates, LLC 380 Madison Avenue 12th Floor New York, NY 10017 - --------------------------------------------------------------------------------------------------- John M.B. O'Connor Chase Venture I See Explanatory No c/o Chase Capital Capital Note 2 below Partners Associates, LLC 380 Madison Avenue 12th Floor New York, NY 10017 - --------------------------------------------------------------------------------------------------- Bob Rugggiero Chase Venture I See Explanatory Yes c/o Chase Capital Capital Note 2 below Partners Associates, LLC 380 Madison Avenue 12th Floor New York, NY 10017 - --------------------------------------------------------------------------------------------------- Susan L. Segal Chase Venture I See Explanatory Yes c/o Chase Capital Capital Note 2 below Partners Associates, LLC 380 Madison Avenue 12th Floor New York, NY 10017 - --------------------------------------------------------------------------------------------------- Shahan D. Soghikian Chase Venture I See Explanatory No c/o Chase Capital Capital Note 2 below Partners Associates, LLC 50 California Street, Suite 2940 San Francisco, CA 94111 - --------------------------------------------------------------------------------------------------- Lindsay Stuart Chase Venture I See Explanatory Yes c/o Chase Capital Capital Note 2 below Partners Associates, LLC 125 London Wall London EC2Y 5AJ, United Kingdom - --------------------------------------------------------------------------------------------------- Patrick Sullivan Chase Venture I See Explanatory Yes c/o Chase Capital Capital Note 2 below Partners Associates, LLC 380 Madison Avenue 12th Floor New York, NY 10017 - --------------------------------------------------------------------------------------------------- Jeffrey C. Walker Chase Venture I See Explanatory No c/o Chase Capital Capital Note 2 below Partners Associates, LLC 380 Madison Avenue 12th Floor New York, NY 10017 - ---------------------------------------------------------------------------------------------------
Page 4 of 7
- --------------------------------------------------------------------------------------------------------------------- Timothy J. Walsh Chase Venture January, 2000 Diatide, Inc. ("DITI") Common Stock 0 c/o Chase Capital Capital Partners Associates, LLC 380 Madison Avenue 12th Floor New York, NY 10017 - --------------------------------------------------------------------------------------------------------------------- Richard D. Waters Chase Venture January, 2000 Diatide, Inc. ("DITI") Common Stock 0 c/o Chase Capital Capital Partners Associates, LLC 380 Madison Avenue 12th Floor New York, NY 10017 - --------------------------------------------------------------------------------------------------------------------- Damion E. Wicker Chase Venture January, 2000 Diatide, Inc. ("DITI") Common Stock 0 c/o Chase Capital Capital Partners Associates, LLC 380 Madison Avenue 12th Floor New York, NY 10017 - --------------------------------------------------------------------------------------------------------------------- CCP European Chase Venture January, 2000 Diatide, Inc. ("DITI") Common Stock 0 Principals, LLC Capital c/o Chase Capital Associates, LLC Partners 380 Madison Avenue 12th Floor New York, NY 10017 - --------------------------------------------------------------------------------------------------------------------- CCP Principals, LLC Chase Venture January, 2000 Diatide, Inc. ("DITI") Common Stock 0 c/o Chase Capital Capital Partners Associates, LLC 380 Madison Avenue 12th Floor New York, NY 10017 - --------------------------------------------------------------------------------------------------------------------- Chase Capital Chase Venture January, 2000 Diatide, Inc. ("DITI") Common Stock 0 Corporation Capital c/o Chase Capital Associates, LLC Partners 380 Madison Avenue 12th Floor New York, NY 10017 - --------------------------------------------------------------------------------------------------------------------- The Chase Manhattan Chase Venture January, 2000 Diatide, Inc. ("DITI") Common Stock 0 Corporation Capital 270 Park Avenue Associates, LLC 35th Floor New York, NY 10017 - --------------------------------------------------------------------------------------------------------------------- Chase Capital Chase Venture January, 2000 Diatide, Inc. ("DITI") Common Stock 0 Partners Capital 380 Madison Avenue Associates, LLC 12th Floor New York, NY 10017 - --------------------------------------------------------------------------------------------------------------------- CCP-SBIC Manager, LLC Chase Venture January, 2000 Diatide, Inc. ("DITI") Common Stock 0 c/o Chase Capital Capital Partners Associates, LLC 380 Madison Avenue 12th Floor New York, NY 10017 - --------------------------------------------------------------------------------------------------------------------- CCP-CMC Chase Venture January, 2000 Diatide, Inc. ("DITI") Common Stock 0 Consolidating, LLC Capital c/o Chase Capital Associates, LLC Partners 380 Madison Avenue 12th Floor New York, NY 10017 - --------------------------------------------------------------------------------------------------------------------- - ------------------------------------------------------------------------------------------- Timothy J. Walsh Chase Venture I See Explanatory No c/o Chase Capital Capital Note 2 below Partners Associates, LLC 380 Madison Avenue 12th Floor New York, NY 10017 - ------------------------------------------------------------------------------------------- Richard D. Waters Chase Venture I See Explanatory Yes c/o Chase Capital Capital Note 2 below Partners Associates, LLC 380 Madison Avenue 12th Floor New York, NY 10017 - ------------------------------------------------------------------------------------------- Damion E. Wicker Chase Venture I See Explanatory No c/o Chase Capital Capital Note 2 below Partners Associates, LLC 380 Madison Avenue 12th Floor New York, NY 10017 - ------------------------------------------------------------------------------------------- CCP European Chase Venture I See Explanatory No Principals, LLC Capital Note 2 below c/o Chase Capital Associates, LLC Partners 380 Madison Avenue 12th Floor New York, NY 10017 - ------------------------------------------------------------------------------------------- CCP Principals, LLC Chase Venture I See Explanatory No c/o Chase Capital Capital Note 2 below Partners Associates, LLC 380 Madison Avenue 12th Floor New York, NY 10017 - ------------------------------------------------------------------------------------------- Chase Capital Chase Venture I See Explanatory No Corporation Capital Note 2 below c/o Chase Capital Associates, LLC Partners 380 Madison Avenue 12th Floor New York, NY 10017 - ------------------------------------------------------------------------------------------- The Chase Manhattan Chase Venture I See Explanatory Note No Corporation Capital 3 below 270 Park Avenue Associates, LLC 35th Floor New York, NY 10017 - ------------------------------------------------------------------------------------------- Chase Capital Chase Venture I See Explanatory No Partners Capital Note 4 below 380 Madison Avenue Associates, LLC 12th Floor New York, NY 10017 - ------------------------------------------------------------------------------------------- CCP-SBIC Manager, LLC Chase Venture I See Explanatory No c/o Chase Capital Capital Note 5 below Partners Associates, LLC 380 Madison Avenue 12th Floor New York, NY 10017 - ------------------------------------------------------------------------------------------- CCP-CMC Chase Venture I See Explanatory No Consolidating, LLC Capital Note 6 below c/o Chase Capital Associates, LLC Partners 380 Madison Avenue 12th Floor New York, NY 10017 - -------------------------------------------------------------------------------------------
Page 5 of 7
- ------------------------------------------------------------------------------------------------------------------------- David L. Ferguson Chase Venture January, 2000 Diatide, Inc. ("DITI") Common Stock 0 c/o Chase Capital Capital Partners Associates, LLC 380 Madison Avenue 12th Floor New York, NY 10017 - ------------------------------------------------------------------------------------------------------------------------- I. Robert Greene Chase Venture January, 2000 Diatide, Inc. ("DITI") Common Stock 0 Flatiron Partners Capital 257 Park Avenue South Associates, LLC 12th Floor New York, NY 10017 - ------------------------------------------------------------------------------------------------------------------------- Brian J. Richmand Chase Venture January, 2000 Diatide, Inc. ("DITI") Common Stock 0 c/o Chase Capital Capital Partners Associates, LLC 380 Madison Avenue 12th Floor New York, NY 10017 - ------------------------------------------------------------------------------------------------------------------------- Jonas Steinman Chase Venture January, 2000 Diatide, Inc. ("DITI") Common Stock 0 c/o Chase Capital Capital Partners Associates, LLC 380 Madison Avenue 12th Floor New York, NY 10017 - ------------------------------------------------------------------------------------------------------------------------- - --------------------------------------------------------------------------------------------- David L. Ferguson Chase Venture I See Explanatory No c/o Chase Capital Capital Note 7 below Partners Associates, LLC 380 Madison Avenue 12th Floor New York, NY 10017 - --------------------------------------------------------------------------------------------- I. Robert Greene Chase Venture I See Explanatory No Flatiron Partners Capital Note 8 below 257 Park Avenue South Associates, LLC 12th Floor New York, NY 10017 - --------------------------------------------------------------------------------------------- Brian J. Richmand Chase Venture I See Explanatory No c/o Chase Capital Capital Note 9 below Partners Associates, LLC 380 Madison Avenue 12th Floor New York, NY 10017 - --------------------------------------------------------------------------------------------- Jonas Steinman Chase Venture I See Explanatory No c/o Chase Capital Capital Note 10 below Partners Associates, LLC 380 Madison Avenue 12th Floor New York, NY 10017 - ---------------------------------------------------------------------------------------------
