S-8 1 ds8.htm FORM S-8 Form S-8

As filed with the Securities and Exchange Commission on January 30, 2009

Registration No. 333-            

 

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM S-8

REGISTRATION STATEMENT

UNDER

THE SECURITIES ACT OF 1933

 

 

Medivation, Inc.

(Exact name of registrant as specified in its charter)

 

Delaware   16-3863260
(State or other jurisdiction of incorporation or organization)   (I.R.S. Employer Identification No.

 

 

201 Spear Street, 3rd Floor

San Francisco, CA 94105

(415) 543-3470

(Address of principal executive offices) (Zip Code)

 

 

Medivation, Inc. 2004 Equity Incentive Plan

(Full title of the plan)

C. Patrick Machado

Senior Vice President and Chief Financial Officer

Medivation, Inc.

201 Spear Street, 3rd Floor

San Francisco, CA 94105

(Name and address of agent for service) (Telephone number, including area code, of agent for service)

 

 

Copies to:

Laura Berezin, Esq.

Michael Tenta, Esq.

COOLEY GODWARD KRONISH LLP

Five Palo Alto Square

3000 El Camino Real

Palo Alto, CA 94306

(650) 843-5000

 

 

Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, or a smaller reporting company. See the definitions of “large accelerated filer,” “accelerated filer” and “smaller reporting company” in Rule 12b-2 of the Exchange Act. (Check one):

 

Large accelerated filer  ¨   Accelerated filer  þ   Non-accelerated filer  ¨   Smaller reporting company  ¨
   

(Do not check if a smaller

reporting company)

  

CALCULATION OF REGISTRATION FEE

 

 

Title of Securities

to be Registered

   Amount to be
Registered (1)		  

Proposed Maximum

Offering

Price per Share (2)

  

Proposed Maximum

Aggregate

Offering Price (2)

  

Amount of

Registration Fee

Common Stock (par value $0.01 per share)

   4,500,000 shares    $18.59 - 18.84   $84,226,839.25   $3,310.11
 
 

 

(1) Pursuant to Rule 416(a), this Registration Statement shall also cover any additional shares of Registrant’s Common Stock that become issuable under the plan by reason of any stock dividend, stock split, recapitalization or other similar transaction effected without receipt of consideration that increases the number of outstanding shares of Registrant’s Common Stock.

 

(2) Estimated solely for the purpose of calculating the amount of the registration fee pursuant to Rule 457(h). The offering price per share and aggregate offering price for the unissued stock options are based upon the average of the high and low prices of the Registrant’s Common Stock on January 26, 2009 as reported on the Nasdaq Global Market. The offering price per share and aggregate offering price for the outstanding stock options and awards are based upon the weighted average exercise price for options granted pursuant to the Registrant’s 2004 Equity Incentive Plan. The following chart illustrates the calculation of the registration fee:

 

Securities

    Number of Shares    Offering Price Per
Share		    Aggregate Offering
Price

Shares issuable pursuant to outstanding stock options and awards pursuant to the 2004 Equity Incentive Plan.

    2,212,643    $ 18.59    $ 41,133,033.37

Shares issuable pursuant to unissued stock awards pursuant to the 2004 Equity Incentive Plan.

    2,287,357    $ 18.84    $ 43,093,805.88

TOTAL

    4,500,000       $ 84,226,839.25

 

 

 

PART II

EXPLANATORY NOTE

This Registration Statement on Form S-8 is being filed for the purpose of registering an additional 4,500,000 shares of Medivation, Inc.’s (the “Company”) Common Stock to be issued pursuant to the Company’s 2004 Equity Incentive Plan, as amended.

INCORPORATION BY REFERENCE OF CONTENTS OF

REGISTRATION STATEMENT ON FORM S-8 NO. 333-132983

The contents of Registration Statement on Form S-8 No. 333-132983 filed with the Securities and Exchange Commission on April 4, 2006 are incorporated by reference herein.

EXHIBITS

 