Explanatory Note: 1) The Designated Reporter is executing this report on behalf of all reporting persons, each of whom has authorized it to do so. 2) The amounts shown in Table I represents the beneficial ownership of the Issuer's equity securities by CVCA, LLC, a portion of which may be deemed attributable to the reporting person because the reporting person is a partner of Chase Capital Partners ("CCP"), which is the sole managing member of (a) CCP-SBIC Manager, LLC ("CCP-SBIC"), the sole managing member of CVCA, LLC and (b) CCP-CMC Consolidating, LLC ("Consolidating"), the non-managing member of CVCA, LLC. CCP is also the manager, by delegation, of CVCA, LLC, pursuant to an advisory agreement with CCP-SBIC and Consolidating. The actual pro rata portion of such beneficial ownership that may be deemed to be attributable to the reporting person is not readily determinable because it is subject to several variables, including internal rate of return and vesting of interests within CCP and CVCA, LLC. 3) The amounts shown in Table I represents the beneficial ownership of the Issuer's equity securities by CVCA, LLC, a portion of which may be deemed attributable to the reporting person because it is the sole stockholder of Chase Capital Corporation, a general partner of CCP, the sole managing member of the two members of CVCA, LLC and the manager, by delegation, of CVCA, LLC. The actual pro rata portion of such beneficial ownership that may be attributable to the reporting person is not readily determinable because it is subject to several variables, including the internal rate of return and vesting of interests within CCP and CVCA, LLC. 4) The amounts shown in Table I represents the beneficial ownership of the Issuer's equity securities by CVCA, LLC, a portion of which may be deemed attributable to the reporting person because it is the sole managing member of (a) CCP-SBIC, the sole managing member CVCA and (b) Consolidating, the non-managing member of CVCA, LLC. CCP is also the manager, by delegation, of CVCA, LLC pursuant to an advisory agreement with CCP-SBIC and Consolidating. The actual pro rata portion of such beneficial ownership that may be deemed to be attributable to the reporting person is not readily determinable because it is subject to several variables, including the internal rate of return and vesting of interests within CCP and CVCA, LLC. 5) The amounts shown in Table I represents the beneficial ownership of the Issuer's equity securities by CVCA, LLC, a portion of which may be deemed attributable to the reporting person because it is the sole managing member of CVCA, LLC. The actual pro rata portion of such beneficial ownership that may be deemed to be attributable to the reporting person is not readily determinable because it is subject to several variables, including the internal rate of return and vesting of interests within CVCA, LLC. 6) The amounts shown in Table I represents the beneficial ownership of the Issuer's equity securities by CVCA, LLC, a portion of which may be deemed attributable to the reporting person because it is the sole non-managing member of CVCA, LLC. The actual pro rata portion of such beneficial ownership that may be deemed to be attributable to the reporting person is not readily determinable because it is subject to several variables, including the internal rate of return and vesting of interests within CCP and CVCA, LLC. 7) The amounts shown in Tables I and II represent the beneficial ownership of the Issuer's equity securities by CVCA, LLC, a portion of which may be deemed attributable to the reporting person because he was a general partner of CCP, the sole managing member of the two members of CVCA, LLC and the manager, by delegation, of CVCA, LLC, until June 1, 1997. The actual pro rata portion of such beneficial ownership that may be deemed to be attributable to the reporting person is not readily determinable because it is subject to several variables, including the internal rate of return and vesting within CCP and CVCA, LLC. 8) The amounts shown in Tables I and II represent the beneficial ownership of the Issuer's equity securities by CVCA, LLC, a portion of which may be deemed attributable to the reporting person because he was a general partner of CCP, the sole managing member of the two members of CVCA, LLC and the manager, by delegation, of CVCA, LLC, until May 31, 1999. The actual Page 6 of 7 pro rata portion of such beneficial ownership that may be deemed to be attributable to the reporting person is not readily determinable because it is subject to several variables, including the internal rate of return and vesting within CCP and CVCA, LLC. The reporting person is a director of the Issuer. 9) The amounts shown in Tables I and II represent the beneficial ownership of the Issuer's equity securities by CVCA, LLC, a portion of which may be deemed attributable to the reporting person because he was a general partner of CCP, the sole managing member of the two members of CVCA, LLC and the manager, by delegation, of CVCA, LLC, until December 31, 1999. The actual pro rata portion of such beneficial ownership that may be deemed to be attributable to the reporting person is not readily determinable because it is subject to several variables, including the internal rate of return and vesting within CCP and CVCA, LLC. 10) The amounts shown in Tables I and II represent the beneficial ownership of the Issuer's equity securities by CVCA, LLC, a portion of which may be deemed attributable to the reporting person because he was a general partner of CCP, the sole managing member of the two members of CVCA, LLC, and the manager, by delegation, of CVCA, LLC, until July 1, 1999. The actual pro rata portion of such beneficial ownership that may be deemed to be attributable to the reporting person is not readily determinable because it is subject to several variables, including the internal rate of return and vesting within CCP and CVCA, LLC. Page 7 of 7 -----END PRIVACY-ENHANCED MESSAGE-----