Exhibit

Number

     
  4.1    Amended and Restated Certificate of Incorporation (incorporated by reference to Exhibit 3.1(a) to the Quarterly Report on Form 10-QSB of Medivation, Inc. for the quarter ended June 30, 2005).
  4.2    Certificate of Amendment of Amended and Restated Certificate of Incorporation (incorporated by reference to Exhibit 3.1(b) to the Quarterly Report on Form 10-QSB of Medivation, Inc. for the quarter ended June 30, 2005).
  4.3    Certificate of Amendment to the Amended and Restated Certificate of Incorporation (incorporated by reference to Exhibit 3.1(c) to the Quarterly Report on Form 10-QSB of Medivation, Inc. for the quarter ended June 30, 2005).
  4.4    Certificate of Designations of the Series C Junior Participating Preferred Stock of Medivation, Inc. (incorporated by reference to Exhibit 10.4(a) to the Company’s annual report on Form 10-KSB filed with the Commission on February 19, 2008).
  4.5    Bylaws of Medivation, Inc. (formerly Orion Acquisition Corp. II), together with all amendments and restatements thereto (incorporated by reference to Exhibit 3.2 to the Registration Statement on Form SB-2 of Medivation, Inc. (formerly Orion Acquisition Corp. II) (No. 333-03252)).
  4.6    Common Stock Certificate (incorporated by reference to Exhibit 4.1 to the Registration Statement on Form SB-2 of Medivation, Inc. (formerly Orion Acquisition Corp. II) (No. 333-03252)).
  4.7    Rights Agreement, dated as of December 4, 2006, between Medivation, Inc. and American Stock Transfer & Trust Company, as Rights Agent, which includes the form of Certificate of Designations of the Series C Junior Participating Preferred Stock of Medivation, Inc. as Exhibit A, the form of Right Certificate as Exhibit B and the Summary of Rights to Purchase Preferred Shares as Exhibit C (incorporated by reference to Exhibit 4.1 to the Current Report on Form 8-K filed on December 4, 2006).
  5.1    Opinion of Cooley Godward Kronish LLP.
23.1    Consent of PricewaterhouseCoopers LLP, Independent Public Registered Accounting Firm.
23.2    Consent of Cooley Godward Kronish LLP is contained in Exhibit 5.1 to this Registration Statement.
24    Power of Attorney is contained on the signature pages.
99.1    Medivation, Inc. 2004 Equity Incentive Plan, as amended as of March 22, 2007 (incorporated by reference to Exhibit 10.4(a) to the Company’s annual report on Form 10-KSB filed with the Commission on February 19, 2008).

 

II-1

UNDERTAKINGS

 

1. The undersigned registrant hereby undertakes:

(a) To file, during any period in which offers or sales are being made, a post-effective amendment to this Registration Statement:

(i) To include any prospectus required by Section 10(a)(3) of the Securities Act;

(ii) To reflect in the prospectus any facts or events arising after the effective date of the registration statement (or the most recent post-effective amendment thereof) which, individually or in the aggregate, represent a fundamental change in the information set forth in the registration statement. Notwithstanding the foregoing, any increase or decrease in volume of securities offered (if the total dollar value of securities offered would not exceed that which was registered) and any deviation from the low or high end of the estimated maximum offering range may be reflected in the form of prospectus filed with the Commission pursuant to Rule 424(b) of the Securities Act if, in the aggregate, the changes in volume and price represent no more than a 20% change in the maximum aggregate offering price set forth in the “Calculation of Registration Fee” table in the effective registration statement.

(iii) To include any material information with respect to the plan of distribution not previously disclosed in the registration statement or any material change to such information in the registration statement;

provided, however, that paragraphs (a)(i) and (a)(ii) of this section do not apply if the registration statement is on Form S-8, and the information required to be included in a post-effective amendment by those paragraphs is contained in reports filed with or furnished to the Commission by the registrant pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 (the “Exchange Act”) that are incorporated by reference in the registration statement.

(b) That, for the purpose of determining any liability under the Securities Act, each such post-effective amendment shall be deemed to be a new registration statement relating to the securities offered therein, and the offering of such securities at that time shall be deemed to be the initial bona fide offering thereof.

(c) To remove from registration by means of a post-effective amendment any of the securities being registered which remain unsold at the termination of the offering.

 

2. The undersigned registrant hereby undertakes that, for purposes of determining any liability under the Securities Act of 1933, each filing of the registrant’s annual report pursuant to Section 13(a) or 15(d) of the Exchange Act (and, where applicable, each filing of an employee benefit plan’s annual report pursuant to Section 15(d) of the Exchange Act) that is incorporated by reference in the registration statement shall be deemed to be a new registration statement relating to the securities offered therein, and the offering of such securities at that time shall be deemed to be the initial bona fide offering thereof.

 

3. The undersigned registrant hereby undertakes to deliver or cause to be delivered with the prospectus, to each person to whom the prospectus is sent or given, the latest annual report to security holders that is incorporated by reference in the prospectus and furnished pursuant to and meeting the requirements of Rule 14a-3 or Rule 14c-3 under the Exchange Act; and, where interim financial information required to be presented by Article 3 of Regulation S-X are not set forth in the prospectus, to deliver, or cause to be delivered to each person to whom the prospectus is sent or given, the latest quarterly report that is specifically incorporated by reference in the prospectus to provide such interim financial information.

 

4. Insofar as indemnification for liabilities arising under the Securities Act may be permitted to directors, officers and controlling persons of the registrant pursuant to the foregoing provisions, or otherwise, the registrant has been advised that in the opinion of the Securities and Exchange Commission such indemnification is against public policy as expressed in the Securities Act and is, therefore, unenforceable. In the event that a claim for indemnification against such liabilities (other than the payment by the registrant of expenses incurred or paid by a director, officer or controlling person of the registrant in the successful defense of any action, suit or proceeding) is asserted by such director, officer or controlling person in connection with the securities being registered, the registrant will, unless in the opinion of its counsel the matter has been settled by controlling precedent, submit to a court of appropriate jurisdiction the question whether such indemnification by it is against public policy as expressed in the Securities Act and will be governed by the final adjudication of such issue.

 

II-2

SIGNATURES

Pursuant to the requirements of the Securities Act of 1933, as amended, the Registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-8 and has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of San Francisco, State of California, on January 13, 2009.

 

MEDIVATION, INC.
By:   /s/ C. Patrick Machado
 

C. Patrick Machado

Chief Financial Officer and Senior Vice President

POWER OF ATTORNEY

KNOW ALL PERSONS BY THESE PRESENTS, that each person whose signature appears below constitutes and appoints David T. Hung and C. Patrick Machado, and each or any one of them, his true and lawful attorney-in-fact and agent, with full power of substitution and resubstitution, for him and in his name, place and stead, in any and all capacities, to sign any and all amendments (including post-effective amendments) to this Registration Statement, and to file the same, with all exhibits thereto, and other documents in connection therewith, with the Securities and Exchange Commission, granting unto said attorneys-in-fact and agents, and each of them, full power and authority to do and perform each and every act and thing requisite and necessary to be done in connection therewith, as fully to all intents and purposes as he might or could do in person, hereby ratifying and confirming all that said attorneys-in-fact and agents, or any of them, or their or his substitutes or substitute, may lawfully do or cause to be done by virtue hereof.

Pursuant to the requirements of the Securities Act of 1933, this Registration Statement has been signed by the following persons in the capacities and on the dates indicated.

 

Signature

   

Title

  

Date

/s/ David T. Hung

DAVID T. HUNG

   

President, Chief Executive Officer and Director

(Principal Executive Officer)

   January 13, 2009

/s/ C. Patrick Machado

C. PATRICK MACHADO

   

Senior Vice President and Chief Financial Officer

(Principal Financial and Accounting Officer)

   January 13, 2009

/s/ Daniel Adams

DANIEL ADAMS

    Director   January 13, 2009

/s/ Gregory H. Bailey, M.D.

GREGORY H. BAILEY, M.D.

    Director   January 13, 2009

/s/ Kim D. Blickenstaff

KIM. D. BLICKENSTAFF

    Director   January 13, 2009

/s/ W. Anthony Vernon

W. ANTHONY VERNON

    Director   January 13, 2009

 

II-3

EXHIBIT INDEX

EXHIBITS

 

Exhibit

Number

     
  4.1    Amended and Restated Certificate of Incorporation (incorporated by reference to Exhibit 3.1(a) to the Quarterly Report on Form 10-QSB of Medivation, Inc. for the quarter ended June 30, 2005).
  4.2    Certificate of Amendment of Amended and Restated Certificate of Incorporation (incorporated by reference to Exhibit 3.1(b) to the Quarterly Report on Form 10-QSB of Medivation, Inc. for the quarter ended June 30, 2005).
  4.3    Certificate of Amendment to the Amended and Restated Certificate of Incorporation (incorporated by reference to Exhibit 3.1(c) to the Quarterly Report on Form 10-QSB of Medivation, Inc. for the quarter ended June 30, 2005).
  4.4    Certificate of Designations of the Series C Junior Participating Preferred Stock of Medivation, Inc. (incorporated by reference to Exhibit 10.4(a) to the Company’s annual report on Form 10-KSB filed with the Commission on February 19, 2008).
  4.5    Bylaws of Medivation, Inc. (formerly Orion Acquisition Corp. II), together with all amendments and restatements thereto (incorporated by reference to Exhibit 3.2 to the Registration Statement on Form SB-2 of Medivation, Inc. (formerly Orion Acquisition Corp. II) (No. 333-03252)).
  4.6    Common Stock Certificate (incorporated by reference to Exhibit 4.1 to the Registration Statement on Form SB-2 of Medivation, Inc. (formerly Orion Acquisition Corp. II) (No. 333-03252)).
  4.7    Rights Agreement, dated as of December 4, 2006, between Medivation, Inc. and American Stock Transfer & Trust Company, as Rights Agent, which includes the form of Certificate of Designations of the Series C Junior Participating Preferred Stock of Medivation, Inc. as Exhibit A, the form of Right Certificate as Exhibit B and the Summary of Rights to Purchase Preferred Shares as Exhibit C (incorporated by reference to Exhibit 4.1 to the Current Report on Form 8-K filed on December 4, 2006).
  5.1    Opinion of Cooley Godward Kronish LLP.
23.1    Consent of PricewaterhouseCoopers LLP, Independent Public Registered Accounting Firm.
23.2    Consent of Cooley Godward Kronish LLP is contained in Exhibit 5.1 to this Registration Statement.
24    Power of Attorney is contained on the signature pages.
99.1    Medivation, Inc. 2004 Equity Incentive Plan, as amended as of March 22, 2007 (incorporated by reference to Exhibit 10.4(a) to the Company’s annual report on Form 10-KSB filed with the Commission on February 19, 2008).